AI-Powered Regulatory Compliance Software
Clarity. Control. Confidence
Regulatory infrastructure to operationalise compliance
FinregE is the regulatory compliance infrastructure that monitors global regulations with AI to map policies and controls in a single operating system.
Monitor global regulatory changes, map obligations to policy, and validate controls with evidence – all within a single, connected operating system.
The FinregE Regulatory Operating Ecosystem
Flexible solutions for every regulatory footprint.
Grow your institutional resilience with a comprehensive set of compliance tools – designed to work individually or together as a unified operating system.
Real-Time Global Regulatory Monitoring
Stay ahead of regulatory changes with FinregE Horizon. Monitor changes across 160+ countries and over 2,000+ governments, regulators, legislative and standard setting bodies. AI-assisted classification and prioritisation help compliance teams focus on changes that affect the organisation, removing noise.
Machine-readable rule libraries
Your definitive source of regulatory truth.
Access raw legislative and regulatory texts in a structured, machine-readable library of rules and associated obligations with FinregE Library. Search authoritative content and retain direct links to source material.
Translate regulatory requirements into action
Regulatory Impact Assessment
Bridge the gap between publication and implementation with FinregE Map.
Assess applicability and impact, map obligations to policies, risks and controls, identify gaps and maintain a transparent record of institutional actions and decisions.
Institutionalize your decision-making
Move from interpretation to approval with FinregE Workflows. Route impact assessments to the right stakeholders, assign ownership, and maintain an immutable audit trail of every institutional decision for total supervisory transparency.
Codify your strategy into living policies, procedures and standards
Eliminate “stale” governance with FinregE Governance. Draft AI-augmented policies and procedures hard-linked to regulatory obligations with version control and regulatory traceability. When the law changes, your policies are flagged for review automatically.
Manage regulatory actions and projects at scale
Orchestrate deadlines and resources with FinregE Action. Manage remediation, implementation programmes, policy reviews and regulatory reporting cycles. Track deadlines, dependencies, resources and accountable owners in one compliance command centre.
Prove your compliance with control testing evidence
Close the loop with FinregE Assurance. Run automated risk and control testing to verify that operational reality matches written policy. Generate board-ready reports that provide definitive proof of compliance.
From Fragmented Compliance to a Connected Regulatory Operating System
Compliance is not only a legal challenge. It is a data, workflow and governance challenge.
Many financial institutions and other regulated organisations still manage compliance through disconnected point solutions: email feeds for regulatory updates, spreadsheets for impact assessments, static documents for policies and separate systems for risks, controls and testing.
This fragmentation creates a dangerous gap between a regulator publishing a requirement and the organisation implementing the right response. Compliance teams lose real-time visibility; ownership becomes unclear and demonstrating an accurate audit trail requires manual reconciliation.
FinregE’s regulatory operating system (ROS) closes that gap. Its regulatory compliance management software connects regulatory change to obligations, policies, risks, controls, actions, testing and compliance evidence in one unified architecture. The result is a single source of truth for governance, risk and compliance.
The FinregE Regulatory Operating System
A Unified Regulatory Data Model
From fragmented documents to a connected graph
Most firms treat regulations as text. FinregE structures regulatory requirements as connected data. Our architecture maps every regulatory requirement into a unified schema, creating a digital thread that connects the source text to your internal policies, procedures, risks and controls.
- Regulatory Mapping: Link a single regulatory paragraph to multiple internal obligations, policies, and controls.
- Automated Change Signals: When a regulation changes at the source, FinregE’s operating system instantly flags every affected policy and control across your organization.
- Immutable Regulatory Traceability: Maintain a perfect, bi-directional audit trail from a board-level report back to the original regulatory publication.
Production-Grade Regulatory AI
Regulatory intelligence grounded in source material and governed by human oversight
FinregE AI RIG helps compliance teams analyse complex regulatory content without separating AI from the underlying evidence. The regulatory intelligence platform supports classification, summarisation, obligation extraction, impact analysis and question answering within controlled workflows.
