Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
25/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Definition of Phlx Options Trade Outline Not Significant Notice
25/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Not Significant Notice
25/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 Not Significant Notice
25/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 Not Significant Notice
25/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E Not Significant Notice
25/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 11.25(e) To Allow Users To Utilize the Exchange’s Match Trade Prevention Functionality When Entering Periodic Auction Orders Onto the Exchange for Execution Not Significant Notice
25/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE Aggregated Lite Data Feed Not Significant Notice
25/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Proprietary Market Data Fee Schedule To Establish an Access Fee for the NYSE Pillar Depth Data Feed Not Significant Notice
25/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE Arca Aggregated Lite Data Feed Not Significant Notice
25/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Not Significant Notice
25/09/2024 United States Federal Register | Environmental Protection Agency Cross-Media Electronic Reporting: Electronic Submission of Reports, Notifications, and Other Submission Types. This notice announces the Environmental Protection Agency’s (EPA) allowance of the electronic submission of reports, notifications, or other required submission types (in an acceptable digital format) in certain Clean Air Act (CAA) regulations that do… Not Significant Notice
25/09/2024 United States Federal Register | International Trade Commission Certain Pick-Up Truck Folding Bed Cover Systems and Components Thereof (III); Notice of a Commission Final Determination of Violation of Section 337; Issuance of a General Exclusion Order and Two Cease and Desist Orders; Termination of the Investigation. Notice is hereby given that the U.S. International Trade Commission has previously determined that there is a violation of section 337 of the Tariff Act of 1930, as amended, in the above- captioned investigation. The Commission has issued a general… Not Significant Notice
25/09/2024 United States Federal Register | Federal Reserve System Regulation A: Extensions of Credit by Federal Reserve Banks. The Board of Governors of the Federal Reserve System (“Board”) has adopted final amendments to its Regulation A to reflect the Board’s approval of a decrease in the rate for primary credit at each Federal Reserve Bank. The secondary credit rate at each… Not Significant Rule
25/09/2024 United States Federal Register | Federal Reserve System Regulation D: Reserve Requirements of Depository Institutions. The Board of Governors of the Federal Reserve System (“Board”) has adopted final amendments to its Regulation D to revise the rate of interest paid on balances (“IORB”) maintained at Federal Reserve Banks by or on behalf of eligible institutions. The… Not Significant Rule
25/09/2024 United States Federal Register | Federal Reserve System Agency Information Collection Activities: Announcement of Board Approval Under Delegated Authority and Submission to OMB. The Board of Governors of the Federal Reserve System (Board) is adopting a proposal to extend for three years, with revision, the Reporting, Recordkeeping, and Disclosure Requirements Associated with Regulation YY (FR YY; OMB No. 7100-0350). Not Significant Notice
25/09/2024 United States Federal Register | International Trade Administration United States-Mexico-Canada Agreement (USMCA), Article 10.12: Binational Panel Review: Notice of Request for Panel Review. A Request for Panel Review was filed in the matter of Certain Softwood Lumber Products from Canada: Final Results of the Countervailing Duty Administrative Review; 2022 with the U.S. Section of the USMCA Secretariat on September 18, 2024. The USMCA… Not Significant Notice
25/09/2024 United States Federal Register | International Trade Administration United States-Mexico-Canada Agreement (USMCA), Article 10.12: Binational Panel Review: Notice of Request for Panel Review. A Request for Panel Review was filed in the matter of Certain Softwood Lumber Products from Canada: Final Results of Antidumping Duty Administrative Review, Partial Rescission of Administrative Review, and Final Determination of No Shipments; 2022 with… Not Significant Notice
25/09/2024 United States Federal Register | General Services Administration Information Collection; General Services Administration Acquisition Regulation; Foreign Ownership and Financing Representation for High-Security Leased Space. In accordance with the Paperwork Reduction Act of 1995, and the Office of Management and Budget (OMB) regulations, GSA invites the public to comment on an extension concerning disclosure of foreign ownership information under high-security lease space… Not Significant Notice
