Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
31/07/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Sections 5 and 10 and Options 3, Section 15 Notice
31/07/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE Aggregated Lite Data Feed Notice
31/07/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Proprietary Market Data Fee Schedule To Establish an Access Fee for the NYSE Pillar Depth Data Feed Notice
31/07/2024 United States NYSE Arca SR-NYSECHX-2024-25 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31 SEC Release
31/07/2024 Luxembourg Legilux | Official Gazatte View Update Acts | Loi
31/07/2024 United States Treasury Department Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services Notice
31/07/2024 United States Treasury Department Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services Notice
31/07/2024 United States Treasury Department Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 and Rule 5.2-E(j)(6) Notice
31/07/2024 United States Treasury Department Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Sections 5 and 10 and Options 3, Section 15 Notice
31/07/2024 United States Treasury Department Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE Aggregated Lite Data Feed Notice
31/07/2024 United States NYSE National SR-NYSECHX-2024-25 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31 SEC Release
31/07/2024 United States NYSE Arca SR-NYSENAT-2024-22 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31 SEC Release
31/07/2024 United States NYSE SR-NYSEAMER-2024-47 | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 7.31E SEC Release
31/07/2024 United States NYSE Arca SR-NYSE-2024-41 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31 SEC Release
31/07/2024 US | Alaska State Legislature HB 307 | UTILITY REGULATION; RCA; AEA; ENERGY LOAN Passed by House and Senate
31/07/2024 Luxembourg Legilux | Official Gazatte View Update Acts | Loi
31/07/2024 Luxembourg Legilux | Official Gazatte View Update Acts | Loi
31/07/2024 United States Treasury Department Plan-Specific Substitute Mortality Tables for Determining Present Value. This document sets forth final regulations that update the requirements that a plan sponsor of a single-employer defined benefit plan must meet to obtain IRS approval to use mortality tables specific to the plan in calculating present value for minimum… Rule
31/07/2024 United States Treasury Department Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Notice
31/07/2024 United States Treasury Department Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Proprietary Market Data Products Notice
31/07/2024 United States Treasury Department Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 to Proposed Rule Change Consisting of Amendments to MSRB Rule G-14 To Shorten the Timeframe for Reporting Trades in Municipal Securities to the MSRB Notice
31/07/2024 United States Treasury Department Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services Notice
31/07/2024 United States Treasury Department Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services Notice
31/07/2024 United States Treasury Department Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services Notice
31/07/2024 United States Treasury Department Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services Notice
31/07/2024 United States Treasury Department Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Partial Amendment No. 1 to Proposed Rule Change To Amend FINRA Rule 6730 To Reduce the 15-Minute TRACE Reporting Timeframe to One Minute Notice
31/07/2024 Luxembourg Legilux | Official Gazatte View Update Acts | Loi
31/07/2024 European Union ESMA ESMA32-1283113657-1167 | Letter to IASB on the Exposure Draft Contracts for Renewable Electricity | Corporate Finance, Financial reporting, Issuer disclosure Library
31/07/2024 European Union ESMA View Update Library
31/07/2024 Luxembourg Legilux | Official Gazatte View Update Acts | Loi
31/07/2024 United Kingdom FSA Food Standards Agency publishes final report on School Food Standards compliance pilot News
31/07/2024 United Kingdom CPS Southport attack: CPS authorises murder charges | Violent crime , CPS, Mersey-Cheshire News News
31/07/2024 Brazil GOV.BR View Update Superintendencia de Seguros Privados
31/07/2024 European Union EBA 2024_7144 | Application of large exposure rules towards companies designated as financial holding companies Large exposures
31/07/2024 Mexico SHCP View Update Press Release
31/07/2024 United States ABA FDIC finalizes rule easing bank hiring restrictions NewsByte
31/07/2024 European Union European Commission View Update Climate action
31/07/2024 United States DOJ Former Green Beret and Venezuelan National Charged with Violating Export and Firearms Laws News
31/07/2024 Italy BancadItalia View Update Compiti
31/07/2024 United Kingdom PSR PSR Board Minutes – April 2024 Publications
31/07/2024 United Kingdom PSR PSR Board Minutes – May 2024 Publications
31/07/2024 United Kingdom PSR PSR Board Minutes – June 2024 Publications
