Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for Nasdaq 100 Index Options in Options 7, Section 3 Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for Nasdaq 100 Index Options in Options 7, Section 5.A Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for Nasdaq 100 Index Options in Options 7, Section 5.A Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the DTC Corporate Actions Distributions Service Guide Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish New Logical Ports in Connection With a New Connectivity Offering on Its Equity Options Platform Notice
01/01/1970 United States Fedral Register Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange’s Fee Schedule To Make Certain Clarifying Changes Notice
01/01/1970 United States Fedral Register Proposed Collection; Comment Request; Extension: Rule 206(4)-7 Notice
01/01/1970 United States Fedral Register Submission for OMB Review; Comment Request; Extension: Rule 3a71-6 Notice
01/01/1970 United Kingdom Scotland House Authority View Update Minutes
01/01/1970 United Kingdom | Scotland Gov.Scot View Update Minutes | Children and families
01/01/1970 Africa Union Africa Union View Update Press Releases
01/01/1970 European Union European Union View Update SecReg
01/01/1970 European Union European Union View Update EMIR
01/01/1970 European Union European Union View Update CRR
01/01/1970 European Union European Union View Update IFR
01/01/1970 European Union European Union View Update AIFMD
01/01/1970 European Union European Union View Update MLD5
01/01/1970 European Union European Union View Update CRDIV
01/01/1970 European Union European Union View Update MiFID II
01/01/1970 European Union European Union View Update MIFIR
01/01/1970 China TC260 Notice on National Standard “Network Security Technology Critical Information Infrastructure Boundary Determination Method” Exposure Draft for Comments : Original Title [????????????? ???????????????????????????] Consultations
01/01/1970 China TC260 Notice on National Standard “Information Security Technology Critical Information Infrastructure Boundary Determination Method” Exposure Draft for Comments : Original Title [????????????? ???????????????????????????] Consultations
01/01/1970 United States DEFENSE Joint Statement of the Security Consultative Committee (“2+2”) Release
01/01/1970 United States DEFENSE Fact Sheet: Joint Statement of the Security Consultative Committee (“2+2”) Release
01/01/1970 South Africa SANEWS President assents laws advancing ease of doing business News
01/01/1970 South Africa SANEWS President assents laws advancing ease of doing business Corruption News
01/01/1970 United States State View Update Media Note
01/01/1970 Global G20 UN report presents public policy suggestions for the future News
01/01/1970 China MPS Authoritative Interpretation of the Opinions on Several Issues Concerning the Application of Law in Handling Criminal Cases of Cross-border Telecommunications Network Fraud and Other Criminal Cases : Original Title [??????????????????????????????????] Policy interpretation
01/01/1970 Guernsey Legal Resources ORC4 – Matrimonial Causes (Costs and Fees) Rules, 2024 Latest laws
01/01/1970 Guernsey Legal Resources ORC3 – The Matrimonial Causes Rules, 2024 Latest laws
01/01/1970 United Kingdom ARMA Company Law Basics For Management Companies News
01/01/1970 United Kingdom ARMA Heat Networks, Net Zero, Regulation and Management of Communal Heating in Apartment Blocks News
01/01/1970 United States ABA FinCEN issues guidance to help bank customers understand new BOI reporting rules NewsByte
01/01/1970 China PBoC PBOC Officials Answer Press Questions on the Detailed Rules for the Implementation of the Regulations on the Supervision and Administration of Non-bank Payment Institutions Press Releases
01/01/1970 United States NYSE Arca SR-NYSE-2024-42 | Proposed Rule Change to Amend Its Price List Initial Filing
01/01/1970 Global OHCHR Special Rapporteur welcomes European Court decision validating conventionality of French law of 13 April 2016 criminalising purchase of sexual acts Press releases
01/01/1970 United Kingdom ICO View Update Decision Notices
01/01/1970 United Kingdom ICO View Update Decision Notices
01/01/1970 United Kingdom | Scotland Gov.Scot Heat Networks Regulations Advisory Group minutes: April 2024 Minutes | Energy
01/01/1970 United States NYSE American SR-NYSE-2024-42 | Proposed Rule Change to Amend Its Price List Initial Filing
