Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
02/08/2024 United Kingdom ARMA Company Law Basics For Management Companies News
02/08/2024 United Kingdom ARMA Heat Networks, Net Zero, Regulation and Management of Communal Heating in Apartment Blocks News
02/08/2024 United Kingdom UK Finance UK Finance response to FCA CP23/33 | Consultation on payments to data providers and DRSP forms including Policy Statement for the framework for UK consolidated tape (CP23/15) Consultation Responses
02/08/2024 Chile CMF View Update Press
02/08/2024 Chile CMF View Update Press
02/08/2024 Czech Republic CNB Live stream from the press conference following the monetary policy meeting of the Bank Board News
01/08/2024 New Zealand Comcom View Update Media Releases
01/08/2024 United States NYSE Arca SR-NYSEARCA-2024-62 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31-E SEC Release
01/08/2024 United States Treasury Department Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Sections 5, 6 and 10; Options 3, Sections 7 and 17; and Options 4, Section 5 Notice
01/08/2024 United States Treasury Department Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 7.31(f)(1) Notice
01/08/2024 United States Treasury Department Self-Regulatory Organizations; NYSE Arca, Inc.; Cboe BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Grayscale Bitcoin Mini Trust and Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Pando Asset Spot Bitcoin Trust Notice
01/08/2024 European Union European Commission View Update Directorate-General for Competition
01/08/2024 European Union European Commission View Update Directorate-General for Competition
01/08/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE Arca Aggregated Lite Data Feed Notice
01/08/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX Options 7, Section 3 Notice
01/08/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Sections 5, 6 and 10; Options 3, Sections 7 and 17; and Options 4, Section 5 Notice
01/08/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 7.31(f)(1) Notice
01/08/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; NYSE Arca, Inc.; Cboe BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Grayscale Bitcoin Mini Trust and Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Pando Asset Spot Bitcoin Trust Notice
01/08/2024 Luxembourg Legilux | Official Gazatte View Update Acts | Loi
01/08/2024 Luxembourg Legilux | Official Gazatte View Update Acts | Loi
01/08/2024 Austria FMA FMA imposes coercive penalty against Euram Bank for failure to submit its audited financial statement for 2023 and sets a final deadline for establishing legal compliance Information
01/08/2024 Netherlands AFM View Update Sector
01/08/2024 Netherlands AFM ESMA consults on the review of the Markets in Financial Instruments Regulation (MIFIR) Professionals
01/08/2024 European Union European Commission View Update Directorate-General for Health and Food Safety
01/08/2024 United States Securities and Exchange Commission Regulatory Publication and Review Under the Economic Growth and Regulatory Paperwork Reduction Act of 1996. Pursuant to the Economic Growth and Regulatory Paperwork Reduction Act of 1996 (EGRPRA), the OCC, Board, and FDIC (collectively, the agencies) are reviewing agency regulations to identify outdated or otherwise unnecessary regulatory requirements on… Proposed Rule
01/08/2024 United Kingdom Money and Pensions Service Money Guiders: Phase two evaluation Money Guiders is a long-term change programme provided by the Money and Pensions Service (MaPS) that aims to improve the status and quality of practitioner-led… 01 August 2024 Research
01/08/2024 Luxembourg Legilux | Official Gazatte View Update Acts | Loi
01/08/2024 United States Minnesota | Commerce Department New Minnesota crypto law goes into effect to protect consumers against fraud | A new Minnesota law goes into effect on August 1, 2024, to protect consumers against cryptocurrency fraud. News
01/08/2024 United States Arizona | ADIFI ARIZONA AUTOMOBILE THEFT AUTHORITY AWARDS OVER $5.8 MILLION TO ARIZONA LAW ENFORCEMENT AND CRIMINAL JUSTICE AGENCIES Announcements
01/08/2024 Canada FCNB View Update News
01/08/2024 Canada GOV.NL.CA Tourist Accommodations Act Regulations Expected to Come into Effect in Fall 2024 Tourism, Culture, Arts and Recreation
01/08/2024 Canada BCSC 44-101CP – Short Form Prospectus Distributions [CP Amendment Proposed – Annex M] Instrument & Policy
01/08/2024 United States NYSE American SR-NYSEARCA-2024-62 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31-E SEC Release
01/08/2024 United States NYSE SR-NYSEARCA-2024-62 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31-E SEC Release
01/08/2024 Luxembourg Legilux | Official Gazatte View Update Acts | Loi
01/08/2024 United Kingdom GOV.UK Levy funding policy 2024/25 Transparency and freedom of information releases
01/08/2024 United Kingdom GOV.UK | DEFRA Poultry and other captive birds: registration rules and forms Latest documents
01/08/2024 United Kingdom GOV.UK | HMRC Reporting rules for digital platforms Guidance and regulation