31/07/2024 United States CISA CISA and FBI Release Joint PSA: Putting Potential DDoS Attacks During the 2024 Election Cycle in Context Press Release
31/07/2024 United States Florida | CFO CFO Jimmy Patronis Issues Directive Barring Use of Censorship Organizations at Florida Agency Press Releases
31/07/2024 United States Massachusetts | Mass.Gov DOB All Checks Cashed, Inc., Lawrence – permission to relocate its check cashing business from 9 Broadway, Lawrence to 135 Essex Street, Lawrence. News and Announcements | News
31/07/2024 United Kingdom GOV.UK Decide if an application is a UK or overseas submission: caseworker guidance Guidance and regulation
31/07/2024 United Kingdom GOV.UK Nationality forms guide Guidance and regulation
31/07/2024 United Kingdom GOV.UK Healthy Start extension: application guidance Guidance and regulation
31/07/2024 United Kingdom GOV.UK Travel documents issued by UK government offices: caseworker guidance Guidance and regulation
31/07/2024 United Kingdom GOV.UK PSV notices and proceedings for the north west of England Guidance and regulation
31/07/2024 United Kingdom GOV.UK PSV notices and proceedings for the east of England Guidance and regulation
31/07/2024 United Kingdom GOV.UK Balance of probabilities: caseworker guidance Guidance and regulation
31/07/2024 United Kingdom GOV | DHSC Healthy Start extension: application guidance Guidance and regulation
31/07/2024 United Kingdom ICO About this detailed guidance Webpage – The right to be informed
31/07/2024 European Union European Commission View Update Directorate-General for Internal Market, Industry, Entrepreneurship and SMEs
31/07/2024 South Africa SANEWS dtic welcomes signing into law of the Companies Amendment Act News
31/07/2024 United Kingdom BOE Prudential Regulation Committee Webpage – About
31/07/2024 Brazil MPF View Update
31/07/2024 Brazil MPF View Update Comunidades Tradicionais
31/07/2024 United Kingdom GOV.UK | UK Statutory Instruments View Update UK Statutory Instruments
31/07/2024 United Kingdom GOV.UK | UK Statutory Instruments View Update UK Statutory Instruments
31/07/2024 Malta MFSA ESMA Publishes the Final Report on the Guidelines on Enforcement of Sustainability Information and a Public Statement on the First Application of the European Sustainability Reporting Standards Continuing Obligation
31/07/2024 Jersey Jersey Legal Information Board Misuse of Drugs Law and Orders (Jersey) Amendment Order 2024 Latest laws
31/07/2024 Global IMF IMF Executive Board Concludes 2024 Article IV Consultation with Singapore | The Executive Board of the International Monetary Fund (IMF) concluded the Article IV consultation with Singapore. News
31/07/2024 Luxembourg Legilux | Official Gazatte View Update Acts | Loi
31/07/2024 European Union EBA Consultation on draft implementing technical standards for uniform reporting under the Single Euro Payments Area Regulation
(EBA/CP/2024/19)| Consultation closing: 31 October 2024
Consultation
31/07/2024 European Union EBA The EBA consults on technical standards for uniform reporting under the Single Euro Payments Area Regulation and issues statement to payment service providers. Press Release
31/07/2024 European Union EIOPA View Update News article
31/07/2024 United Kingdom GOV.UK 2024: Non-UK domiciled individuals- Policy Summary Policy papers and consultations
31/07/2024 United Kingdom GOV.UK HMCTS staff guidance on supporting media access to courts and tribunals Guidance and regulation
31/07/2024 United Kingdom GOV.UK Retaining valuable documents: caseworker guidance Guidance and regulation
31/07/2024 United Kingdom ICO Children’s code best interests assessment guidance Webpage – How to use our guidance for Standard One – Best interests of the child
31/07/2024 United Kingdom ICO Guide to Law Enforcement Processing Webpage – Law Enforcement
31/07/2024 United Kingdom ICO EU Binding Corporate Rules authorised under Article 26(2) of Directive 95/46/EC Webpage – BCR approvals
31/07/2024 United Kingdom ICO A guide to international transfers Webpage – International transfers
31/07/2024 European Union European Commission Decision | C(2024)5615 | Correcting Decision to Commission decision pursuant to Council Regulation (EC) No 139/2004. Directorate-General for Competition
31/07/2024 United Kingdom UK.Parliament Lords debates Bank Resolution (Recapitalisation) Bill. Members discuss banking legislation at second reading. Catch up Financial services
31/07/2024 Singapore MAS Consultation Paper on Proposed Legislative Amendments to the Requirements for Enhancing Pre and Post- Transaction Safeguards for Retail Clients Publications
31/07/2024 Singapore MAS Consultation Paper on Proposed Legislative Amendments to the Requirements for Enhancing Pre and Post- Transaction Safeguards for Retail Clients Regulations and Guidance
31/07/2024 United Kingdom Scotland House Authority Overcoming barriers to the engagement of supply-side actors in Scotland’s peatland natural capital markets – Final Report Research and analysis

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