AI-Powered Regulatory Compliance Software
FinregE is the regulatory compliance infrastructure that monitors global regulations with AI to map policies and controls in a single operating system.
The FinregE Regulatory Operating Ecosystem
Regulatory Change Management with AI Assistance
Stay ahead of regulatory developments across 160+ countries. FinregE Horizon automates the collection, classification, and prioritisation of regulatory updates so a critical update is never missed, while eliminating duplicative manual work across fragmented sources.
FinregE’s AI RIG engine uses machine learning to classify, tag, and prioritise regulatory changes. Rather than sending every regulatory alert to your inbox, the AI filters for relevance, summarises and extracts obligations automatically, and maps them to internal policies and controls. Every AI output is fully source-cited for audit defensibility.
Global Rules Libraries with AI-Driven Obligations & Controls
Access laws, rules and legislative texts transformed into actionable intelligence with FinregE Library. Move beyond static reading to a dynamic environment where AI automatically extracts obligations, suggests immediate operational actions, and recommends specific risk and control alignments. Establish a single source of regulatory truth that eliminates fragmented spreadsheets, version control errors, and disconnected policy documents.
FinregE consolidates raw legislation, AI-generated obligation mapping, and control recommendations into one connected workflow.
Rules to Policies and Controls Mapping with AI Intelligence
FinregE Maps integrates regulatory intelligence, policy management, and control testing into one connected workflow to standardize the compliance framework, strengthen audit defensibility, and reduce institutional risk. Connect policies, procedures, and controls directly to global regulations to eliminate governance gaps and ensure operational readiness.
FinregE’s AI RIG engine automatically analyses regulatory texts to extract specific obligations and maps them to existing internal controls and procedures, highlighting gaps and actions. Every mapping is dynamic; when a regulation changes, the system automatically flags the affected policies and controls for review.
End to End Compliance Workflows with AI-Guided Analysis
FinregE Workflows connects regulatory impact assessments, stakeholder reviews, and approval chains into one connected workflow to standardize compliance decision-making, strengthen audit defensibility, and maintain total supervisory transparency. Route every regulatory assessment to the right stakeholders, assign clear ownership, and preserve an immutable audit trail of every institutional decision.
FinregE’s AI assists in identifying products, functions and stakeholders impacts of regulatory requirements based on obligation type, business unit impact, and risk severity, eliminating manual routing guesswork.
AI-Guided Policy Drafting and Knowledge Search
FinregE Governance connects policy drafting, version control, and regulatory traceability into one connected workflow. Draft policies and procedures, manage periodic reviews, linked them to specific regulatory obligations, maintain full version history, and maintain them against regulatory changes, so that the governance framework stays current without manual cross-referencing.
FinregE’s AI engine assists in policy drafting and suggests policy language against regulatory requirements, reducing drafting time while maintaining accuracy. Policies and governance documents remain traceable back to regulatory requirements, with system alerts for review via FinregE Map against changing obligations.
Regulatory Project and Task Management
FinregE Action connects remediation programmes, policy reviews, regulatory reporting cycles, and implementation projects into one connected workflow to eliminate missed deadlines, strengthen accountability, and reduce operational risk. Track every deadline, dependency, resource allocation, and accountable owner in one compliance command centre.
FinregE Action leverages AI outputs from across the platform to automatically generate project tasks from regulatory obligations, populate reporting cycle deadlines from horizon scanning, and pre-structure remediation workflows from control testing gaps.
Compliance Monitoring, Risk and Control Testing
FinregE Assurance connects risk assessment, control testing, and compliance reporting into one connected workflow to close the loop between regulatory obligations and operational reality. Manage risks assessments, maintain risk register, run structured control tests, capture evidence systematically, and generate board-ready reports that demonstrate compliance posture.
FinregE Assurance leverages AI outputs from FinregE Library and FinregE Map for obligation-to-control mappings to manage and maintain risks, controls and testing plans. Control test results feed back into the risks to update risk ratings and create Action items for remediation.
From Fragmented Compliance to a Connected Regulatory Operating System
Compliance is not only a legal challenge. It is a data, workflow and governance challenge.
Many financial institutions and other regulated organisations still manage compliance through disconnected point solutions: email feeds for regulatory updates, spreadsheets for impact assessments, static documents for policies and separate systems for risks, controls and testing.
This fragmentation creates a dangerous gap between a regulator publishing a requirement and the organisation implementing the right response. Compliance teams lose real-time visibility; ownership becomes unclear and demonstrating an accurate audit trail requires manual reconciliation.