25/09/2024 United States Federal Register | International Trade Administration View Update Not Significant Notice
25/09/2024 United States Federal Register | Federal Election Commission Use of Campaign Funds for Candidate and Officeholder Security. The Federal Election Commission is amending its regulations regarding the use of campaign funds to pay for security measures for federal candidates, officeholders, and members of their family and staff. The Commission is adopting this rule to codify… Not Significant Rule
25/09/2024 United States Federal Register | Federal Transit Administration General Directive 24-1: Required Actions Regarding Assaults on Transit Workers. The Federal Transit Administration (FTA) is issuing a General Directive to address the significant and continuing national-level safety risk related to assaults on transit workers. The General Directive requires each transit agency subject to FTA’s… Not Significant Notice
25/09/2024 United States Federal Register | Transportation Department General Directive 24-1: Required Actions Regarding Assaults on Transit Workers. The Federal Transit Administration (FTA) is issuing a General Directive to address the significant and continuing national-level safety risk related to assaults on transit workers. The General Directive requires each transit agency subject to FTA’s… Not Significant Notice
25/09/2024 United States Federal Register | Federal Motor Carrier Safety Administration Commercial Driver’s License: Oregon Department of Transportation; Application for Exemption. FMCSA announces its decision to grant a five-year exemption to the Oregon Department of Transportation (Oregon) from the commercial driver’s license (CDL) rules concerning acceptable proof of citizenship or lawful permanent residency for citizens of… Not Significant Notice
25/09/2024 United States Federal Register | Transportation Department Commercial Driver’s License: Oregon Department of Transportation; Application for Exemption. FMCSA announces its decision to grant a five-year exemption to the Oregon Department of Transportation (Oregon) from the commercial driver’s license (CDL) rules concerning acceptable proof of citizenship or lawful permanent residency for citizens of… Not Significant Notice
25/09/2024 United States Federal Register | Food and Drug Administration Determination of Regulatory Review Period for Purposes of Patent Extension; ELUCIREM. The Food and Drug Administration (FDA or the Agency) has determined the regulatory review period for ELUCIREM and is publishing this notice of that determination as required by law. FDA has made the determination because of the submission of an… Not Significant Notice
25/09/2024 United States Federal Register | Health and Human Services Department Determination of Regulatory Review Period for Purposes of Patent Extension; ELUCIREM. The Food and Drug Administration (FDA or the Agency) has determined the regulatory review period for ELUCIREM and is publishing this notice of that determination as required by law. FDA has made the determination because of the submission of an… Not Significant Notice
25/09/2024 United States Federal Register | Food and Drug Administration Determination of Regulatory Review Period for Purposes of Patent Extension; FRUZAQLA. The Food and Drug Administration (FDA or the Agency) has determined the regulatory review period for FRUZAQLA and is publishing this notice of that determination as required by law. FDA has made the determination because of the submission of… Not Significant Notice
25/09/2024 United States Federal Register | Health and Human Services Department Determination of Regulatory Review Period for Purposes of Patent Extension; FRUZAQLA. The Food and Drug Administration (FDA or the Agency) has determined the regulatory review period for FRUZAQLA and is publishing this notice of that determination as required by law. FDA has made the determination because of the submission of… Not Significant Notice
25/09/2024 United States Federal Register | Patent and Trademark Office Agency Information Collection Activities; Submission to the Office of Management and Budget (OMB) for Review and Approval; Comment Request; Rules for Patent Maintenance Fees Not Significant Notice
25/09/2024 United States Federal Register | United States Mint Exchange of Coin. This final rule removes Treasury regulations relating to the exchange of bent, partial, fused, and mixed coins. The removal will end the exchange program for bent and partial coin. Not Significant Rule
25/09/2024 United States Federal Register | Treasury Department Exchange of Coin. This final rule removes Treasury regulations relating to the exchange of bent, partial, fused, and mixed coins. The removal will end the exchange program for bent and partial coin. Not Significant Rule
