Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
12/08/2024 European Union European Union View Update Information and Notices
12/08/2024 European Union European Union 2024/2097|Practice Rules for the implementation of the Rules of Procedure of the General Court [2024/2097] Legislation
12/08/2024 European Union European Union 2024/2095|Amendments to the Rules of Procedure of The General Court [2024/2095] Legislation
12/08/2024 European Union European Union 2024/2094|Amendments to the Rules of Procedure of the Court of Justice [2024/2094] Legislation
12/08/2024 European Union European Union View Update Legislation
12/08/2024 European Union European Union View Update Legislation
12/08/2024 European Union European Union 2024/2019|Regulation (EU, Euratom) 2024/2019 of the European Parliament and of the Council of 11 April 2024 amending Protocol No 3 on the Statute of the Court of Justice of the European Union Legislation
12/08/2024 United Kingdom ARMA Company Law Basics For Management Companies News
12/08/2024 United Kingdom ARMA Heat Networks, Net Zero, Regulation and Management of Communal Heating in Apartment Blocks News
12/08/2024 United States Fedral Register Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To List and Trade Options on the iShares Ethereum Trust Notice
12/08/2024 United States Fedral Register View Update Notice
12/08/2024 United States Fedral Register Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs Notice
12/08/2024 United States Fedral Register Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by the Options Clearing Corporation To Establish a Margin Add-On Charge That Would Be Applied to All Clearing Member Accounts To Help Mitigate the Risks Arising From Intraday and Overnight Trading Activity Notice
12/08/2024 United States Fedral Register Extension of Import Restrictions Imposed on Certain Archaeological Material of Algeria. This document amends the U.S. Customs and Border Protection (CBP) regulations to extend import restrictions on certain archaeological material from the People’s Democratic Republic of Algeria. The Assistant Secretary for Educational and Cultural… Rule
10/08/2024 China GOV.CN China strengthens regulation of online property insurance firms International Exchanges
10/08/2024 United Kingdom ARMA Company Law Basics For Management Companies News
10/08/2024 United Kingdom ARMA Heat Networks, Net Zero, Regulation and Management of Communal Heating in Apartment Blocks News
09/08/2024 Luxembourg Legilux | Official Gazatte View Update
09/08/2024 United States Securities and Exchange Commission Adoption of Updated EDGAR Filer Manual. The Securities and Exchange Commission (“Commission”) is adopting amendments to Volume II of the Electronic Data Gathering, Analysis, and Retrieval system Filer Manual (“EDGAR Filer Manual” or “Filer Manual”) and related rules and forms. EDGAR Release… Rule
09/08/2024 United States Securities and Exchange Commission Submission for OMB Review; Comment Request; Extension: Rule 15g-4 Notice
09/08/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule To Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATETM)) Notice
09/08/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange’s Fee Schedule Related to Physical Port Fees Notice
09/08/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2.9 Notice
09/08/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange’s Fee Schedule Related to Physical Port Fees Notice
09/08/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 11.25(e) To Allow Users To Utilize the Exchange’s Match Trade Prevention Functionality When Entering Periodic Auction Orders Onto the Exchange for Execution Notice
09/08/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange’s Fee Schedule Related to Physical Port Fees Notice
09/08/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange’s Fee Schedule Related to Physical Port Fees Notice
09/08/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; C2 Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange’s Fee Schedule Related to Physical Port Fees Notice
09/08/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange’s Fee Schedule Related to Physical Port Fees Notice
09/08/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange’s Fee Schedule Related to Physical Port Fees Notice
09/08/2024 United States Securities and Exchange Commission Submission for OMB Review; Comment Request; Extension: Rule 17f-2(c) Notice
09/08/2024 Luxembourg Legilux | Official Gazatte View Update
09/08/2024 Luxembourg Legilux | Official Gazatte View Update
09/08/2024 Ireland GOV.IE European Commission targeted consultation on the mutual recognition regulation – survey of businesses and business associations Consultations
09/08/2024 Luxembourg Legilux | Official Gazatte View Update
09/08/2024 European Union European Union View Update EMIR
09/08/2024 European Union European Union View Update AIFMD
09/08/2024 European Union European Union View Update CRDIV
09/08/2024 European Union European Union View Update MiFID II
09/08/2024 European Union European Union View Update MIFIR
09/08/2024 Luxembourg Legilux | Official Gazatte View Update
09/08/2024 Luxembourg Legilux | Official Gazatte View Update
