Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
03/09/2024 United States Federal Register | Ocean Energy Management Bureau Pacific Wind Lease Sale 2 for Commercial Leasing for Wind Power Development on the Outer Continental Shelf Offshore Oregon-Final Sale Notice. This final sale notice (FSN) contains information pertaining to the areas available for commercial wind power leasing during Pacific Wind Lease Sale 2 (PACW-2) on the Outer Continental Shelf (OCS) offshore Oregon. Specifically, this FSN details certain… Not Significant Notice
03/09/2024 United States Federal Register | International Trade Commission Circular Welded Carbon Quality Steel Line Pipe From China; Institution of Five-Year Reviews. The Commission hereby gives notice that it has instituted reviews pursuant to the Tariff Act of 1930 (“the Act”), as amended, to determine whether revocation of the antidumping and countervailing duty orders on circular welded carbon quality steel line… Not Significant Notice
03/09/2024 United States Federal Register | Substance Abuse and Mental Health Services Administration Current List of HHS-Certified Laboratories and Instrumented Initial Testing Facilities Which Meet Minimum Standards To Engage in Urine and Oral Fluid Drug Testing for Federal Agencies. The Department of Health and Human Services (HHS) notifies Federal agencies of the laboratories and Instrumented Initial Testing Facilities (IITFs) currently certified to meet the standards of the Mandatory Guidelines for Federal Workplace Drug Testing… Not Significant Notice
03/09/2024 United States Federal Register | Health and Human Services Department Current List of HHS-Certified Laboratories and Instrumented Initial Testing Facilities Which Meet Minimum Standards To Engage in Urine and Oral Fluid Drug Testing for Federal Agencies. The Department of Health and Human Services (HHS) notifies Federal agencies of the laboratories and Instrumented Initial Testing Facilities (IITFs) currently certified to meet the standards of the Mandatory Guidelines for Federal Workplace Drug Testing… Not Significant Notice
03/09/2024 United States Federal Register | Trade Representative, Office of United States Request for Comments on Significant Foreign Trade Barriers for the 2025 National Trade Estimate Report. The Office of the United States Trade Representative (USTR), through the Trade Policy Staff Committee (TPSC), publishes the National Trade Estimate Report on Foreign Trade Barriers (NTE Report) each year. USTR invites comments to assist it and the TPSC… Not Significant Notice
03/09/2024 United States Federal Register | Coast Guard Drawbridge Operation Regulation; Okeechobee Waterway, Stuart, FL; Correction. The Coast Guard is correcting a temporary interim rule with request for comments that appeared in the Federal Register on August 7, 2024. The temporary interim rule temporarily modifies the operating schedule that governs the Florida East Coast… Not Significant Rule
03/09/2024 United States Federal Register | Homeland Security Department Drawbridge Operation Regulation; Okeechobee Waterway, Stuart, FL; Correction. The Coast Guard is correcting a temporary interim rule with request for comments that appeared in the Federal Register on August 7, 2024. The temporary interim rule temporarily modifies the operating schedule that governs the Florida East Coast… Not Significant Rule
03/09/2024 United States Federal Register | Environmental Protection Agency Di-isononyl phthalate (DINP); Draft Risk Evaluation Under the Toxic Substances Control Act (TSCA); Notice of Availability, Webinar and Request for Comment. The Environmental Protection Agency (EPA or Agency) is announcing the availability of and seeking public comment on a draft risk evaluation under the Toxic Substances Control Act (TSCA) for di- isononyl phthalate (DINP) (1,2-Benzene- dicarboxylic acid,… Not Significant Notice
03/09/2024 United States Federal Register | Environmental Protection Agency Air Plan Approval; New Jersey; NOX SIP Call and Removal of CAIR. The Environmental Protection Agency (EPA) is approving the removal of the New Jersey Clean Air Interstate Rule (CAIR) nitrogen oxides (NOX) Trading Program regulations from the New Jersey State Implementation Plan (SIP) and is conditionally… Not Significant Rule
03/09/2024 United States Federal Register | Food and Drug Administration Identifying Priority Focus Areas for Future Guidance Development and Engagement With Interested Parties in Model-Informed Drug Development; Request for Information. The Center for Drug Evaluation and Research (CDER) and Center for Biologics Evaluation and Research (CBER) within the Food and Drug Administration (FDA or Agency) are announcing a request for information (RFI) for advancing model-informed drug… Not Significant Notice
03/09/2024 United States Federal Register | Health and Human Services Department Identifying Priority Focus Areas for Future Guidance Development and Engagement With Interested Parties in Model-Informed Drug Development; Request for Information. The Center for Drug Evaluation and Research (CDER) and Center for Biologics Evaluation and Research (CBER) within the Food and Drug Administration (FDA or Agency) are announcing a request for information (RFI) for advancing model-informed drug… Not Significant Notice
