Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
07/11/2024 United Kingdom GOV.UK | DWP Universal Credit and Child Tax Credit claimants: statistics related to the policy to provide support for a maximum of 2 children Latest documents
07/11/2024 United Kingdom GOV.UK | DWP Universal Credit and Child Tax Credit claimants: statistics related to the policy to provide support for a maximum of 2 children, April 2024 Latest documents
07/11/2024 United Kingdom GOV.UK | DEFRA Keeping deer in England: tagging, movement and record keeping rules Guidance and regulation
07/11/2024 United Kingdom GOV.UK Global Support Organisation overseas guides: South West Germany (Ramstein) Guidance and regulation
07/11/2024 United Kingdom GOV.UK Keeping deer in England: tagging, movement and record keeping rules Guidance and regulation
07/11/2024 European Union ESMA ESMA32-2009130576-3011 | Final Report on draft RTS amending the taxonomy for the European Single Electronic Reporting (ESEF) – 2024 | Electronic reporting Final Report
07/11/2024 United Kingdom Scotland House Authority Achieving Value and Sustainability in Prescribing: Consultation on Draft Guidance Consultation paper
07/11/2024 Japan JFSA Publication by the Basel Committee on Banking Supervision of a market consultation document, ‘Technical Revisions – Various Technical Revisions and Frequently Asked Questions (FAQs)’.

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News
07/11/2024 Japan JFSA 2023 Draft Cabinet Order and Cabinet Office Ordinance on Partial Amendments to the Law on Book-entry of Bonds, Shares, etc. to Respond to Changes in the Environment, Including Developments in Information and Communications Technology, etc.

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News
07/11/2024 Japan JFSA Publication of “Status of Reflection of the Results of the 2022 Policy Evaluation on Policies”.

