Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
18/09/2024 United States NYSE SR-NYSENAT-2024-25 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail SEC Release
18/09/2024 United States NYSE Arca SR-NYSE-2024-53 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail SEC Release
18/09/2024 United States NYSE Arca SR-NYSE-2024-57 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 902.02 of the NYSE Listed Company Manual SEC Release
18/09/2024 United States NYSE SR-NYSEARCA-2024-77 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail SEC Release
18/09/2024 Canada Yukon Government of Yukon welcomes public feedback on proposed amendments to the Air Emissions Regulations News
18/09/2024 United States NYSE SR-NYSEAMER-2024-56 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail SEC Release
18/09/2024 United States NYSE SR-NYSEAMER-2024-57 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail SEC Release
18/09/2024 United States NYSE SR-NYSE-2024-53 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail SEC Release
18/09/2024 United States NYSE SR-NYSE-2024-57 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 902.02 of the NYSE Listed Company Manual SEC Release
18/09/2024 Global G20 International cooperation is essential for the preservation of tropical forests, according to discussions at a G20 seminar News
18/09/2024 United Kingdom UK Finance UK Finance response to CP24/11: Faster Payments APP scams: Changing the maximum level of reimbursement. UK Finance has responded to CP24/11: Faster Payments APP scams: Changing the maximum level of reimbursement. Consultation Responses
18/09/2024 European Union European Union CONSIL:ST_13029_2024_INIT: Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL establishing a Single Market emergency instrument and repealing Council Regulation No (EC) 2679/98 (first reading) – Outcome of the European Parliament’s first reading and Corrigendum procedure (Strasbourg, 24 April 2024 and Strasbourg, 17 September 2024) CRDIV
18/09/2024 European Union European Union CONSIL:PE_46_2024_INIT: REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL establishing a framework of measures related to an internal market emergency and to the resilience of the internal market and amending Council Regulation (EC) No 2679/98 (Internal Market Emergency and Resilience Act) CRDIV
18/09/2024 United Kingdom ICO ICO consultation series on generative AI and data protection Consultations
18/09/2024 European Union European Union CONSIL:PE_99_2023_INIT: REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the financial rules applicable to the general budget of the Union (recast) Taxonomy
18/09/2024 European Union European Union CONSIL:PE_99_2023_INIT: REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the financial rules applicable to the general budget of the Union (recast) EMIR
18/09/2024 European Union European Union CONSIL:PE_99_2023_INIT: REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the financial rules applicable to the general budget of the Union (recast) AIFMD
18/09/2024 European Union European Union CONSIL:PE_99_2023_INIT: REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the financial rules applicable to the general budget of the Union (recast) CRDIV
18/09/2024 European Union European Union CONSIL:PE_99_2023_INIT: REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the financial rules applicable to the general budget of the Union (recast) MiFID II
18/09/2024 European Union European Union CONSIL:PE_99_2023_INIT: REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on the financial rules applicable to the general budget of the Union (recast) SFDR
18/09/2024 United Kingdom GOV.UK | DEFRA Laying Hen Housing for Health and Welfare grant round 1: guidance for invited applicants Guidance and regulation
18/09/2024 United Kingdom GOV.UK Laying Hen Housing for Health and Welfare grant round 1: guidance for invited applicants Guidance and regulation
18/09/2024 United States ABA Justice Department discontinues separate merger guidelines for banks NewsByte
18/09/2024 United States SEC Prager Metis CPAs, LLC Release No. LR-26112, AAER-4520 See Also: SEC Complaint , Settlement , Judgment , Press Release Accounting and Auditing Enforcement Releases
18/09/2024 United States SEC Prager Metis CPAs, LLC Litigation Release
18/09/2024 United States SEC My Take on Tick: Statement on Adoption of Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders Statements
18/09/2024 Ireland GOV.IE Autumn 2024 Government Legislation Programme Publications
18/09/2024 United Kingdom GOV.UK Summary guidance on rail open access applications Policy papers and consultations
18/09/2024 United Kingdom GOV.UK Community Recovery Fund: Guidance Guidance and regulation
18/09/2024 United Kingdom GOV.UK PSV notices and proceedings for the north west of England Guidance and regulation
18/09/2024 United Kingdom GOV.UK PSV notices and proceedings for the east of England Guidance and regulation
18/09/2024 United Kingdom GOV.UK Building safety guides for accountable persons Guidance and regulation
18/09/2024 European Union Europol Data Protection & Cyber Security as Law Enforcement Core Business – EDEN Conference at Europol News
18/09/2024 United Kingdom GOV.UK | UK Statutory Instruments View Update UK Statutory Instruments
18/09/2024 United States SEC S7-30-22 | Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders Trading and Markets | Final Rule Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders 34-101070 View Related Activity Final
Rule
18/09/2024 United States SEC SEC Adopts Rules to Amend Minimum Pricing Increments and Access Fee Caps and to Enhance the Transparency of Better Priced Orders Press Release