25/09/2024 United States Federal Register | Food and Drug Administration Determination of Regulatory Review Period for Purposes of Patent Extension; DAYBUE. The Food and Drug Administration (FDA or the Agency) has determined the regulatory review period for DAYBUE and is publishing this notice of that determination as required by law. FDA has made the determination because of the submission of an… Not Significant Notice
25/09/2024 United States Federal Register | Health and Human Services Department Determination of Regulatory Review Period for Purposes of Patent Extension; DAYBUE. The Food and Drug Administration (FDA or the Agency) has determined the regulatory review period for DAYBUE and is publishing this notice of that determination as required by law. FDA has made the determination because of the submission of an… Not Significant Notice
25/09/2024 United States Federal Register | Antitrust Division United States v. Ryan Cohen; Proposed Final Judgment and Competitive Impact Statement Not Significant Notice
25/09/2024 United States Federal Register | Justice Department United States v. Ryan Cohen; Proposed Final Judgment and Competitive Impact Statement Not Significant Notice
25/09/2024 United States Federal Register | Education Department Agency Information Collection Activities; Comment Request; Private School Universe Survey (PSS) 2025-26 and 2027-28 Data Collections, and 2027-28 PSS Frame Development Activities. In accordance with the Paperwork Reduction Act (PRA) of 1995, the Department is proposing a revision of a currently approved information collection request (ICR). Not Significant Notice
25/09/2024 United States Federal Register | Drug Enforcement Administration Proposed Adjustments to the Aggregate Production Quotas for Schedule I and II Controlled Substances and Assessment of Annual Needs for the List I Chemicals Ephedrine, Pseudoephedrine, and Phenylpropanolamine for 2024. The Drug Enforcement Administration proposes to adjust the 2024 aggregate production quotas for several controlled substances in schedules I and II of the Controlled Substances Act. Additionally, as DEA announced in an April 29, 2024 letter to… Not Significant Notice
25/09/2024 United States Federal Register | Justice Department Proposed Adjustments to the Aggregate Production Quotas for Schedule I and II Controlled Substances and Assessment of Annual Needs for the List I Chemicals Ephedrine, Pseudoephedrine, and Phenylpropanolamine for 2024. The Drug Enforcement Administration proposes to adjust the 2024 aggregate production quotas for several controlled substances in schedules I and II of the Controlled Substances Act. Additionally, as DEA announced in an April 29, 2024 letter to… Not Significant Notice
25/09/2024 United States Federal Register | Drug Enforcement Administration Proposed Aggregate Production Quotas for Schedule I and II Controlled Substances and Assessment of Annual Needs for the List I Chemicals Ephedrine, Pseudoephedrine, and Phenylpropanolamine for 2025. The Drug Enforcement Administration (DEA) proposes to establish the 2025 aggregate production quotas for controlled substances in schedules I and II of the Controlled Substances Act (CSA) and the assessment of annual needs for the list I chemicals… Not Significant Notice
25/09/2024 United States Federal Register | Justice Department Proposed Aggregate Production Quotas for Schedule I and II Controlled Substances and Assessment of Annual Needs for the List I Chemicals Ephedrine, Pseudoephedrine, and Phenylpropanolamine for 2025. The Drug Enforcement Administration (DEA) proposes to establish the 2025 aggregate production quotas for controlled substances in schedules I and II of the Controlled Substances Act (CSA) and the assessment of annual needs for the list I chemicals… Not Significant Notice
25/09/2024 United States Federal Register | Food and Drug Administration Determination of Regulatory Review Period for Purposes of Patent Extension; ZAVZPRET. The Food and Drug Administration (FDA or the Agency) has determined the regulatory review period for ZAVZPRET and is publishing this notice of that determination as required by law. FDA has made the determination because of the submission of an… Not Significant Notice
25/09/2024 United States Federal Register | Health and Human Services Department Determination of Regulatory Review Period for Purposes of Patent Extension; ZAVZPRET. The Food and Drug Administration (FDA or the Agency) has determined the regulatory review period for ZAVZPRET and is publishing this notice of that determination as required by law. FDA has made the determination because of the submission of an… Not Significant Notice