01/01/1970 Canada GOV.NT.CA Peary Caribou Recovery Strategy Finalized for the NWT News Releases
01/01/1970 United States Securities and Exchange Commission Interagency Guidance on Reconsiderations of Value of Residential Real Estate Valuations. The Board, CFPB, FDIC, NCUA, and OCC (together, the agencies) are issuing final guidance that highlights risks associated with deficient residential real estate valuations and describes how financial institutions may incorporate reconsiderations of… Rule
01/01/1970 United States Securities and Exchange Commission Submission for OMB Review; Comment Request; Extension: Rule 15g-3 Notice
01/01/1970 Canada GOV.NT.CA Help shape the future of Pharmacy Profession Regulations in the NWT Public Service Announcement
01/01/1970 Unites States New Hampshire | Banking Department Federal bank regulatory agencies announce public outreach meeting as part of their review of regulations Announcements
01/01/1970 Global IMF View Update News
01/01/1970 United Kingdom Ofcom Consultation: Draft transparency reporting guidance Consultations and statements
01/01/1970 United Kingdom Ofcom Consultation: Online Safety Information Guidance Consultations and statements
01/01/1970 United Kingdom Ofcom View Update News
01/01/1970 United Kingdom Ofcom Nowhere to hide for tech firms on online safety: Ofcom publishes draft industry guidance on transparency reporting and information gathering News
01/01/1970 United States State 2024 Australia-U.S. Ministerial Consultations Press Statement
01/01/1970 United States State Joint Statement on the United States-Philippines Cyber-Digital Policy Dialogue Media Note
01/01/1970 Brazil MPF View Update
01/01/1970 Brazil MPF View Update
01/01/1970 United Kingdom NIST View Update News
01/01/1970 United States California | Attorney General Attorney General Bonta, Secretary of State Weber File Lawsuit to Invalidate Unlawful Fresno Election Law Measure A Press Releases
01/01/1970 United States Commerce View Update Press releases
01/01/1970 United States NYSE SR-NYSE-2024-42 | Proposed Rule Change to Amend Its Price List Initial Filing
01/01/1970 United States DOJ Justice Department to Publish Final Rule to Improve Access to Medical Care for People with Disabilities News
01/01/1970 European Union European Commission View Update Agriculture and rural development
01/01/1970 Ireland GOV.IE European Commission targeted consultation on procedure for access to justice in environmental matters in relation to State aid decisions Consultations
01/01/1970 United Kingdom FRC View Update News
01/01/1970 United Kingdom Scotland House Authority View Update Minutes
01/01/1970 United States ABA Federal court issues stay on fiduciary rule enforcement NewsByte
01/01/1970 European Union European Commission View Update Directorate-General for Internal Market, Industry, Entrepreneurship and SMEs
01/01/1970 Global OHCHR Chile: UN expert on independence of judges and lawyers to visit Media advisories
01/01/1970 Global OHCHR Independent expert welcomes European Court decision validating conventionality of French law of 13 April 2016 criminalising purchase of sexual acts Press releases
01/01/1970 United Kingdom | Scotland Gov.Scot View Update Minutes | Children and families
01/01/1970 Nigeria CBN Frequently Asked Questions (FAQs) on the Guidelines for the Management of Dormant Accounts, Unclaimed Balances and Other Financial Assets in Banks and Other Financial Institutions in Nigeria News
01/01/1970 United Kingdom FCA Final Notice 2024: Geoffrey Bernard Turner [pdf] Final notices
01/01/1970 United Kingdom GOV.UK PSV notices and proceedings for the West Midlands Guidance and regulation
01/01/1970 United Kingdom GOV.UK PSV notices and proceedings for the north east of England Guidance and regulation
01/01/1970 United Kingdom GOV.UK Technical Conservation and Landing Obligation rules and regulations from 2022 onwards Guidance and regulation
01/01/1970 United Kingdom GOV.UK Delivery Of Results: guide to the data submission process Guidance and regulation
01/01/1970 United Kingdom GOV.UK Balai Directive: approved premises Guidance and regulation
01/01/1970 Global IFRS July 2024 IFRS Taxonomy Consultative Group meeting summary now available Meeting
01/01/1970 United Kingdom GOV.UK | UK Statutory Instruments View Update UK Statutory Instruments
01/01/1970 Luxembourg CSSF Law of 15 July 2024 (only in French) Law
01/01/1970 Guernsey GOV.GG Capacity (Bailiwick of Guernsey) Law, 2020 – progress update News

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