18/09/2024 United States SEC Statement on Adoption of Rule Regarding Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders Statements
18/09/2024 United States DOJ View Update News
18/09/2024 United States DOJ Principal Deputy Associate Attorney General Benjamin C. Mizer Delivers Remarks on the Justice Department’s Lawsuit Against the Owner and Operator of the Vessel that Destroyed the Francis Scott Key Bridge News
18/09/2024 United States DOJ Justice Department Files Lawsuit Against Owner and Operator of the Vessel that Destroyed the Francis Scott Key Bridge News
18/09/2024 Guernsey GOV.GG Emerging Findings from the Committee for Economic Development’s Review of Competition Law and Regulation in Guernsey News
18/09/2024 Global IMF A Strategic Pivot in Global Fiscal Policy | Gita Gopinath, IMF First Deputy Managing Director, delivers the Whitaker Lecture at the Central Bank of Ireland, addressing global fiscal challenges and calling for a strategic shift in fiscal policy to tackle public debt, climate change, and future crises. News
18/09/2024 Canada IBC Final call to evaluate your carrier partners Risk Management News
18/09/2024 United States FTC GameStop CEO Ryan Cohen to Pay Nearly $1 Million Penalty to Settle Antitrust Law Violation Press Release
18/09/2024 United Kingdom GOV.UK Product Regulation and Metrology Bill: impact assessment – RPC opinion (green-rated) Research and statistics
18/09/2024 United Kingdom GOV.UK | HMRC ECSH52550 – Why do the Money Laundering Regulations include Accountancy service providers Latest documents
18/09/2024 United Kingdom GOV.UK | HMRC VAT domestic reverse charge technical guide Guidance and regulation
18/09/2024 United Kingdom GOV.UK VAT domestic reverse charge technical guide Guidance and regulation
18/09/2024 United Kingdom GOV.UK Rights of way guidance booklet Guidance and regulation
18/09/2024 United Kingdom GOV.UK Home Office issued documents: caseworker guidance Guidance and regulation
18/09/2024 United Kingdom GOV.UK Service leavers’ guide Guidance and regulation
18/09/2024 United Kingdom ICO Data protection impact assessments (DPIAs) Webpage – Age appropriate design
18/09/2024 European Union Europe.Parliament LUX Audience Award 2025: the five finalist films revealed CULT
18/09/2024 United Kingdom FSA FSA Board asks for further discussions on a new form of national level regulation for supermarkets in England News
18/09/2024 United Kingdom PSR CP24/12: Draft statement of policy on our cost benefit analysis framework Publications
18/09/2024 United States SEC SEC Charges Broker-Dealer First Horizon With Regulation Best Interest Violations Press Release
18/09/2024 United States Department of the Treasury U.S. Department of the Treasury Releases Guidance to Expand Clean Vehicle Recharging and Refueling Infrastructure and Lower Transportation Costs for Americans Press releases
18/09/2024 United Kingdom Scotland House Authority Foreign exchange and sterling reserves discussion/analysis: FOI release FOI/EIR release
18/09/2024 United Kingdom | Scotland Gov.Scot Foreign exchange and sterling reserves discussion/analysis: FOI release FOI/EIR release | Money and tax
18/09/2024 Czech Republic CNB View Update News
18/09/2024 United States IRS Treasury, IRS issue guidance on the Alternative Fuel Vehicle Refueling Property Credit News Releases
18/09/2024 Ireland GOV.IE Government approves priority drafting of Apartment and Duplex Defects Remediation Bill 2024 Publications
18/09/2024 Global IMF IMF Executive Board Concludes 2024 Article IV Consultation with Norway | The Executive Board of the International Monetary Fund (IMF) concluded the Article IV consultation with Norway News
18/09/2024 Germany AA View Update Press releases
18/09/2024 Sweden Riksbank Monetary policy meeting: Decision on monetary policy including the policy rate Calendar events
18/09/2024 Sweden Riksbank Consultation response: Clearer legislation on Riksbank financing is positive Notices and Press Releases
18/09/2024 Canada IBC FSRA seeks feedback on proposed auto insurance rating guidance Risk Management News
18/09/2024 United States Mississippi | MSLA Canada Relaxes Some Mortgage Insurance Rules to Tackle Housing Crisis News
18/09/2024 United Kingdom GOV.UK | CMA Review of Home Credit Market Investigation Order 2007: Final Decision and Notice of Intention to Vary consultation Policy papers and consultations
18/09/2024 United Kingdom GOV.UK Review of Home Credit Market Investigation Order 2007: Final Decision and Notice of Intention to Vary consultation Policy papers and consultations
18/09/2024 United Kingdom GOV.UK | HMRC View Update Guidance and regulation
18/09/2024 United Kingdom GOV.UK | DWP Work experience: employer guide Guidance and regulation
18/09/2024 United Kingdom GOV.UK PTQ Timetable: guide to the data submission process Guidance and regulation
18/09/2024 United Kingdom GOV.UK VTQ PTQ Entries: guide to the data submission process Guidance and regulation
18/09/2024 United Kingdom GOV.UK View Update Guidance and regulation
18/09/2024 United Kingdom GOV.UK Work experience: employer guide Guidance and regulation
18/09/2024 United Kingdom GOV.UK Registered Designs Act and Rules Guidance and regulation
18/09/2024 United Kingdom ICO Records of processing and lawful basis Webpage – Accountability
18/09/2024 United Kingdom ICO Risks and data protection impact assessments (DPIA) Webpage – Accountability
18/09/2024 United States ABA ABA Regulatory Policy and Compliance Inbox: Understanding adverse actions in employment and credit application Article

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