FinregE’s regulatory operating system (ROS) closes that gap. Its regulatory compliance management software connects regulatory change to obligations, policies, risks, controls, actions, testing and compliance evidence in one unified architecture. The result is a single source of truth for governance, risk and compliance.
One Regulatory Operating System. Every Compliance Workflow Connected.
A Unified Regulatory Data Model
FinregE’s architecture maps every requirement into a unified schema, creating a digital thread that links source text to internal policies, procedures, risks and controls.
Production-Grade Regulatory AI
FinregE’s AI RIG supports classification, summarisation, obligation extraction, impact analysis and question answering within controlled workflows for analysing complex regulations.
Ecosystem Integration
Infrastructure is only valuable if it connects. Designed as the “brains” of the compliance function, feed high-fidelity intelligence into tools teams already use with FinregE API fist connectivity.
The infrastructure of global regulatory governance
countries covered for laws and regulations
regulatory changes captured weekly
historical uptime for ROS services
users powered by FinregE infrastructure
One Source of Truth. Every Stakeholder Aligned
FinregE dissolves the silos between legal, risk, compliance and operations, ensuring that regulatory intent is translated into operational reality across the entire institution.
For executive leadership, the primary challenge is the “Information Gap” – the disconnect between high-level regulatory requirements and the actual operational evidence of compliance. FinregE transforms governance by providing empirical, real-time evidence of institutional readiness. A move from “trust-based” governance to “evidence-based” oversight. Leadership gains a transparent, real-time view of the firm’s compliance posture, ensuring that regulatory risk is quantified, managed, and defensible to shareholders and regulators.
Managing a complex regulatory footprint requires a definitive view of operational readiness. Many CCOs struggle with “fragmented visibility” – where regulatory obligations, internal policies, and control frameworks exist in silos, making it difficult to identify critical compliance gaps in real-time. FinregE provides a unified layer of oversight to ensure total regulatory alignment.
The critical challenge for the CRO is the disconnect between regulatory evolution and control effectiveness. When regulatory requirements shift, the existing risk register often becomes static, leading to “control decay” where internal safeguards remain active but are no longer aligned with current regulatory expectations. FinregE eliminates this gap by synchronizing live regulatory intelligence with your risk and control architecture. The CRO gains empirical assurance that the firm’s risk appetite is precisely aligned with the current regulatory environment, reducing the likelihood of undetected control failures.
For Legal and General Counsel, the core challenge is maintaining the integrity of regulatory interpretation. In a volatile landscape, the risk of “interpretation drift” – where legacy policies no longer align with evolving legislation – creates significant legal exposure. FinregE eliminates this risk by replacing fragmented document stores with a centralized, machine-readable system of record. General Counsel can provide cited, defensible interpretations of evolving rules with absolute confidence, significantly reducing the time and risk associated with supervisory inquiries and legal reviews.
The traditional audit model relies on retrospective sampling—testing a small fraction of controls to infer the health of the entire system. This approach creates “assurance gaps,” where control failures remain undetected between audit cycles. FinregE transforms the audit function by providing a real-time, empirical view of control effectiveness across the entire institutional footprint. Internal Audit can provide the Board with a real-time assurance map, identifying control weaknesses before they result in regulatory breaches and significantly reducing the friction of the audit process.
For operational teams, the greatest challenge is the “Translation Gap”—the distance between a complex legal requirement and the specific task required to implement it. When regulatory mandates are delivered as dense documents rather than actionable instructions, it leads to operational inefficiency, manual errors, and a slowdown in business velocity. FinregE transforms regulation into a streamlined operational workflow. By replacing manual tracking with a digitized implementation pipeline, business units can maintain a high velocity of growth while ensuring that every operational action is perfectly aligned with regulatory requirements.
AI across the regulatory compliance lifecycle
We connect legal, compliance, risk, SMEs, and the business through AI-powered workflows, from regulation to control and back.
Coverage across the regulatory themes that matter most
FinregE supports the major regulatory themes shaping compliance programmes today, from prudential regulation and AML to data protection, cyber resilience, consumer duty, competition, sanctions, tax, and ESG.
Data protection and information security
Competition
Operational resilience
Prudential regulation & conduct
Markets, tax and regulatory reporting
Health & safety
Consumer protection
Environmental, Social, and Governance (ESG)
Anti-money laundering
Sanctions
Risk & compliance
Legal & regulatory
BUILT FOR REGULATED INDUSTRIES
Supporting complex regulatory environments across sectors
FinregE was built for the complexity of global regulations. The AI-powered platform supports regulated institutions that must monitor regulatory change, translate obligations into action and maintain defensible evidence across multiple jurisdictions.
