Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
28/08/2024 United States NYSE American SR-NYSEARCA-2024-69 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 SEC Release
28/08/2024 United States NYSE SR-NYSEAMER-2024-50 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 SEC Release
28/08/2024 United States NYSE SR-NYSEARCA-2024-69 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 SEC Release
28/08/2024 United States Federal Register | State Department International Traffic in Arms Regulations: Exemption for Defense Trade and Cooperation Among Australia, the United Kingdom, and the United States; Correction. The Department of State (the Department) is correcting an interim final rule that appeared in the Federal Register on August 20, 2024 creating an exemption for defense trade and cooperation among Australia, the United Kingdom, and the United States and… Significant Rule
28/08/2024 United States State Joint U.S.-ROK Symposium on Protecting the Virtual Asset Industry from DPRK Exploitation and Disrupting DPRK Revenue Generation Media Note
28/08/2024 European Union AFME AFME drafting suggestions for the Draft RTS on the synchronisation of business clocks Consultation Responses
28/08/2024 European Union AFME AFME MiFIR Review – CP on Technical Standards related to Consolidated Tape Providers and DRSPs, and assessment criteria for the CTP selection procedure Consultation Responses
28/08/2024 European Union AFME Annex A to AFME Consultation Response on the ESMA CP on the amendment of RTS 2 Consultation Responses
28/08/2024 European Union AFME View Update Consultation Responses
28/08/2024 European Union AFME AFME Response – MiFIR Review – CP on the amendment of RTS 23 Consultation Responses
28/08/2024 Global FATF The Methodology for Assessing Technical Compliance with the FATF Recommendations and the Effectiveness of AML/CFT/CPF Systems Press Releases
28/08/2024 United States Mississippi | MSLA Texas Lawmakers Consider Regulations to Address Risks of Artificial Intelligence News
28/08/2024 Ireland GOV.IE Public consultation on health and social care services and supports for older people Consultations
28/08/2024 Indonesia KOMINFO Deklarasi Berantas Judi Online, Menteri Budi Arie Akan Cabut Tanda Daftar PSE Pelanggar Pakta Integritas Press Releases
28/08/2024 United States Federal Reserve Board of Governors Federal Reserve Board announces final individual capital requirements for all large banks, effective on October 1 Press releases
28/08/2024 Mexico COFECE View Update Press Release
28/08/2024 United Kingdom GOV.UK | DEFRA Bluetongue: news, information and guidance for livestock keepers Latest documents
28/08/2024 Ireland GOV.IE View Update Publications
28/08/2024 United States SEC Statement on Amendments to Forms N-PORT and N-CEN Reporting and Guidance on Open-End Fund Liquidity Risk Management Programs Statements
28/08/2024 United States SEC Too Short to Report: Statement on Adoption of Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk Management Programs Statements
28/08/2024 United States Mississippi | MSLA View Update News
28/08/2024 Global IMF View Update News
28/08/2024 Global ICMA ICMA responds to the ESMA MiFIR Review Consultation Package News
28/08/2024 United States SEC S7-26-22 | Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting Investment Management | Final Rule Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk Management Programs IC-35308 View Related Activity Final
Rule
28/08/2024 United States SEC SEC Adopts Reporting Enhancements for Registered Investment Companies and Provides Guidance on Open-End Fund Liquidity Risk Management Programs Press Release
28/08/2024 United States SEC Statement on Form N-PORT and Form N-CEN Reporting Amendments; Guidance on Open-End Fund Liquidity Risk Management Programs Statements
28/08/2024 United States DEFENSE Department of Defense Announces First Assistant Secretary of Defense for Cyber Policy Release
28/08/2024 Indonesia KOMINFO Deklarasi Berantas Judi Online, Menteri Budi Arie Akan Cabut PSE yang Melanggar Pakta Integritas Press Releases
28/08/2024 Ireland GOV.IE Sectoral Planning Guidelines for Climate Change Adaptation Publications
28/08/2024 United Kingdom GOV.UK Consultation opens on proposals for former Manchester retail park News and communications
28/08/2024 United Kingdom GOV.UK | HM Treasury Whole of Government Accounts 2023 to 2024: guidance for preparers Guidance and regulation
28/08/2024 United Kingdom GOV.UK | DWP Access to Work MHSS provider guidance for contracts effective on or after 20 August 2024 Guidance and regulation
28/08/2024 United Kingdom GOV.UK Access to Work MHSS provider guidance for contracts effective on or after 20 August 2024 Guidance and regulation
28/08/2024 United Kingdom GOV.UK Whole of Government Accounts 2023 to 2024: guidance for preparers Guidance and regulation
28/08/2024 United Kingdom ICO Regulation and the ICO Webpage – Data controller study