03/09/2024 United States Federal Register | Architectural and Transportation Barriers Compliance Board Americans With Disabilities Act and Architectural Barriers Act Accessibility Guidelines; EV Charging Stations. The Architectural and Transportation Barriers Compliance Board (hereafter, “Access Board” or “Board”), is issuing this notice of proposed rulemaking to amend the accessibility guidelines for buildings and facilities covered by the Americans with… Significant Proposed Rule
03/09/2024 United States Federal Register | Internal Revenue Service Rules Regarding Dual Consolidated Losses and the Treatment of Certain Disregarded Payments; Correction. This document contains corrections to the proposed regulations (REG-105128-23), published in the Federal Register on August 7, 2024. The proposed regulations concern certain issues arising under the dual consolidated loss rules and the application of… Not Significant Proposed Rule
03/09/2024 United States Federal Register | Treasury Department Rules Regarding Dual Consolidated Losses and the Treatment of Certain Disregarded Payments; Correction. This document contains corrections to the proposed regulations (REG-105128-23), published in the Federal Register on August 7, 2024. The proposed regulations concern certain issues arising under the dual consolidated loss rules and the application of… Not Significant Proposed Rule
03/09/2024 United States Federal Register | Internal Revenue Service Guidance on Clean Electricity Low-Income Communities Bonus Credit Amount Program. This document contains proposed regulations concerning the program to allocate clean electricity low-income communities bonus credit amounts established pursuant to the Inflation Reduction Act of 2022 for calendar years 2025 and succeeding years…. Not Significant Proposed Rule
03/09/2024 United States Federal Register | Treasury Department Guidance on Clean Electricity Low-Income Communities Bonus Credit Amount Program. This document contains proposed regulations concerning the program to allocate clean electricity low-income communities bonus credit amounts established pursuant to the Inflation Reduction Act of 2022 for calendar years 2025 and succeeding years…. Not Significant Proposed Rule
03/09/2024 United States Federal Register | Securities and Exchange Commission Submission for OMB Review; Comment Request; Extension: Rule 10f-3 Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Submission for OMB Review; Comment Request; Extension: Rule 17f-2 Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission View Update Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Depository Trust Company; Notice of Withdrawal of a Proposed Rule Change To Modify the DTC Operational Arrangements (Necessary for Securities To Become and Remain Eligible for DTC Services) Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Sapphire, LLC To Adopt Connectivity and Certain Port Fees for Members and Non-Members Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Directed Order Functionality Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024 Not Significant Notice
03/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules To Permit the Listing of Two Monday Expirations for Options on SPDR Gold Shares, iShares Silver Trust, and iShares 20+ Year Treasury Bond ETF Not Significant Notice
03/09/2024 United States New Hampshire | NHID Guidance to Bulletin INS NO 03-051-AB Dated March 9-2004 Bulletins
03/09/2024 United States New Hampshire | NHID Guidance to Bulletin INS NO 03-051-AB Dated March 9-2004 Bulletins
02/09/2024 Canada GOV.NL.CA Media Advisory: Premier Furey Available to Discuss Final Phase of Elimination of 1.6 Kilometre Busing Policy Executive CouncilEducation
02/09/2024 United Kingdom FCA Gemini Investments Consulting Limited (clone of an FCA authorised firm) Warnings
02/09/2024 Malta MCCAA ECN Joint Statement on Article 102 Guidelines News
02/09/2024 European Union European Commission View Update Directorate-General for Competition
02/09/2024 European Union European Commission Decision | C(2024)6321 | Case M.11556 – SCHRODERS / PHOENIX GROUP / FUTURE GROWTH CAPITAL – Commission decision pursuant to Article 6(1)(b) of Council Regulation (EC) No 139/2004 and Article 57 of the Agreement on the European Economic Area Directorate-General for Competition
02/09/2024 European Union ESRB ESRB response to the ESMA consultation on draft Regulatory Technical Standards and Guidelines on liquidity management tools Responses & Letters
02/09/2024 European Union European Union IMMC:LET/2024/09021: Letter from Frank Elderson, Member of the Executive Board of the European Central Bank (ECB), to Bob Kieffer, Director of the Treasury of Luxembourg Ministry of Finance, regarding a request for an ECB opinion on a draft law transposing Directive (EU) 2024/1174 of the European Parliament and of the Council of 11 April 2024 amending Directive 2014/59/EU and Regulation (EU) No 806/2014 as regards certain aspects of the minimum requirement for own funds and eligible liabilities EMIR
