Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
07/09/2024 Brazil GOV.BR View Update
07/09/2024 Brazil GOV.BR View Update
07/09/2024 Brazil GOV.BR View Update
07/09/2024 Brazil GOV.BR View Update
07/09/2024 Brazil GOV.BR View Update
07/09/2024 Brazil GOV.BR View Update
07/09/2024 Brazil GOV.BR View Update
07/09/2024 Brazil GOV.BR View Update
07/09/2024 Brazil GOV.BR View Update
07/09/2024 Brazil GOV.BR View Update
07/09/2024 Brazil GOV.BR View Update
07/09/2024 United Kingdom | Scotland Gov.Scot Procurement – recruitment advertising and public notices framework 2024: guidance Advice and guidance | Public sector
07/09/2024 United Kingdom GOV.UK SSAC register of members’ interests Transparency and freedom of information releases
07/09/2024 United Kingdom GOV.UK | Home Office Windrush Compensation Scheme: caseworker guidance Guidance and regulation
07/09/2024 United Kingdom GOV.UK Procurement Act 2023 guidance documents – Define phase Guidance and regulation
07/09/2024 United Kingdom GOV.UK Public Services Network (PSN): compliant services Guidance and regulation
07/09/2024 United Kingdom GOV.UK View Update Guidance and regulation
07/09/2024 United Kingdom GOV.UK Windrush Compensation Scheme: caseworker guidance Guidance and regulation
07/09/2024 United Kingdom GOV.UK Knowledge of language and life in the UK: caseworker guidance Guidance and regulation
07/09/2024 United Kingdom ICO Do I really need to read the privacy policy? News and Blogs
07/09/2024 Italy BancadItalia Banks and the Economy: Credit, Regulation and Growth [pdf, 212.6 KB] : Original Title [Le banche e l’economia: credito, regolamentazione e crescita [pdf, 212.6 KB]] Pubblicazioni
07/09/2024 Italy BancadItalia Banks and the economy: credit, regulation and growth [pdf, 205.5 KB] : Original Title [Banks and the economy: credit, regulation and growth [pdf, 205.5 KB]] Pubblicazioni
07/09/2024 European Union ESMA Post Trading | CSDR Refit: ESMA consults on rules to recalibrate and further clarify the framework News
07/09/2024 European Union ESMA From 09/07/2024 to 09/09/2024 | CSDR Refit: Consultation on rules to recalibrate and further clarify the framework | Post Trading Consultations
07/09/2024 European Union ESMA ESMA74-2119945925-1984 | Consultation Paper on the Draft RTS on the information notified by third-country CSDs | Post Trading Library
07/09/2024 European Union ESMA ESMA74-2119945925-1976 | Consultation Paper on the Technical Advice on the Scope of CSDR Settlement Discipline | Post Trading Library
07/09/2024 European Union ESMA ESMA74-2119945925-1996 | Consultation Paper on the Draft technical standards amending Regulation (EU) 2017/392 and Regulation (EU) 2017/394 under CSDR on review and evaluation | Post Trading Library
07/09/2024 European Union ESMA ESMA74-2119945925-2041 | Consultation Paper on the Draft RTS on the information notified by third-country CSDs – Reply form | Post Trading Library
07/09/2024 European Union ESMA ESMA74-2119945925-2037 | Consultation Paper on the Technical Advice on the Scope of CSDR Settlement Discipline – Reply form | Post Trading Library
07/09/2024 European Union ESMA ESMA74-1505669078-6673 | Consultation Paper on the Draft technical standards amending Regulation (EU) 2017/392 and Regulation (EU) 2017/394 under CSDR on review and evaluation – Reply form | Post Trading Library
07/09/2024 United Kingdom Scotland House Authority View Update Consultation paper
07/09/2024 United Kingdom Scotland House Authority Changing the International Territorial Level Geography for Scotland: Consultation Document Consultation paper
07/09/2024 United Kingdom Scotland House Authority Wellbeing and Sustainable Development Bill Consultation Analysis Consultation analysis
07/09/2024 United Kingdom Scotland House Authority Media Reporting on Child Homicide Victims: a Consultation on the Issues Consultation paper
07/09/2024 Global BIS Basel Committee consults on principles for the sound management of third-party risk BSBS Press Release
07/09/2024 Japan JFSA Assistant Commissioner of the International Affairs Office re-elected as Co-Chair of FATF Policy Development Group (July 9, 2024) Press Releases
07/09/2024 European Union European Commission View Update Secretariat-General
07/09/2024 European Union ACER ACER amends the EU electricity balancing rules to improve the efficiency of the PICASSO platform News
07/09/2024 United Kingdom | Scotland Gov.Scot Media Reporting on Child Homicide Victims: a Consultation on the Issues Consultation paper | Children and families
07/09/2024 United Kingdom | Scotland Gov.Scot Research to Inform National Planning Framework 4: Planning and Climate Change Guidance Report Issue 3 Research and analysis | Building, planning and design
07/09/2024 United Kingdom | Scotland Gov.Scot Wellbeing and Sustainable Development Bill Consultation Analysis Consultation analysis | Arts, culture and sport
07/09/2024 Indonesia OJK Press Release: OJK Launches Cybersecurity Guidelines for Financial Sector Technology Innovators : Original Title [Siaran Pers: OJK Luncurkan Pedoman Keamanan Siber Bagi Penyelenggara Inovasi Teknologi Sektor Keuangan (ITSK)] Press Releases
07/09/2024 France Tresor View Update Article
07/09/2024 United States Fedral Register Gross Proceeds and Basis Reporting by Brokers and Determination of Amount Realized and Basis for Digital Asset Transactions. This document contains final regulations regarding information reporting and the determination of amount realized and basis for certain digital asset sales and exchanges. The final regulations require brokers to file information returns and furnish… Rule