- Source-cited outputs linked to the underlying regulatory text.
- Automated extraction of discrete regulatory obligations from lengthy publications.
- Expert-level Q&A across relevant regulatory content and approved internal policy libraries.
- Human review, ownership and approval before decisions become part of the organisation’s compliance record.
Ecosystem Integration
The intelligence layer for your existing technology stack
Infrastructure is only valuable if it connects. FinregE ROS is designed to be the “brains” of your compliance function, feeding high-fidelity intelligence into the tools your teams already use.
- API-First Connectivity: Push live regulatory updates and obligation changes directly into your GRC platforms, risk registers, and task management systems.
- Data Synchronization: Ensure your risk appetite and control frameworks are always synced with the current regulatory environment.
- Operational Agility: Eliminate manual data re-entry and the version-control errors that lead to regulatory breaches.
Validated Institutional Trust
Proven at the highest levels of regulatory scrutiny
Infrastructure is defined by its reliability under pressure. FinregE is not a theoretical solution; it is a production-grade system chosen by the very bodies that set the standards.
- Regulator-Validated: Trusted by regulators to manage critical regulatory infrastructure.
- Institutional Backing: Strategically backed by Moody’s Corporation, signalling institutional confidence in our data architecture and AI scalability.
- Battle-Tested: Eight years of deployment within Tier 1 banks, global insurers and asset managershandling the world’s most complex regulatory environments.
The infrastructure of global regulatory governance
160+
countries covered for laws and regulations
20k+
regulatory changes captured weekly
99.99%
historical uptime for ROS services
30m+
users powered by FinregE infrastructure
One Source of Truth. Every Stakeholder Aligned
FinregE dissolves the silos between legal, risk, compliance and operations, ensuring that regulatory intent is translated into operational reality across the entire institution.
For executive leadership, the primary challenge is the “Information Gap” – the disconnect between high-level regulatory requirements and the actual operational evidence of compliance. FinregE transforms governance by providing empirical, real-time evidence of institutional readiness. A move from “trust-based” governance to “evidence-based” oversight. Leadership gains a transparent, real-time view of the firm’s compliance posture, ensuring that regulatory risk is quantified, managed, and defensible to shareholders and regulators.
Managing a complex regulatory footprint requires a definitive view of operational readiness. Many CCOs struggle with “fragmented visibility” – where regulatory obligations, internal policies, and control frameworks exist in silos, making it difficult to identify critical compliance gaps in real-time. FinregE provides a unified layer of oversight to ensure total regulatory alignment.
The critical challenge for the CRO is the disconnect between regulatory evolution and control effectiveness. When regulatory requirements shift, the existing risk register often becomes static, leading to “control decay” where internal safeguards remain active but are no longer aligned with current regulatory expectations. FinregE eliminates this gap by synchronizing live regulatory intelligence with your risk and control architecture. The CRO gains empirical assurance that the firm’s risk appetite is precisely aligned with the current regulatory environment, reducing the likelihood of undetected control failures.
For Legal and General Counsel, the core challenge is maintaining the integrity of regulatory interpretation. In a volatile landscape, the risk of “interpretation drift” – where legacy policies no longer align with evolving legislation – creates significant legal exposure. FinregE eliminates this risk by replacing fragmented document stores with a centralized, machine-readable system of record. General Counsel can provide cited, defensible interpretations of evolving rules with absolute confidence, significantly reducing the time and risk associated with supervisory inquiries and legal reviews.
The traditional audit model relies on retrospective sampling—testing a small fraction of controls to infer the health of the entire system. This approach creates “assurance gaps,” where control failures remain undetected between audit cycles. FinregE transforms the audit function by providing a real-time, empirical view of control effectiveness across the entire institutional footprint. Internal Audit can provide the Board with a real-time assurance map, identifying control weaknesses before they result in regulatory breaches and significantly reducing the friction of the audit process.
