AI-Powered Regulatory Compliance Software
Clarity. Control. Confidence
FinregE is the regulatory compliance infrastructure that monitors global regulations with AI to map policies and controls in a single operating system.
The FinregE Regulatory Operating Ecosystem
Flexible solutions for every regulatory footprint. Grow your institutional resilience with a comprehensive set of compliance tools – designed to work individually or together as a unified operating system.
Monitor Global Regulatory Change with AI Assistance
Stay ahead of regulatory developments across 160+ countries and 2,000+ government, legislative, and standard-setting bodies. FinregE Horizon removes the noise from the signal, helping compliance teams focus exclusively on changes that affect your organisation. Automate the collection, classification, and prioritisation of regulatory updates so you never miss a critical deadline while eliminating duplicative manual work across fragmented sources.
FinregE’s AI RIG engine continuously scans regulatory publications and applies machine learning to classify, tag, and prioritise updates based on your specific jurisdictional and business footprint. Rather than sending every regulatory alert to your inbox, the AI filters for relevance, summarises and extracts obligations automatically, and maps them to your internal policies and controls. This ensures your team spends time on strategic decision-making rather than manual triage, with every AI output fully source-cited for audit defensibility.
Access Global Regulatory Content with AI-Driven Obligations & Controls
Access laws, rules and legislative texts transformed into actionable intelligence with FinregE Library. Move beyond static reading to a dynamic environment where AI automatically extracts obligations, suggests immediate operational actions, and recommends specific risk and control alignments. Establish a single source of regulatory truth that eliminates fragmented spreadsheets, version control errors, and disconnected policy documents.
FinregE consolidates raw legislation, AI-generated obligation mapping, and control recommendations into one connected workflow to ensure your regulatory posture is consistent, traceable, and instantly verifiable.
Build Total Traceability with AI-Powered Regulatory Mapping
FinregE Maps integrates regulatory intelligence, policy management, and control testing into one connected workflow to standardize your compliance framework, strengthen audit defensibility, and reduce institutional risk. Connect your policies, procedures, and controls directly to global regulations to eliminate governance gaps and ensure operational readiness.
FinregE’s AI RIG engine automatically analyses regulatory texts to extract specific obligations and maps them to your existing internal controls and procedures, highlighting gaps and actions. Every mapping is dynamic; when a regulation changes, the system automatically flags the affected policies and controls for review. This ensures your team moves from manual cross-referencing to autonomous gap analysis, with every link fully source-cited for regulator inspection.
End to End Compliance Workflows with AI-Guided Analysis
FinregE Workflows connects regulatory impact assessments, stakeholder reviews, and approval chains into one connected workflow to standardize your compliance decision-making, strengthen audit defensibility, and maintain total supervisory transparency. Route every regulatory assessment to the right stakeholders, assign clear ownership, and preserve an immutable audit trail of every institutional decision.
FinregE’s AI assists in identifying products, functions and stakeholders impacts of regulatory requirements based on obligation type, business unit impact, and risk severity, eliminating manual routing guesswork. This moves your team from ad-hoc email chains and spreadsheet tracking to autonomous workflow orchestration, with every action logged for regulator inspection.
AI-Guided Policy Drafting and Knowledge Search
FinregE Governance connects policy drafting, version control, and regulatory traceability into one connected workflow. Draft policies and procedures, manage periodic reviews, linked them to specific regulatory obligations, maintain full version history, and maintain them against regulatory changes, so that the governance framework stays current without manual cross-referencing.
FinregE’s AI engine assists in policy drafting and suggests policy language against regulatory requirements, reducing drafting time while maintaining accuracy. Policies and governance documents remain traceable back to regulatory requirements, with system alerts for review via FinregE Map against changing obligations.
Regulatory Project and Task Management
FinregE Action connects remediation programmes, policy reviews, regulatory reporting cycles, and implementation projects into one connected workflow to eliminate missed deadlines, strengthen accountability, and reduce operational risk. Track every deadline, dependency, resource allocation, and accountable owner in one compliance command centre.
FinregE Action leverages AI outputs from across the FinregE platform to automatically generate project tasks from regulatory obligations, populate reporting cycle deadlines from horizon scanning, and pre-structure remediation workflows from control testing gaps. FinregE Action delivers pre-built project templates and removes the need for reactive, manual spreadsheet tracking to proactive action orchestration tasks traceable back to its regulatory origin.
Compliance Monitoring, Risk and Control Testing
FinregE Assurance connects risk assessment, control testing, and compliance reporting into one connected workflow to close the loop between regulatory obligations and operational reality. Manage risks assessments, maintain risk register, run structured control tests, capture evidence systematically, and generate board-ready reports that demonstrate compliance posture.