25/09/2024 United States Federal Register | State Department International Traffic in Arms Regulations: Revisions to Definition and Controls Related to Defense Services; Extension of Comment Period. The Department of State is extending the comment period for a proposed rule published July 29, 2024. The original comment period required submission of comments on or before September 27, 2024. In response to requests from the public, the Department… Not Significant Proposed Rule
25/09/2024 United States Federal Register | Veterans Affairs Department Expanded Burial Benefits. The Department of Veterans Affairs (VA) amends its adjudication regulations pertaining to burial benefits to conform to statutory changes enacted by the Johnny Isakson and David P. Roe, M.D. Veterans Health Care and Benefits Improvement Act of 2020 and… Significant Rule
25/09/2024 Denmark Nationalbanken Policy rates have been lowered, but monetary policy remains restrictive Analysis
25/09/2024 Sweden Riksbank Policy rate cut by 0.25 percentage points to 3.25 per cent Notices and Press Releases
25/09/2024 United States Mississippi | MSLA View Update News
25/09/2024 United Kingdom GOV.UK | HMRC View Update Guidance and regulation
25/09/2024 United Kingdom GOV.UK View Update Guidance and regulation
25/09/2024 Global BIS Kazuo Ueda: Japan’s economy and monetary policy Central Bankers Speeches
25/09/2024 Global BIS Michelle W Bowman: Recent views on monetary policy and the economic outlook Central Bankers Speeches
25/09/2024 Singapore MAS Consultation Paper on Guidelines to MAS Notice 134 on Recovery and Resolution Planning Publications
25/09/2024 Singapore MAS Consultation Paper on Guidelines to MAS Notice 134 on Recovery and Resolution Planning Regulations and Guidance
25/09/2024 Hong Kong ICAC View Update Press Releases
25/09/2024 Brazil GOV.BR View Update
25/09/2024 Czech Republic CNB Live stream from the press conference following the monetary policy meeting of the Bank Board : Original Title [Live stream from the press conference following the monetary policy meeting of the Bank Board] News
25/09/2024 Global UNEPFI Finance for Nature Positive Discussion Paper Publications
25/09/2024 Global UNEPFI Finance for Nature Positive Discussion Paper Publications
25/09/2024 Argentina Boletinoficial View Update Legislation and Official Notices
25/09/2024 Argentina Boletinoficial View Update Legislation and Official Notices
25/09/2024 European Union European Union View Update Information and Notices
25/09/2024 European Union European Union View Update Legislation
25/09/2024 European Union European Union View Update Legislation
25/09/2024 European Union European Union View Update Legislation
25/09/2024 European Union European Union View Update Legislation
25/09/2024 European Union European Union View Update Legislation
25/09/2024 European Union European Union View Update Legislation
25/09/2024 European Union European Union View Update CRDIV
25/09/2024 European Union European Union View Update CRDIV
25/09/2024 United Kingdom Scotland House Authority Scottish Taskforce for Green and Sustainable Financial Services Final Report: SG Response Independent report
25/09/2024 South Korea ACRC 7256 – ?? New city life inconveniences, consult at the running Kookaburra! : Original Title [7256 – ?? ??? ?? ? ??, ??? ??????? ?????!] Press Release
25/09/2024 United Kingdom | Scotland Gov.Scot Scottish Taskforce for Green and Sustainable Financial Services Final Report: SG Response Independent report | Economy
25/09/2024 Ireland GOV.IE View Update Publications
25/09/2024 United Kingdom FSA Guidance for food business operators on food supplements containing caffeine Business guidance
24/09/2024 Global FSB Public responses to consultation on Recommendations to Promote Alignment and Interoperability Across Data Frameworks Related to Cross-border Payments Publications
24/09/2024 Global FSB Public responses to consultation on Recommendations for Regulating and Supervising Bank and Non-bank Payment Service Providers Offering Cross-border Payment Services Publications
24/09/2024 Isle of Man GOV.IM Summary Jurisdiction (Child Custody) Rules 1991 [1] Legislation Recent Changes
24/09/2024 Isle of Man GOV.IM Summary Jurisdiction (Child Custody) Rules 1991 [1] Legislation Recent Changes
24/09/2024 China NFRA Circular of the General Office of the State Administration of Financial Supervision on Expanding the Scope of Pilot Equity Investments by Financial Assets Investment Companies : Original Title [????????????????????????????????????] Policy, regulation and normative documents
24/09/2024 China NFRA Circular of the State Administration of Financial Supervision and Administration on the Renewal of Loans to Improve Financial Services for Small and Micro Enterprises : Original Title [?????????????????? ???????????????] Policy, regulation and normative documents

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