Any Regulation. Any Jurisdiction. One System
FinregE ROS is designed to ingest and structure any regulatory data set, regardless of the industry. From Energy and Aerospace to Consumer Goods, FinregE scales to your specific regulatory footprint.
Client Testimonials & Independent Industry Analysis
FinTech Finance News
“FinregE is clearly moving the needle by shifting the conversation from “AI as a tool” to AI as infrastructure. While many RegTechs focus on niche reporting, FinregE’s AI-native operating system approach addresses the root cause of compliance failure: fragmented data. FinregE is becoming the de facto standard for digital-first regulatory management.”
Global Tier 1 insurance company
“FinregE acts more like a strategic technology partner than simply another technology vendor. The team really try to understand the compliance problem we are trying to solve and train and configure their software to meet our existing processes and teams and businesses enterprise set-up.”
Global legal professional services firm
“Many providers can provide you with a data feed on regulators developments that is either delayed, missing relevant updates or sources of information or the publications are unstructured and uncategorised. With FinregE, you get a fully customised, consistently structured and fully topic tagged data feed on regulatory developments across global sources. What has also been useful is being able to get access to this data via customised APIs and filtering based on our needs and requirements.”
UK Tier 3 payment services firm
“With FinregE, the biggest benefit to us has been reducing the manual effort and time taken for us to manage numerous messy email subscriptions and RSS feeds to keep on top of regulatory changes, as FinregE brings all the information we need to us in their platform.”
Frequently Asked Questions
About Regulatory Compliance Automation
FinregE ROS is a unified platform that connects regulatory change management, policy drafting, and control testing. It replaces fragmented tools with one workflow to ensure traceability from publication to policy.
Yes. FinregE provides an AI-powered Regulatory Compliance Operating System that supports the compliance lifecycle from regulatory publication and assessment through to policy and control implementation.
Unlike generic AI tools, FinregE uses a proprietary intelligence engine, AI RIG which is built in-house and trained specifically on regulatory data. This allows the platform to automate regulatory horizon scanning, extract precise obligations, map them to internal policies, and suggest control testing, all with source-cited outputs to ensure auditability and eliminate hallucinations.
The fundamental difference is that FinregE is an End-to-End Regulatory Operating System with regulation and regulatory intelligence at its core. While GRC systems are effective for managing risk registers, control testing, and policy storage, they are static; they rely on manual entry to tell the system what to track.
FinregE connects regulatory intelligence directly with compliance workflows, helping teams move from a new publication to impact assessment, obligation mapping, policy updates, control changes, ownership, evidence, and closure.
This helps reduce the operational gap between a regulatory change being published and the organisation implementing the required response.
FinregE provides global regulatory intelligence coverage across more than 160 countries and monitors thousands of regulatory sources. Its solutions are designed for organisations operating in highly regulated sectors.
- Financial services: Banking, asset and investment management, insurance, payments, fintech, and digital assets.
- Regulatory themes: Financial crime, anti-money laundering, sanctions, data protection, cybersecurity, operational resilience, conduct, prudential regulation, and sustainability.
- Major frameworks: Basel standards, CRR, CRD, MiFID II, AIFMD, UCITS, Solvency II, DORA, MiCA, GDPR, CSRD, SFDR, and other jurisdiction-specific requirements.
- Other regulated sectors: Healthcare, pharmaceuticals, automotive, food and drink, and other industries with complex regulatory obligations.
Yes, FinregE's AI is purpose-built to support regulatory and compliance use cases. It is designed to provide transparent, source-linked outputs that compliance professionals can review before making or approving decisions.
This human-in-the-loop approach helps organisations maintain oversight, traceability, accountability, and an audit trail when using AI within regulated workflows.
FinregE helps teams extract and structure obligations from regulatory text and map those obligations to internal policies, procedures, risks, controls, and responsible owners.
This makes it easier to identify potential gaps, assess the effect of a regulatory change, assign remediation activities, record evidence, and maintain an audit trail between external requirements and internal compliance measures.
FinregE can help compliance teams reduce repetitive manual work, improve regulatory traceability, accelerate impact assessments, identify policy and control gaps, and coordinate regulatory change activities through connected workflows.
The specific return on investment will depend on factors such as the organisation's size, regulatory footprint, current processes, number of regulatory sources, and level of workflow automation.