FinregE Assurance leverages AI outputs from FinregE Library and obligations and control recommendations, FinregE Map obligation-to-control mappings and Policy’s regulatory traceability to manage and maintain risks, controls and testing plans. Control test results feed back into the platform to update risk ratings, trigger policy reviews where controls fail, and create Action items for remediation with controls and results source-cited to regulatory requirements . This moves sample-based manual testing to continuous control assurance, with full visibility into compliance posture across jurisdictions.
From Fragmented Compliance to a Connected Regulatory Operating System
Compliance is not only a legal challenge. It is a data, workflow and governance challenge.
Many financial institutions and other regulated organisations still manage compliance through disconnected point solutions: email feeds for regulatory updates, spreadsheets for impact assessments, static documents for policies and separate systems for risks, controls and testing.
This fragmentation creates a dangerous gap between a regulator publishing a requirement and the organisation implementing the right response. Compliance teams lose real-time visibility; ownership becomes unclear and demonstrating an accurate audit trail requires manual reconciliation.
FinregE’s regulatory operating system (ROS) closes that gap. Its regulatory compliance management software connects regulatory change to obligations, policies, risks, controls, actions, testing and compliance evidence in one unified architecture. The result is a single source of truth for governance, risk and compliance.
The FinregE Regulatory Operating System
A Unified Regulatory Data Model
From fragmented documents to a connected graph
Most firms treat regulations as text. FinregE structures regulatory requirements as connected data. Our architecture maps every regulatory requirement into a unified schema, creating a digital thread that connects the source text to your internal policies, procedures, risks and controls.
- Regulatory Mapping: Link a single regulatory paragraph to multiple internal obligations, policies, and controls.
- Automated Change Signals: When a regulation changes at the source, FinregE’s operating system instantly flags every affected policy and control across your organization.
- Immutable Regulatory Traceability: Maintain a perfect, bi-directional audit trail from a board-level report back to the original regulatory publication.
Production-Grade Regulatory AI
Regulatory intelligence grounded in source material and governed by human oversight
FinregE AI RIG helps compliance teams analyse complex regulatory content without separating AI from the underlying evidence. The regulatory intelligence platform supports classification, summarisation, obligation extraction, impact analysis and question answering within controlled workflows.
- Source-cited outputs linked to the underlying regulatory text.
- Automated extraction of discrete regulatory obligations from lengthy publications.
- Expert-level Q&A across relevant regulatory content and approved internal policy libraries.
- Human review, ownership and approval before decisions become part of the organisation’s compliance record.
Ecosystem Integration
The intelligence layer for your existing technology stack
Infrastructure is only valuable if it connects. FinregE ROS is designed to be the “brains” of your compliance function, feeding high-fidelity intelligence into the tools your teams already use.
- API-First Connectivity: Push live regulatory updates and obligation changes directly into your GRC platforms, risk registers, and task management systems.
- Data Synchronization: Ensure your risk appetite and control frameworks are always synced with the current regulatory environment.
- Operational Agility: Eliminate manual data re-entry and the version-control errors that lead to regulatory breaches.
The infrastructure of global regulatory governance
One Source of Truth. Every Stakeholder Aligned
FinregE dissolves the silos between legal, risk, compliance and operations, ensuring that regulatory intent is translated into operational reality across the entire institution.
For executive leadership, the primary challenge is the “Information Gap” – the disconnect between high-level regulatory requirements and the actual operational evidence of compliance. FinregE transforms governance by providing empirical, real-time evidence of institutional readiness. A move from “trust-based” governance to “evidence-based” oversight. Leadership gains a transparent, real-time view of the firm’s compliance posture, ensuring that regulatory risk is quantified, managed, and defensible to shareholders and regulators.
Managing a complex regulatory footprint requires a definitive view of operational readiness. Many CCOs struggle with “fragmented visibility” – where regulatory obligations, internal policies, and control frameworks exist in silos, making it difficult to identify critical compliance gaps in real-time. FinregE provides a unified layer of oversight to ensure total regulatory alignment.
The critical challenge for the CRO is the disconnect between regulatory evolution and control effectiveness. When regulatory requirements shift, the existing risk register often becomes static, leading to “control decay” where internal safeguards remain active but are no longer aligned with current regulatory expectations. FinregE eliminates this gap by synchronizing live regulatory intelligence with your risk and control architecture. The CRO gains empirical assurance that the firm’s risk appetite is precisely aligned with the current regulatory environment, reducing the likelihood of undetected control failures.
