Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
05/09/2024 United Kingdom UK Finance Responsible AI in Recruitment guidance from the Department for Science, Innovation and Technology (DSIT) | Financial institutions use automated tools in their processes already and a wider range of AI-powered products are emerging quickly. Blog
04/09/2024 United Kingdom ICO View Update Decision Notices
04/09/2024 Luxembourg Legilux | Official Gazatte View Update
04/09/2024 Luxembourg Legilux | Official Gazatte View Update
04/09/2024 Luxembourg Legilux | Official Gazatte View Update
04/09/2024 Austria FMA View Update Sanction
04/09/2024 China CAC.GOV.CN Circular of the Ministry of Industry and Information Technology, the Central Internet Information Office and other eleven departments on matters relating to the promotion of the coordinated development of new information infrastructure : Original Title [?????????????????????????????????????????] Headlines
04/09/2024 European Union European Commission Decision | C(2024)6399 | Case M.11647 – GONVARRI / HIDRIA – Commission decision pursuant to Article 6(1)(b) of Council Regulation (EC) No 139/2004 and Article 57 of the Agreement on the European Economic Area Directorate-General for Competition
04/09/2024 European Union European Commission View Update Directorate-General for Competition
04/09/2024 United Kingdom CPS Two men jailed after smuggling cocaine by boat across the English Channel | Drug offences , CPS, London South News News
04/09/2024 United Kingdom CPS CPS statement on Grenfell | News
04/09/2024 United Kingdom CPS CPS charging statement on the death of Bhim Sen Kohli after an attack in a Leicester park | Violent crime , CPS, East Midlands News News
04/09/2024 Luxembourg Legilux | Official Gazatte View Update
04/09/2024 India IRDAI Circular on Insurance claims relating to floods in Telangana and Andhra Pradesh Press Release
04/09/2024 Luxembourg Legilux | Official Gazatte View Update
04/09/2024 United Kingdom CPS Two men jailed after smuggling cocaine by boat across the English Channel | Drug offences , CPS, London South News News
04/09/2024 Luxembourg Legilux | Official Gazatte View Update
04/09/2024 United Kingdom CPS CPS charging statement on the death of Bhim Sen Kohli after an attack in a Leicester park | Violent crime , CPS, East Midlands News News
04/09/2024 Luxembourg Legilux | Official Gazatte View Update
04/09/2024 Luxembourg Legilux | Official Gazatte View Update
04/09/2024 China SAMR It’s about food safety, and the 2025 sampling programme is now open for consultation! : Original Title [???????2025?????????????] General Administration
04/09/2024 United Kingdom ICO Guidance on direct marketing using electronic mail Webpage – Guide to PECR
04/09/2024 United States DEFENSE United States of America-Republic of Korea Extended Deterrence Strategy and Consultation Group Release
04/09/2024 United States DEFENSE Acting Deputy Under Secretary of Defense (Policy) Ms. Cara Abercrombie’s Remarks Following the Extended Deterrence Strategy and Consultation Group Speech
04/09/2024 United States SEC SEC Charges Broker-Dealer Nationwide Planning and Two Affiliated Investment Advisers with Violating Whistleblower Protection Rule Press Release
04/09/2024 United States Department of the Treasury Remarks by Deputy Assistant Secretary for Financial Institutions Policy Jeanette Quick at the 2024 AAPISTRONG Annual Conference Press releases
04/09/2024 United States ABA View Update NewsByte
04/09/2024 United States DOJ $2.95M Penalty and Permanent Injunction Resolves Lawsuit Against Verkada Inc. for Alleged Unlawful Commercial Emails, Data Security Failures and Deceptive Practices News
04/09/2024 United States California | CPPA CPPA Enforcement Advisory Stresses the Importance of Avoiding Dark Patterns Press Releases
04/09/2024 Switzerland SECO View Update Bundesrat
04/09/2024 Global IMF View Update News
04/09/2024 United States Tennessee | DFI COMMISSIONER GONZALES ANNOUNCES MAXIMUM EFFECTIVE RATE of INTEREST | The Federal National Mortgage Association has discontinued its free market auction system for commitments to purchase conventional home mortgages. Therefore, the Commissioner of Financial Institutions hereby announces that the maximum effective rate of interest per annum for home loans as set by the General Assembly in 1987, Public Chapter 291, for the month of October, 2024 is 8.15 percent per annum.

