Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
01/01/1970 European Union European Commission View Update Secretariat-General
01/01/1970 Canada BCSC 96-101CP – Derivatives: Trade Reporting [CP Advance Notice – Annex F] Instrument & Policy
01/01/1970 Luxembourg Legilux | Official Gazatte View Update Acts | Loi
01/01/1970 United Kingdom GOV.UK TCFD-aligned disclosure Exposure Draft for Phase 3 Policy papers and consultations
01/01/1970 United Kingdom GOV.UK EEA and EU asylum claims: caseworker guidance Guidance and regulation
01/01/1970 United Kingdom GOV.UK | HM Treasury Sustainability Reporting Guidance 2024-25 Guidance and regulation
01/01/1970 United Kingdom GOV.UK View Update Guidance and regulation
01/01/1970 United Kingdom RICS RICS Standards and Regulation Board releases Risk outlook 2024 report | The RICS Standards and Regulation Board (SRB) has released its first Risk outlook report, providing key insights into the economic and structural forces affecting the surveying profession. News
01/01/1970 United Kingdom BOE View Update Prudential Regulation
01/01/1970 South Africa SANEWS President Ramaphosa signs Public Procurement Bill into law News
01/01/1970 Isle of Man GOV.IM Insurance (Non Long-Term Business Valuation and Solvency) Regulations 2021 [3] Legislation Recent Changes
01/01/1970 United Kingdom GOV.UK Submissions via Online Consultation Systems in General Practice, June 2024 Research and statistics
01/01/1970 United Kingdom GOV.UK | UK Statutory Instruments View Update UK Statutory Instruments
01/01/1970 European Union European Commission Decision | SEC(2024)25 | Commission Decision on monitoring the application of European Union law – Infringements cycle JUL2024 Secretariat-General
01/01/1970 European Union European Commission Decision | C(2024)5179 | COMMISSION DECISION relating to the exercise of the European Union’s rights under the WTO Understanding on Rules and Procedures Governing the Settlement of Disputes and other relevant WTO provisions Directorate-General for Trade
01/01/1970 Hong Kong PCPD View Update News
01/01/1970 United States Mississippi | MSLA Lawsuits Detail Decades of Sexual Abuse at Chicago Youth Detention Center News
01/01/1970 United States Fedral Register [Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand its Co- Location Services Notice
01/01/1970 United Kingdom Ofcom Consultation: Proposals to make auction regulations for the mmWave award Consultations and statements
01/01/1970 Brazil GOV.BR View Update
01/01/1970 Brazil GOV.BR View Update
01/01/1970 Brazil GOV.BR View Update
01/01/1970 Brazil GOV.BR View Update
01/01/1970 Brazil GOV.BR View Update
01/01/1970 European Union European Union View Update Information and Notices
01/01/1970 European Union European Union 2024/2050|Information relating to the entry into force of the Agreement between the European Union and the Swiss Confederation on supplementary rules in relation to the Instrument for Financial Support for Border Management and Visa Policy, as part of the Integrated Border Management Fund, for the period 2021 to 2027 Legislation
01/01/1970 United Kingdom ARMA Company Law Basics For Management Companies News
01/01/1970 United Kingdom ARMA Heat Networks, Net Zero, Regulation and Management of Communal Heating in Apartment Blocks News
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Fees the Exchange Charges Companies Seeking a Review of a Delisting Determination, Public Reprimand Letter, or Written Denial of an Initial Listing Application Notice
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) To Reduce the 15-Minute TRACE Reporting Timeframe to One Minute Notice
01/01/1970 United States Securities and Exchange Commission Proposed Collection; Comment Request; Extension: Rule 17a-12 Notice
01/01/1970 United States Securities and Exchange Commission Proposed Collection; Comment Request; Extension: Regulation R, Rule 701 Notice
01/01/1970 Isle of Man GOV.IM Insurance (Long-Term Business Valuation and Solvency) Regulations 2021 [3] Legislation Recent Changes
01/01/1970 United States Treasury Department Registration for Index-Linked Annuities and Registered Market Value Adjustment Annuities; Amendments To Form N-4 for Index-Linked Annuities, Registered Market Value Adjustment Annuities, and Variable Annuities; Other Technical Amendments. The Securities and Exchange Commission (“Commission”) is adopting rule and form amendments to provide a tailored form to register the offerings of registered index-linked annuities (“RILAs”). Specifically, the Commission is amending the form currently… Rule
01/01/1970 United States Treasury Department Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change by The Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility Notice
01/01/1970 United States Treasury Department View Update Notice
01/01/1970 United States Treasury Department Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Co-Location Services Notice
01/01/1970 European Union European Union COM:2024:800:FIN: COMMUNICATION FROM THE COMMISSION TO THE EUROPEAN PARLIAMENT, THE COUNCIL, THE EUROPEAN ECONOMIC AND SOCIAL COMMITTEE AND THE COMMITTEE OF THE REGIONS 2024 Rule of Law Report The rule of law situation in the European Union MLD5
01/01/1970 Isle of Man GOV.IM Insurance (Long-Term Business Valuation and Solvency) Regulations 2021 [3] Legislation Recent Changes
01/01/1970 United Kingdom | Scotland Gov.Scot UNCRC: Embedding Children’s Rights in Public Services Guidance Sub-Group minutes – 16 January 2024 Minutes | Children and families
01/01/1970 United States Securities and Exchange Commission Interest Capitalization Requirements for Improvements to Designated Property; Correction. This document corrects a notice of proposed rulemaking (REG- 133850-13) published in the Federal Register on May 15, 2024, containing proposed regulations that would remove the associated property rule and similar rules from the existing regulations on… Proposed Rule