07/09/2024 United States Fedral Register Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to Its Rules and Comprehensive Stress Testing & Clearing Fund Methodology, and Liquidity Risk Management Description Notice
07/09/2024 United States Fedral Register Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Notice
07/09/2024 United States Fedral Register Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Make Certain Conforming Clarifying Changes to Rule 601 To Harmonize With NYSE Arca Rule 10.16 Notice
07/09/2024 United States Fedral Register Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) Notice
07/09/2024 United States Fedral Register Proposed Collection; Comment Request; Extension: Rule 23c-3 and Form N-23c-3 Notice
07/09/2024 United States Fedral Register Proposed Collection; Comment Request; Extension: Rules 13n-1-13n-12; Form SDR Notice
07/09/2024 United States Fedral Register Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change Regarding Enhancements to Its DMM Program Notice
07/09/2024 United States Fedral Register Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual To Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement To Hold Annual Shareholder Meetings Notice
07/09/2024 United States Fedral Register Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Application of Bid Price Compliance Periods Notice
07/09/2024 Isle of Man GOV.IM Minimum Wage (Young Workers) Regulations 2024 [1] Legislation Recent Changes
07/09/2024 Isle of Man GOV.IM Minimum Wage (Young Workers) Regulations 2024 [1] Legislation Recent Changes
07/09/2024 United Kingdom FS-CP Consultation Response: CP 24/8 Extending the SDR regime to Portfolio Management
[pdf]
Publications
07/09/2024 United Kingdom GOV.UK Statistics on International Development: final UK aid spend 2022 Research and statistics
07/09/2024 France CNIL View Update All News
07/09/2024 United Kingdom Scotland House Authority Research to Inform National Planning Framework 4: Planning and Climate Change Guidance Report Issue 3 Research and analysis
07/09/2024 Taiwan NDC [7th Government Service Awards] Finalists : Original Title [??7???????????] Association News
07/09/2024 European Union European Commission Implementing decision | C(2024)4583 | COMMISSION IMPLEMENTING DECISION granting an authorisation under Regulation (EC) No 1907/2006 of the European Parliament and of the Council to KaVo Dental GmbH for a use of chromium trioxide Directorate-General for Internal Market, Industry, Entrepreneurship and SMEs
07/09/2024 European Union European Commission Decision | C(2024)4640 | COMMISSION DECISION on a request for regional cumulation between Indonesia and Sri Lanka, in accordance with Commission Delegated Regulation (EU) 2015/2446, as regards the rules of origin used for the purposes of the Generalized Scheme of Preferences pursuant to Regulation (EU) 978/2012 of the European Parliament and of the Council Directorate-General for Taxation and Customs Union
07/09/2024 European Union European Commission View Update Directorate-General for Climate Action
07/09/2024 Brazil GOV.BR View Update
07/09/2024 Brazil GOV.BR View Update
07/09/2024 Brazil GOV.BR View Update
07/09/2024 Brazil GOV.BR View Update
07/09/2024 Brazil GOV.BR View Update
07/09/2024 China Insurance Association [Industry News] CPS Insurance launched six measures to actively respond to the southern rainstorm disaster. : Original Title [???????????????? ??????????] Industry News
07/09/2024 Luxembourg PFI View Update Actualites
07/09/2024 China NPC.GOV Revision of the State Border Sanitary and Quarantine Law : Original Title [?????????] Legislation
07/09/2024 European Union European Union View Update Official Journal C series
07/09/2024 European Union European Union 2024/90397|Corrigendum to Council Implementing Regulation (EU) 2024/1778 of 24 June 2024 implementing Regulation (EU) 2019/796 concerning restrictive measures against cyberattacks threatening the Union or its Member States (OJ L, 2024/1778, 24.6.2024) Official Journal L series
07/09/2024 European Union European Union View Update Official Journal L series
07/09/2024 European Union European Union View Update Official Journal L series
07/09/2024 European Union European Union View Update Official Journal L series
07/09/2024 European Union European Union 2024/1860|Regulation (EU) 2024/1860 of the European Parliament and of the Council of 13 June 2024 amending Regulations (EU) 2017/745 and (EU) 2017/746 as regards a gradual roll-out of Eudamed, the obligation to inform in case of interruption or discontinuation of supply, and transitional provisions for certain in vitro diagnostic medical devicesText with EEA relevance. Official Journal L series
07/09/2024 South Korea ACRC 7175 – ?? National Human Rights Commission (NHRC) releases the full resolution of the case on the alleged violation of the anti-graft law by the President and his spouse. : Original Title [7175 – ?? ?????, ???? ? ??? ?? ????? ???? ???? ??? ?? ??..] Vice-Chairman
07/09/2024 Global IMF Integrating Economic and Climate Data Will Strengthen Climate Policy | Data Gaps Initiative helps policymakers better understand the environmental impact of economic activities and the effectiveness of climate policies News
06/09/2024 European Union European Commission View Update Directorate-General for Competition

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