02/09/2024 European Union European Union IMMC:LET/2024/09021: Letter from Frank Elderson, Member of the Executive Board of the European Central Bank (ECB), to Bob Kieffer, Director of the Treasury of Luxembourg Ministry of Finance, regarding a request for an ECB opinion on a draft law transposing Directive (EU) 2024/1174 of the European Parliament and of the Council of 11 April 2024 amending Directive 2014/59/EU and Regulation (EU) No 806/2014 as regards certain aspects of the minimum requirement for own funds and eligible liabilities CRR
02/09/2024 European Union European Commission Communication | C(2024)5043 | COMMUNICATION FROM THE COMMISSION Guidance on heating and cooling aspects in Articles 15a, 22a, 23 and 24 of Directive (EU) 2018/2001 on the promotion of the use of energy from renewable sources as amended by Directive (EU) 2023/2413 Directorate-General for Energy
02/09/2024 Portugal Concorrencia View Update Press Releases
02/09/2024 European Union European Commission View Update Directorate-General for Internal Market, Industry, Entrepreneurship and SMEs
02/09/2024 European Union European Commission Communication | C(2024)5041 | COMMUNICATION FROM THE COMMISSION Guidance on Article 20a on sector integration of renewable electricity of Directive (EU) 2018/2001 on the promotion of energy from renewable sources, as amended by Directive (EU) 2023/2413 Directorate-General for Energy
02/09/2024 European Union European Commission Communication | C(2024)5042 | COMMUNICATION FROM THE COMMISSION Guidance on the targets for the consumption of renewable fuels of non-biological origin in the industry and transport sectors laid down in Articles 22a, 22b and 25 of Directive (EU) 2018/2001 on the promotion of energy from renewable sources, as amended by Directive (EU) 2023/2413 ? Directorate-General for Energy
02/09/2024 European Union European Commission View Update Directorate-General for Climate Action
02/09/2024 European Union European Commission Recommendation | C(2024)6226 | COMMISSION RECOMMENDATION setting out guidelines for the interpretation of Article 26 of Directive (EU) 2023/1791 of the European Parliament and of the Council as regards the heating and cooling supply Directorate-General for Energy
02/09/2024 Italy BancadItalia List of operational information on the implementation of monetary policy : Original Title [Elenco delle informazioni operative relative all’attuazione della politica monetaria] Compiti
02/09/2024 United States DOJ View Update News
02/09/2024 Canada GOV.NL.CA Media Advisory: Premier Furey Available to Discuss Final Phase of Elimination of 1.6 Kilometre Busing Policy Executive CouncilEducation
02/09/2024 United Kingdom GOV.UK | DEFRA Bluetongue: news, information and guidance for livestock keepers Latest documents
02/09/2024 Belgium Gegevensbeschermingsautoriteit Job profile: french-speaking cyber security and privacy consultant : Original Title [Functieprofiel: franstalig adviseur cyberveiligheid en privacy] Publicaties
02/09/2024 Ireland GOV.IE Consultations for the successor strategy to the National Strategy for Women and Girls Consultations
02/09/2024 Argentina Ministry of Insurance View Update Supretendent of Insurance News
02/09/2024 Guernsey GOV.GG Policy & Resources supports competition exemption to allow Sure’s acquisition of Airtel News
02/09/2024 United Kingdom GOV.UK Foreign Secretary statement on UK policy on arms export licenses to Israel News and communications
02/09/2024 United Kingdom GOV.UK UK suspends around 30 arms export licences to Israel for use in Gaza over International Humanitarian Law concerns News and communications
02/09/2024 United Kingdom GOV.UK | MHCLG Building regulations: circulars Latest documents
02/09/2024 United Kingdom GOV.UK | DBT UK suspends around 30 arms export licences to Israel for use in Gaza over International Humanitarian Law concerns Latest documents
02/09/2024 United Kingdom GOV.UK | DLUHC Building regulations: circulars Latest documents
02/09/2024 United Kingdom GOV.UK Summary of the International Humanitarian Law (IHL) process, decision and the factors taken into account Policy papers and consultations
02/09/2024 United Kingdom GOV.UK PSV notices and proceedings for Scotland Guidance and regulation
02/09/2024 United Kingdom GOV.UK PSV notices and proceedings for the West Midlands Guidance and regulation
02/09/2024 United Kingdom GOV.UK PSV notices and proceedings for London and the south east of England Guidance and regulation
02/09/2024 United Kingdom ICO Regulation and the ICO Webpage – Data controller study
02/09/2024 United Kingdom GOV.UK | UK Statutory Instruments View Update UK Statutory Instruments
02/09/2024 United Kingdom Scotland House Authority Final Report of the Evaluation of Restorative Practices in Three Scottish Councils: FOI release FOI/EIR release
02/09/2024 Portugal Concorrencia View Update Press Releases
02/09/2024 United Kingdom | Scotland Gov.Scot Final Report of the Evaluation of Restorative Practices in Three Scottish Councils: FOI release FOI/EIR release | Education
02/09/2024 Isle of Man GOV.IM Mental Health (Relevant Territory) Regulations 2007 [1] Legislation Recent Changes
02/09/2024 Isle of Man GOV.IM Mental Health (Relevant Territory) Regulations 2007 [1] Legislation Recent Changes
02/09/2024 Isle of Man GOV.IM Mental Health Review Tribunal Rules 2000 [2] Legislation Recent Changes

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