01/08/2024 United Kingdom GOV.UK | DWP Advice for decision making: staff guide Guidance and regulation
01/08/2024 United Kingdom GOV.UK Advice for decision making: staff guide Guidance and regulation
01/08/2024 United Kingdom GOV.UK Reporting rules for digital platforms Guidance and regulation
01/08/2024 United Kingdom GOV.UK MSN 1888 (M+F) Amendment 4 Chemical agents regulations 2010 Guidance and regulation
01/08/2024 United Kingdom GOV.UK Set up a Driver CPC training centre Guidance and regulation
01/08/2024 United Kingdom GOV | DVSA Set up a Driver CPC training centre Guidance and regulation
01/08/2024 United States ABA View Update Article
01/08/2024 European Union European Commission Decision | C(2024)5646 | Commission decision pursuant to Council Regulation (EC) No 139/2004. Directorate-General for Competition
01/08/2024 European Union European Commission View Update Secretariat-General
01/08/2024 European Union European Commission Decision | C(2024)5708 | Commission decision pursuant to Council Regulation (EC) No 139/2004 Directorate-General for Competition
01/08/2024 Netherlands AFM ESMA consults on the review of the Markets in Financial Instruments Regulation (MIFIR) Professionals
01/08/2024 European Union European Commission Commission seeks feedback on draft antitrust Guidelines on exclusionary abuses Competition
01/08/2024 Canada Securities Administrators View Update News
01/08/2024 Bahamas CBB Press Release: Regulatory Sandbox, Industry Consultation Press Releases
01/08/2024 United States DEFENSE “Nuclear Threats and the Role of Allies”: Remarks by Acting Assistant Secretary of Defense for Space Policy Dr. Vipin Narang at CSIS Speech
01/08/2024 United States CISA CISA Releases Software Acquisition Guide for Government Enterprise Consumers: Software Assurance in the Cyber-Supply Chain Risk Management (C-SCRM) Lifecycle Press Release
01/08/2024 European Union AFME AFME outlines digital finance priorities for the new EU policy cycle Press Releases
01/08/2024 China MPS The General Office of the State Council issued the Guiding Opinions on Improving the Long-Term Mechanism for Basic Medical Insurance Participation : Original Title [???????????????????????????????] Political News
01/08/2024 China MPS Regulations on the Resettlement of Ex-Servicemen (full text) : Original Title [????????????] Political News
01/08/2024 China MPS The State Council and the Central Military Commission announce the implementation of the Regulations on the Resettlement of Ex-Service Personnel : Original Title [??????????????????????] Political News
01/08/2024 China MPS Li Qiang visited the affected people in Hunan to inspect and guide the flood control work. : Original Title [?????????????????????] Political News
01/08/2024 Malta MFSA Circular on the Publication of the Credit Servicers and Credit Purchasers Act and Other Relevant Legal Instruments Conduct of Business
01/08/2024 United Kingdom GOV.UK The Registrar (Identity Verification and Authorised Corporate Service Providers) Regulations 2024: RPC opinion (green-rated) Research and statistics
01/08/2024 United Kingdom GOV.UK | CMA Referral of the proposed Dispatchable Power Agreement (DPA) Business Model subsidy scheme?by the Department for Energy Security and Net Zero (DESNZ) Latest documents
01/08/2024 United Kingdom GOV.UK | BEIS Oil and gas: offshore environmental legislation Guidance and regulation
01/08/2024 United Kingdom GOV.UK Oil and gas: offshore environmental legislation Guidance and regulation
01/08/2024 United Kingdom GOV.UK Community infrastructure levy notice under Regulation 117, 118 or 119 decisions Guidance and regulation
01/08/2024 United Kingdom GOV.UK Capital Funding Guide Guidance and regulation
01/08/2024 United Kingdom GOV.UK Designs Practice Notice (DPN) 01/24: Practice in respect of the examination of a product consisting of multiple components Guidance and regulation
01/08/2024 United Kingdom GOV.UK PSV notices and proceedings for the west of England Guidance and regulation
01/08/2024 United Kingdom GOV.UK PSV notices and proceedings for Wales Guidance and regulation
01/08/2024 United Kingdom GOV | DESNZ Oil and gas: offshore environmental legislation Guidance and regulation
01/08/2024 European Union European Commission View Update Banking and financial services
01/08/2024 Italy BancadItalia View Update Pubblicazioni
01/08/2024 United Kingdom BOE Monetary Policy Report – August 2024 Publication
01/08/2024 United Kingdom BOE Huw Pill reappointed to the Monetary Policy Committee News
01/08/2024 European Union European Union View Update CRDIV
01/08/2024 United Kingdom GOV.UK | UK Statutory Instruments View Update UK Statutory Instruments
01/08/2024 Luxembourg CSSF Corrigendum to Council Implementing Regulation (EU) 2024/1746 of 24 June 2024 EU regulation
01/08/2024 Switzerland SECO View Update Bildung und Forschung
01/08/2024 Luxembourg Legilux | Official Gazatte View Update Acts | Loi
01/08/2024 United Kingdom FCA View Update Webpage – Complain about us, the PRA or the Bank of England (the regulators)

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