The rate as set by the said law is an amount equal to four percentage points above the index of market yields of long-term government bonds adjusted to a thirty (30) year maturity by the U. S. Department of the Treasury. For the most recent weekly average statistical data available preceding the date of this announcement, the calculated rate is 4.15 percent.

News
04/09/2024 United Kingdom FCA Final Notice 2024: Luke Williams [pdf] Final notices
04/09/2024 United Kingdom GOV.UK Statement on the Grenfell Tower Inquiry’s final report News and communications
04/09/2024 United Kingdom GOV.UK | Regulator of Social Housing Statement on the Grenfell Tower Inquiry’s final report Latest documents
04/09/2024 United Kingdom GOV.UK | MOJ Circles of Support and Accountability Policy Framework Guidance and regulation
04/09/2024 United Kingdom GOV.UK | Home Office Home Office Crime Recording Rules for frontline officers & staff Guidance and regulation
04/09/2024 United Kingdom GOV.UK Fishing regulations: The Blue Book Guidance and regulation
04/09/2024 United Kingdom GOV.UK Circles of Support and Accountability Policy Framework Guidance and regulation
04/09/2024 United Kingdom GOV.UK Home Office Crime Recording Rules for frontline officers & staff Guidance and regulation
04/09/2024 European Union European Commission View Update Secretariat-General
04/09/2024 European Union European Commission View Update Secretariat-General
04/09/2024 Spain CNMV View Update Press Releases
04/09/2024 United Kingdom BOE SS44/15 – Solvency II: third-country insurance and pure reinsurance branches Webpage – Prudential regulation
04/09/2024 Brazil GOV.BR View Update
04/09/2024 Romania ASF Romania DRAFT Regulation for amending and supplementing ASF Regulation no. 4/2021 on the control activity carried out by the Financial Supervisory Authority : Original Title [PROIECT Regulament pentru modificarea ?i completarea Regulamentului ASF nr. 4/2021 privind activitatea de control desf??urat? de c?tre Autoritatea de Supraveghere Financiar?] Public Consulations
04/09/2024 Romania ASF Romania DRAFT Regulation for amending and supplementing the ASF Regulation no. 5/2019 on the regulation of certain provisions regarding the provision of investment services and activities in accordance with Law no. 126/2018 … : Original Title [PROIECT de Regulament pentru modificarea ?i completarea Regulamentului ASF nr. 5/2019 privind reglementarea unor dispozi?ii referitoare la prestarea serviciilor ?i activit??ilor de investi?ii conform Legii nr. 126/2018 …] Public Consulations
04/09/2024 Romania ASF Romania DRAFT Regulation amending and supplementing ASF Regulation No 3/2014 on some aspects related to the application of GEO No 99/2006 on credit institutions and capital adequacy and of Regulation (EU) No 575/2013 … : Original Title [PROIECT Regulament pentru modificarea ?i completarea Regulamentului ASF nr. 3/2014 privind unele aspecte legate de aplicarea OUG nr. 99/2006 privind institu?iile de credit ?i adecvarea capitalului ?i a Regulamentului (UE) nr. 575/2013 …] Public Consulations
04/09/2024 United Kingdom PayUK Pay.UK and Bank of England’s joint consultation response News, Events, Insights
04/09/2024 United Kingdom PayUK Pay.UK and Bank of England’s joint consultation response Insights
04/09/2024 United Kingdom PayUK Pay.UK and Bank of England’s joint consultation response News in Brief
04/09/2024 United Kingdom PayUK Pay.UK and Bank of England’s joint consultation response Press Releases
04/09/2024 United Kingdom GOV.UK Prime Minister’s statement on Grenfell Tower Inquiry final report: 4 September 2024 News and communications