28/08/2024 Global BIS Ryozo Himino: Japan’s economy and monetary policy Central Bankers Speeches
28/08/2024 Jersey JFSC Asset tokenisation and initial coin/?token offerings guidance Industry update
28/08/2024 United States FinCEN FinCEN Issues Final Rules to Safeguard Residential Real Estate, Investment Adviser Sectors from Illicit Finance Newsroom
28/08/2024 Italy BancadItalia View Update Compiti
28/08/2024 United States DTCC Getting Your Ducks in a Row for APAC Rules Rewrites DTCC Connection
28/08/2024 United Kingdom GOV.UK Procedure Guide for Local Plan Examinations Guidance and regulation
28/08/2024 United Kingdom GOV | DESNZ Oil and gas: offshore environmental legislation Guidance and regulation
28/08/2024 UAE ADGM Alpha Financial Markets Consulting Opens a New Branch in Abu Dhabi ADGM
28/08/2024 United States Mississippi | MSLA View Update News
28/08/2024 United States Federal Register | Securities and Exchange Commission View Update Not Significant Notice
28/08/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Transaction Fees and Rebates Not Significant Notice
28/08/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt New Market Data Reports Not Significant Notice
28/08/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Concerning Options Transaction Fees Not Significant Notice
28/08/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt New Market Data Reports Not Significant Notice
28/08/2024 United Kingdom GOV.UK | HMRC View Update Latest documents
28/08/2024 United Kingdom GOV.UK | Home Office Law Enforcement Data Service: equality impact assessment Policy papers and consultations
28/08/2024 United Kingdom GOV.UK Law Enforcement Data Service: equality impact assessment Policy papers and consultations
28/08/2024 United Kingdom GOV.UK | HM Treasury Agile digital and IT projects: clarification of business case guidance Guidance and regulation
28/08/2024 United Kingdom GOV.UK | BEIS Oil and gas: offshore environmental legislation Guidance and regulation
28/08/2024 United Kingdom GOV.UK The 2020 EIA Regulations Guidance and regulation
28/08/2024 United Kingdom GOV.UK Oil and gas: offshore environmental legislation Guidance and regulation
28/08/2024 United Kingdom GOV.UK El Salvador: country policy and information notes Guidance and regulation
28/08/2024 United Kingdom GOV.UK Agile digital and IT projects: clarification of business case guidance Guidance and regulation
28/08/2024 United Kingdom GOV.UK Duty solicitor scheme boundary consultations Guidance and regulation
28/08/2024 South Africa SANEWS Presidency transfers Department of Mineral Resources and Energy legislation News
28/08/2024 South Africa SANEWS President Ramaphosa assents law advancing water security for South Africa News
28/08/2024 Indonesia KOMINFO Kominfo, BI, OJK dan 11 Asosiasi Teken Pakta Integritas dan Deklarasi Lawan Judi Online Press Releases
28/08/2024 Global OHCHR Experts condemn misuse of counter-terrorism law against Montagnards in Viet Nam Press releases
28/08/2024 United Kingdom Ofcom Consultation: Proposal to apply Code powers to Liberty Global Management Services Operations Limited Consultations and statements
28/08/2024 United Kingdom Ofcom Consultation: Proposal to apply Code powers to Liberty Global Management Services 2 Limited Consultations and statements
28/08/2024 United Kingdom Ofcom Consultation: Proposal to apply Code powers to Liberty Global Management Services 1 Limited Consultations and statements
28/08/2024 United Kingdom GOV.UK Published response to the public consultation on residues surveillance charges News and communications
28/08/2024 China SAMR Xining solid promotion of the rule of law to deliver a bright answer sheet : Original Title [????????????????] Place
28/08/2024 China SAMR View Update Place
28/08/2024 Hong Kong PCPD View Update News
28/08/2024 European Union European Union View Update Legislation
28/08/2024 Brazil GOV.BR View Update
28/08/2024 Brazil GOV.BR View Update
28/08/2024 Brazil GOV.BR View Update
28/08/2024 Brazil GOV.BR View Update
28/08/2024 Argentina Boletinoficial View Update Legislation and Official Notices
28/08/2024 Argentina Boletinoficial View Update Legislation and Official Notices
28/08/2024 European Union European Union 2024/2176|Council Decision (EU) 2024/2176 of 8 December 2023 on the position to be taken on behalf of the European Union within the Regional Steering Committee of the Transport Community as regards the introduction of a common set of rules on the reimbursement of expenses incurred by persons from outside the Permanent Secretariat of the Transport Community who are invited to participate in meetings of the Transport Community Legislation
28/08/2024 China GOV.CN Seminars held in Hong Kong to elaborate on CPC plenum guiding principles International Exchanges
28/08/2024 United Kingdom Ellen Macarthur Foundation Towards a circular economy for plastics in China: Opportunities and recommendations Publication

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