01/01/1970 United States Securities and Exchange Commission Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change by The Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility Notice
01/01/1970 China NPC.GOV Revision of the Law on Public Security Administration Punishments: balancing civil rights with the right to punishment : Original Title [????????????????????] Legislative developments
01/01/1970 China NPC.GOV The second trial of the revised draft law on the protection of cultural relics: the protection and use of both make cultural relics come alive : Original Title [?????????????????????????] Legislative developments
01/01/1970 United States Mississippi | MSLA BHP Must Stop Funding Legal Action to Halt Mariana Dam Claim, London Court Rules News
01/01/1970 United Kingdom GOV.UK Registering other British nationals: caseworker guidance Guidance and regulation
01/01/1970 United Kingdom GOV.UK PSV notices and proceedings for the east of England Guidance and regulation
01/01/1970 Italy BancadItalia Circular No. 285 of 17 December 2013 : Original Title [Circolare n. 285 del 17 dicembre 2013] Compiti
01/01/1970 Italy BancadItalia Bank of Italy Provisions for the Transposition of EU Directive 2021/2167 on Impaired Asset Purchasers and Managers : Original Title [Disposizioni della Banca d’Italia per il recepimento della Direttiva UE 2021/2167 sugli acquirenti e sui gestori di crediti deteriorati] Compiti
01/01/1970 United States Department of the Treasury Treasury Targets PRC-based Procurement Network Supporting DPRK Ballistic Missile and Space Programs Press releases
01/01/1970 United States Michigan | DIFS DIFS Director Anita Fox Applauds New Law That Extends Important Financial Protection for Military Members Press Releases
01/01/1970 Colombia Ambito Juridico View Update News
01/01/1970 Ireland GOV.IE Circular 12/2024 Arrangements for Occupational Supplementary Pensions (OSP) Circulars
01/01/1970 Global IMF View Update News
01/01/1970 Europe EESE Commission Rule of Law Report: an indispensable but still perfectible instrument News
01/01/1970 United Kingdom GOV.UK Statutory biodiversity metric tools and guides Guidance and regulation
01/01/1970 United Kingdom GOV.UK Uzbekistan: country policy and information notes Guidance and regulation
01/01/1970 United Kingdom GOV.UK MGN 410 (M+F) Amendment 3 work at height regulations 2010 Guidance and regulation
01/01/1970 United Kingdom GOV.UK The Defence and Security Public Contracts Regulations (DSPCR) 2011 Guidance and regulation
01/01/1970 Canada BOC Monetary Policy Report Press Conference Opening Statement News
01/01/1970 Canada BOC View Update News
01/01/1970 United Kingdom PSR PS24/4 Securing compliance: Extensions and exemptions guidance Publications
01/01/1970 United Kingdom PSR Extensions and exemptions guidance Publications
01/01/1970 United Kingdom PSR PSR finalises extensions and exemptions guidance for financial firms News
01/01/1970 European Union European Commission Rule of Law Report 2024: with the 5th edition, the EU is better equipped to face rule of law challenges Competition
01/01/1970 China GOV.CN Reservation-free policy draws booming museum visitors International Exchanges
01/01/1970 Brazil GOV.BR View Update
01/01/1970 United Kingdom | Scotland Gov.Scot School placing requests and appeal hearings – temporary arrangements: guidance for local authorities Advice and guidance | Coronavirus (COVID-19) in Scotland
01/01/1970 United Kingdom | Scotland Gov.Scot Scottish Connections Fund: guidance Form | Arts, culture and sport
01/01/1970 China MPS Study and implement the spirit of the third plenary session of the twentieth session of the CPC Central Mission mobilisation meeting held in Beijing Cai Qi attended… : Original Title [??????????????????????????? ????…] Political News
01/01/1970 Australia Treasury View Update Consultations
01/01/1970 New Zealand FMA FMA publishes guidance note for providers of client money or property services Media releases
01/01/1970 United States Fedral Register Registration for Index-Linked Annuities and Registered Market Value Adjustment Annuities; Amendments To Form N-4 for Index-Linked Annuities, Registered Market Value Adjustment Annuities, and Variable Annuities; Other Technical Amendments. The Securities and Exchange Commission (“Commission”) is adopting rule and form amendments to provide a tailored form to register the offerings of registered index-linked annuities (“RILAs”). Specifically, the Commission is amending the form currently… Rule
01/01/1970 United States Fedral Register Certain Partnership Related-Party Basis Adjustment Transactions as Transactions of Interest; Correction. This document corrects a notice of proposed rulemaking (REG- 124593-23) published in the Federal Register on June 18, 2024, containing proposed regulations that would identify certain partnership related party basis adjustment transactions and… Proposed Rule
01/01/1970 United States Fedral Register View Update Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Co-Location Services Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend MSRB Rule G-14 To Shorten the Timeframe for Reporting Trades in Municipal Securities to the MSRB Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Fees the Exchange Charges Companies Seeking a Review of a Delisting Determination, Public Reprimand Letter, or Written Denial of an Initial Listing Application Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) To Reduce the 15-Minute TRACE Reporting Timeframe to One Minute Notice
01/01/1970 United States Fedral Register Proposed Collection; Comment Request; Extension: Rule 17a-12 Notice

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