04/09/2024 United Kingdom GOV.UK | DEFRA Application for an environmental permit part B11: standard rules permit for flood risk activities Latest documents
04/09/2024 United Kingdom GOV.UK PSV notices and proceedings for the north west of England Guidance and regulation
04/09/2024 United Kingdom GOV.UK PSV notices and proceedings for the east of England Guidance and regulation
04/09/2024 United Kingdom GOV.UK The examination guide Guidance and regulation
04/09/2024 United Kingdom GOV.UK Procurement Act 2023 guidance documents – Manage phase Guidance and regulation
04/09/2024 United Kingdom GOV.UK Balai Directive: approved premises Guidance and regulation
04/09/2024 United Kingdom GOV.UK School admission appeals data collection 2025: guide Guidance and regulation
04/09/2024 Romania ASF Romania Press release on the draft Regulation amending and supplementing ASF Regulation No 5/2018 on issuers of financial instruments and market operations : Original Title [Comunicat de pres? referitor la proiectul de Regulament pentru modificarea ?i completarea Regulamentului ASF nr. 5/2018 privind emiten?ii de instrumente financiare ?i opera?iuni de pia??] Press Releases
04/09/2024 Romania ASF Romania DRAFT Regulation amending and supplementing Regulation A. S. F. No 5/2018 on issuers of financial instruments and market operations : Original Title [PROIECT Regulament de modificare ?i completare a Regulamentului A. S. F. nr. 5/2018 privind emiten?ii de instrumente financiare ?i opera?iuni de pia??] Public Consulations
04/09/2024 United Kingdom CPS CPS statement on Grenfell | News
04/09/2024 Ireland GOV.IE Plant Health Professional Operator Technical Guidance Publications
04/09/2024 Europe FESE FESE Response to the ESMA Consultations on RCB and RTS News
04/09/2024 Europe FESE FESE response to ESMA consultation on the CTP News
04/09/2024 United Kingdom FCA UK EMIR Trade Repositories: draft questions and answers Consultation papers
04/09/2024 United Kingdom GOV.UK | DEFRA Bluetongue: news, information and guidance for livestock keepers Latest documents
04/09/2024 United Kingdom GOV.UK Ionising Radiation (Medical Exposure) Regulations 2017: guidance Guidance and regulation
04/09/2024 United Kingdom GOV | DHSC Ionising Radiation (Medical Exposure) Regulations 2017: guidance Guidance and regulation
04/09/2024 China SAMR Jiangsu Taizhou comprehensively promote the construction of the rule of law in market supervision : Original Title [????????????????] Place
04/09/2024 United Kingdom GOV.UK | UK Statutory Instruments View Update UK Statutory Instruments
04/09/2024 United Kingdom GOV.UK | UK Statutory Instruments View Update UK Statutory Instruments
04/09/2024 United Kingdom PSR CP24/11: Faster Payments APP scams: Changing the maximum level of reimbursement Publications
04/09/2024 United Kingdom PSR PSR confirms implementation date for APP scam protections as 7 October, and publishes high value APP scams review and consultation News
04/09/2024 European Union European Commission Comply and invest: The effect of EU fiscal rules on public investment Study
04/09/2024 European Union European Commission Commission methodology for the determination of payment suspension under the Recovery and Resilience Facility Regulation General publications
04/09/2024 South Africa SANEWS Parole and correctional supervision comes under discussion News
04/09/2024 Indonesia KPK Hadiri RDP dengan DPR, KPK Paparkan Rencana Kerja 2025 News
04/09/2024 Singapore MAS FAQs on the Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013 Regulations and Guidance

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