09/08/2024 United States Securities and Exchange Commission Federal Government Participation in the Automated Clearing House. The Department of the Treasury, Bureau of the Fiscal Service (Fiscal Service) is proposing to amend its regulation governing the use of the Automated Clearing House (ACH) Network by Federal agencies. Our regulation incorporates, with some exceptions,… Proposed Rule
09/08/2024 United States Treasury Department Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange’s Fee Schedule Related to Physical Port Fees Notice
09/08/2024 United States Treasury Department Self-Regulatory Organizations; C2 Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange’s Fee Schedule Related to Physical Port Fees Notice
09/08/2024 United States Treasury Department Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange’s Fee Schedule Related to Physical Port Fees Notice
09/08/2024 United States Treasury Department Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange’s Fee Schedule Related to Physical Port Fees Notice
09/08/2024 United States Treasury Department Submission for OMB Review; Comment Request; Extension: Rule 17f-2(c) Notice
09/08/2024 Luxembourg Legilux | Official Gazatte View Update
09/08/2024 Luxembourg Legilux | Official Gazatte View Update
09/08/2024 Luxembourg Legilux | Official Gazatte View Update
09/08/2024 Luxembourg Legilux | Official Gazatte View Update
09/08/2024 United States Treasury Department Federal Government Participation in the Automated Clearing House. The Department of the Treasury, Bureau of the Fiscal Service (Fiscal Service) is proposing to amend its regulation governing the use of the Automated Clearing House (ACH) Network by Federal agencies. Our regulation incorporates, with some exceptions,… Proposed Rule
09/08/2024 United States Treasury Department Adoption of Updated EDGAR Filer Manual. The Securities and Exchange Commission (“Commission”) is adopting amendments to Volume II of the Electronic Data Gathering, Analysis, and Retrieval system Filer Manual (“EDGAR Filer Manual” or “Filer Manual”) and related rules and forms. EDGAR Release… Rule
09/08/2024 United States Treasury Department Submission for OMB Review; Comment Request; Extension: Rule 15g-4 Notice
09/08/2024 United States Treasury Department Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule To Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATETM)) Notice
09/08/2024 United States Treasury Department Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange’s Fee Schedule Related to Physical Port Fees Notice
09/08/2024 United States Treasury Department Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2.9 Notice
09/08/2024 United States Treasury Department Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange’s Fee Schedule Related to Physical Port Fees Notice
09/08/2024 United States Treasury Department Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 11.25(e) To Allow Users To Utilize the Exchange’s Match Trade Prevention Functionality When Entering Periodic Auction Orders Onto the Exchange for Execution Notice
09/08/2024 United States Treasury Department Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange’s Fee Schedule Related to Physical Port Fees Notice
09/08/2024 United States State Assistant Secretary Kritenbrink Participates in Trilateral Consultations on the DPRK Media Note
09/08/2024 Colombia Ambito Juridico View Update News
09/08/2024 United States DEFENSE Statement by Deputy Secretary of Defense Kathleen Hicks on Blast Overpressure Risk-Management Policy Memorandum Release
09/08/2024 Costa Rica SUGESE View Update Press Release
09/08/2024 United Kingdom ICO Freedom of information guidance and resources Webpage – For organisations
09/08/2024 United Kingdom GOV.UK Balai Directive: approved premises Guidance and regulation
09/08/2024 United States DEFENSE Acting Under Secretary of Defense for Policy Ms. Amanda Dory Announces Space Policy Leadership Transition Release
09/08/2024 Global OHCHR View Update News
09/08/2024 European Union ESMA View Update Reference
09/08/2024 Canada GOV.CA View Update Global Affairs
09/08/2024 Brazil MPF View Update
09/08/2024 United States District of Columbia | DISB August 9, 2024–Notice 24-BB-001-08/09/24 Updated DISB Guidance to Bitcoin ATMs (BTMs) or Virtual Currency Kiosk Operators in the District Guidance and Bulletins
09/08/2024 United Kingdom CPS Online agitator becomes first person from Wales to be convicted following widespread unrest | Cyber / online crime , CPS, Cymru/Wales News News
09/08/2024 United Kingdom CPS Thugs jailed for violent disorder in Hull | Violent crime , CPS, Yorkshire and Humberside News News
09/08/2024 United Kingdom CPS Violent offenders jailed for Sunderland disorder | Violent crime , CPS, North East News News
09/08/2024 Ireland GOV.IE School Secretaries Leave Administration Circulars Publications
09/08/2024 United Kingdom GOV.UK Public registers and consultation on forestry projects Guidance and regulation
09/08/2024 United Kingdom GOV.UK Regulation of end-point assessments: status Guidance and regulation
09/08/2024 United Kingdom GOV.UK PSV notices and proceedings for the West Midlands Guidance and regulation

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