For Legal and General Counsel, the core challenge is maintaining the integrity of regulatory interpretation. In a volatile landscape, the risk of “interpretation drift” – where legacy policies no longer align with evolving legislation – creates significant legal exposure. FinregE eliminates this risk by replacing fragmented document stores with a centralized, machine-readable system of record. General Counsel can provide cited, defensible interpretations of evolving rules with absolute confidence, significantly reducing the time and risk associated with supervisory inquiries and legal reviews.
The traditional audit model relies on retrospective sampling—testing a small fraction of controls to infer the health of the entire system. This approach creates “assurance gaps,” where control failures remain undetected between audit cycles. FinregE transforms the audit function by providing a real-time, empirical view of control effectiveness across the entire institutional footprint. Internal Audit can provide the Board with a real-time assurance map, identifying control weaknesses before they result in regulatory breaches and significantly reducing the friction of the audit process.
For operational teams, the greatest challenge is the “Translation Gap”—the distance between a complex legal requirement and the specific task required to implement it. When regulatory mandates are delivered as dense documents rather than actionable instructions, it leads to operational inefficiency, manual errors, and a slowdown in business velocity. FinregE transforms regulation into a streamlined operational workflow. By replacing manual tracking with a digitized implementation pipeline, business units can maintain a high velocity of growth while ensuring that every operational action is perfectly aligned with regulatory requirements.
AI across the regulatory compliance lifecycle
We connect legal, compliance, risk, SMEs, and the business through AI-powered workflows, from regulation to control and back.
Coverage across the regulatory themes that matter most
FinregE supports the major regulatory themes shaping compliance programmes today, from prudential regulation and AML to data protection, cyber resilience, consumer duty, competition, sanctions, tax, and ESG.
Data protection and information security
Competition
Operational resilience
Prudential regulation & conduct
Markets, tax and regulatory reporting
Health & safety
Consumer protection
Environmental, Social, and Governance (ESG)
Anti-money laundering
Sanctions
Risk & compliance
Legal & regulatory
BUILT FOR REGULATED INDUSTRIES
Supporting complex regulatory environments across sectors
FinregE was built for the complexity of global regulations. The AI-powered platform supports regulated institutions that must monitor regulatory change, translate obligations into action and maintain defensible evidence across multiple jurisdictions.
Any Regulation. Any Jurisdiction. One System
FinregE ROS is designed to ingest and structure any regulatory data set, regardless of the industry. From Energy and Aerospace to Consumer Goods, FinregE scales to your specific regulatory footprint.
Client Testimonials & Independent Industry Analysis
FinTech Finance News
“FinregE is clearly moving the needle by shifting the conversation from “AI as a tool” to AI as infrastructure. While many RegTechs focus on niche reporting, FinregE’s AI-native operating system approach addresses the root cause of compliance failure: fragmented data. FinregE is becoming the de facto standard for digital-first regulatory management.”
Global Tier 1 insurance company
“FinregE acts more like a strategic technology partner than simply another technology vendor. The team really try to understand the compliance problem we are trying to solve and train and configure their software to meet our existing processes and teams and businesses enterprise set-up.”
Global legal professional services firm
“Many providers can provide you with a data feed on regulators developments that is either delayed, missing relevant updates or sources of information or the publications are unstructured and uncategorised. With FinregE, you get a fully customised, consistently structured and fully topic tagged data feed on regulatory developments across global sources. What has also been useful is being able to get access to this data via customised APIs and filtering based on our needs and requirements.”
UK Tier 3 payment services firm
“With FinregE, the biggest benefit to us has been reducing the manual effort and time taken for us to manage numerous messy email subscriptions and RSS feeds to keep on top of regulatory changes, as FinregE brings all the information we need to us in their platform.”
Frequently Asked Questions
About Regulatory Compliance Automation
While GRC systems are effective for managing risk registers, control testing, and policy storage, they are static; they rely on manual entry to tell the system what to track. FinregE, by contrast, is a dynamic operating system that automates the entire lifecycle, from the moment a regulation is published to the moment a policy is implemented. By integrating live regulatory data directly into the workflow, FinregE ensures that policies and controls are always mapped to current laws in real-time. This eliminates the dangerous operational gap between regulatory change and response, a capability that is becoming increasingly critical for modern regulated institutions.
- Financial Services: Full support for Banking (Basel III/IV, CRR, CRD V), Asset & Investment Management (MiFID II, AIFMD, UCITS, SEC RIA), Insurance (Solvency II, IDD, IFRS 17), and Fintech/Digital Assets (MiCA, DORA, AMLD6).
- Cross-Industry Themes: Global standards for AML, Data Protection (GDPR), Cybersecurity, Sanctions, and ESG (SFDR, CSRD, TCFD).
- Specialised Sectors: Adaptive frameworks for Pharmaceuticals, Healthcare, Automotive, and Food & Drink industries.