For operational teams, the greatest challenge is the “Translation Gap”—the distance between a complex legal requirement and the specific task required to implement it. When regulatory mandates are delivered as dense documents rather than actionable instructions, it leads to operational inefficiency, manual errors, and a slowdown in business velocity. FinregE transforms regulation into a streamlined operational workflow. By replacing manual tracking with a digitized implementation pipeline, business units can maintain a high velocity of growth while ensuring that every operational action is perfectly aligned with regulatory requirements.
AI across the regulatory compliance lifecycle
We connect legal, compliance, risk, SMEs, and the business through AI-powered workflows, from regulation to control and back.
Coverage across the regulatory themes that matter most
FinregE supports the major regulatory themes shaping compliance programmes today, from prudential regulation and AML to data protection, cyber resilience, consumer duty, competition, sanctions, tax, and ESG.
Data protection and information security
Competition
Operational resilience
Prudential regulation & conduct
Markets, tax and regulatory reporting
Health & safety
Consumer protection
Environmental, Social, and Governance (ESG)
Anti-money laundering
Sanctions
Risk & compliance
Legal & regulatory
BUILT FOR REGULATED INDUSTRIES
Supporting complex regulatory environments across sectors
FinregE was built for the complexity of global regulations. The AI-powered platform supports regulated institutions that must monitor regulatory change, translate obligations into action and maintain defensible evidence across multiple jurisdictions.
Any Regulation. Any Jurisdiction. One System
FinregE ROS is designed to ingest and structure any regulatory data set, regardless of the industry. From Energy and Aerospace to Consumer Goods, FinregE scales to your specific regulatory footprint.
Client Testimonials & Independent Industry Analysis
FinTech Finance News
“FinregE is clearly moving the needle by shifting the conversation from “AI as a tool” to AI as infrastructure. While many RegTechs focus on niche reporting, FinregE’s AI-native operating system approach addresses the root cause of compliance failure: fragmented data. FinregE is becoming the de facto standard for digital-first regulatory management.”
Global Tier 1 insurance company
“FinregE acts more like a strategic technology partner than simply another technology vendor. The team really try to understand the compliance problem we are trying to solve and train and configure their software to meet our existing processes and teams and businesses enterprise set-up.”
Global legal professional services firm
“Many providers can provide you with a data feed on regulators developments that is either delayed, missing relevant updates or sources of information or the publications are unstructured and uncategorised. With FinregE, you get a fully customised, consistently structured and fully topic tagged data feed on regulatory developments across global sources. What has also been useful is being able to get access to this data via customised APIs and filtering based on our needs and requirements.”
UK Tier 3 payment services firm
“With FinregE, the biggest benefit to us has been reducing the manual effort and time taken for us to manage numerous messy email subscriptions and RSS feeds to keep on top of regulatory changes, as FinregE brings all the information we need to us in their platform.”
Frequently Asked Questions
About Regulatory Compliance Automation
While GRC systems are effective for managing risk registers, control testing, and policy storage, they are static; they rely on manual entry to tell the system what to track. FinregE, by contrast, is a dynamic operating system that automates the entire lifecycle, from the moment a regulation is published to the moment a policy is implemented. By integrating live regulatory data directly into the workflow, FinregE ensures that policies and controls are always mapped to current laws in real-time. This eliminates the dangerous operational gap between regulatory change and response, a capability that is becoming increasingly critical for modern regulated institutions.
- Financial Services: Full support for Banking (Basel III/IV, CRR, CRD V), Asset & Investment Management (MiFID II, AIFMD, UCITS, SEC RIA), Insurance (Solvency II, IDD, IFRS 17), and Fintech/Digital Assets (MiCA, DORA, AMLD6).
- Cross-Industry Themes: Global standards for AML, Data Protection (GDPR), Cybersecurity, Sanctions, and ESG (SFDR, CSRD, TCFD).
- Specialised Sectors: Adaptive frameworks for Pharmaceuticals, Healthcare, Automotive, and Food & Drink industries.