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News
07/11/2024 European Union European Commission Decision | C(2024)4761 | Commission Decision pursuant to Council Regulation (EC) No 1/2003 Directorate-General for Competition
07/11/2024 European Union European Commission View Update Directorate-General for Internal Market, Industry, Entrepreneurship and SMEs
07/11/2024 European Union European Commission View Update Directorate-General for Trade
07/11/2024 European Union European Commission View Update Directorate-General for Trade
07/11/2024 European Union European Commission View Update Directorate-General for Trade
07/11/2024 European Union European Commission View Update Directorate-General for Trade
07/11/2024 United Kingdom | Scotland Gov.Scot Achieving Value and Sustainability in Prescribing: Consultation on Draft Guidance Consultation paper | Health and social care
07/11/2024 United Kingdom | Scotland Gov.Scot Final report of the Access Data Short-Life Working Group Progress report | Children and families
07/11/2024 Portugal DRE View Update SUPREMO TRIBUNAL ADMINISTRATIVO
07/11/2024 United States Fedral Register Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the Terms of Reference of the Board and Sub Committees Notice
07/11/2024 United Kingdom FCA PS24/6: Primary Markets Effectiveness Review: Feedback to CP23/31 and final UK Listing Rules Webpage – Policy statements
07/11/2024 United Kingdom Ofwat Notification of the PR24 draft determination of price controls for SES Water 11 July 2024
07/11/2024 United Kingdom Ofwat PR24 draft determinations representation proforma 11 July 2024
07/11/2024 United Kingdom Ofwat PR24 draft determinations: Aligning risk and return – Allowed return appendix 11 July 2024
07/11/2024 United Kingdom Ofwat Notification of the PR24 draft determination of price controls for South East Water 11 July 2024
07/11/2024 United Kingdom Ofwat PR24 draft determinations: Delivering outcomes for customers and the environment 11 July 2024
07/11/2024 United Kingdom Ofwat Notification of the PR24 draft determination of price controls for Hafren Dyfrdwy Cyfyngedig 11 July 2024
07/11/2024 United Kingdom Ofwat View Update 11 July 2024
07/11/2024 United Kingdom Ofwat Notification of the PR24 draft determination of price controls for Anglian Water Services Limited 11 July 2024
07/11/2024 United Kingdom Ofwat View Update 11 July 2024
07/11/2024 United Kingdom Ofwat Overview of United Utilities PR24 draft determination 11 July 2024
07/11/2024 Brazil GOV.BR View Update
07/11/2024 Brazil GOV.BR View Update
07/11/2024 Brazil GOV.BR View Update
07/11/2024 Brazil GOV.BR View Update
07/11/2024 United Kingdom FCA PS24/6: Primary Markets Effectiveness Review: Feedback to CP23/31 and final UK Listing Rules Webpage – Policy statements
07/11/2024 United Kingdom FCA FCA overhauls listing rules to boost growth and innovation on UK stock markets Press Releases
07/11/2024 United Kingdom FCA PS24/6: Primary Markets Effectiveness Review: Feedback to CP23/31 and final UK Listing Rules [pdf] Policy statements
07/11/2024 United Kingdom GOV.UK | UK Statutory Instruments View Update UK Statutory Instruments
07/11/2024 United States ABA House committee advances resolution to overturn fiduciary rule NewsByte
07/11/2024 European Union European Union View Update Information and Notices
07/11/2024 European Union European Union View Update Information and Notices
07/11/2024 European Union European Union View Update Information and Notices
07/11/2024 European Union European Union View Update Information and Notices
07/11/2024 European Union European Union View Update Legislation
07/11/2024 European Union European Union View Update Legislation
07/11/2024 European Union European Union View Update Legislation
07/11/2024 European Union European Union View Update Legislation
07/11/2024 European Union European Union View Update Legislation
07/11/2024 European Union European Union View Update Legislation
07/11/2024 European Union European Union View Update Legislation
07/11/2024 South Korea ACRC View Update Press Release
07/11/2024 United Kingdom Citizens Advice Bureau Watering down Royal Mail delivery rules risks rewarding failure as millions hit by post delays, warns Citizens Advice Press releases
07/11/2024 Luxembourg Legilux | Official Gazatte View Update Consolidations | Loi
07/11/2024 United States Securities and Exchange Commission Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the Terms of Reference of the Board and Sub Committees Notice
07/11/2024 United States NYSE Arca SR-NYSEARCA-2024-58 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges SEC Release
07/11/2024 United States NYSE American SR-NYSEARCA-2024-58 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges SEC Release
07/11/2024 US | Alaska State Legislature HB 66 | OMNIBUS CRIM LAW/PROCEDURE;CIV COMMITMENT Passed by House and Senate
07/11/2024 Italy BancadItalia Resolution No. 427 – List of Acts and Measures Delegated by the Directorate on Resolution and Crisis Management [pdf, 221.0 KB] : Original Title [Delibera n. 427 – Elenco degli atti e dei provvedimenti delegati dal Direttorio in materia di risoluzione e gestione delle crisi [pdf, 221.0 KB]] Chi-siamo
07/11/2024 European Union AFME AFME comments on the Exposure Draft on Disclosures, Goodwill and Impairment Proposed amendments to IFRS 3 and IAS 36 Consultation Responses
07/11/2024 China MPS The State Council on agreeing to temporarily adjust the implementation of relevant administrative regulations in Shenyang and other six cities and by the State Council… : Original Title [???????????6????????????????????…] Political News
07/11/2024 United States Oregon | ODFR Student loan ombuds focusing on helping borrowers navigate shifting rules, changes in repayment laws New Releases
07/11/2024 United States NYSE Arca SR-NYSEARCA-2024-60 | Proposed Rule Change to Establish Fees for the NYSE Arca Aggregated Lite Data Feed Initial Filing
07/11/2024 United States Department of the Treasury Remarks by Assistant Secretary for Financial Markets Joshua Frost on Principles of U.S. Debt Management Policy Press releases
07/11/2024 Global IMF View Update News
07/11/2024 Global G20 With advancements in the national scenario, Brasil spearheads discussions about caregiving work at the G20 News
07/11/2024 Colombia Ambito Juridico View Update News
07/11/2024 United States NYSE American SR-NYSEARCA-2024-60 | Proposed Rule Change to Establish Fees for the NYSE Arca Aggregated Lite Data Feed Initial Filing
07/11/2024 United States NYSE Arca SR-NYSE-2024-38 | Proposed Rule Change to Establish Fees for the NYSE Aggregated Lite Data Feed Initial Filing
07/11/2024 United States NYSE Arca SR-NYSE-2024-39 | Proposed Rule Change to Amend the NYSE Proprietary Market Data Fee Schedule to Establish an Access Fee for the NYSE Pillar Depth Data Feed Initial Filing
07/11/2024 United States NYSE SR-NYSEARCA-2024-60 | Proposed Rule Change to Establish Fees for the NYSE Arca Aggregated Lite Data Feed Initial Filing
07/11/2024 United States DEFENSE Joint Press Statement on the Signing of the Nuclear Consultative Group Guidelines Release
07/11/2024 United States DOJ Indianapolis CPA Pleads Guilty to Participating in Illegal Tax Shelter News
07/11/2024 Canada BCSC B.C. adopts business conduct rule for derivatives dealers and advisers News Release
07/11/2024 Canada BCSC 93-101CP – Derivatives: Business Conduct [CP Advance Notice-Annex D] Instrument & Policy
07/11/2024 Canada BCSC BCN2024/02 – British Columbia Securities Commission Advanced Notice of Adoption of National Instrument 93-101 Derivatives: Business Conduct and Changes to Companion Policy 93-101 Derivatives: Business Conduct [BCN] Instrument & Policy
07/11/2024 Canada BCSC B.C. adopts business conduct rule for derivatives dealers and advisers News Release
07/11/2024 Canada BCSC 93-101CP – Derivatives: Business Conduct [CP Advance Notice-Annex D] Instrument & Policy
07/11/2024 Canada BCSC BCN2024/02 – British Columbia Securities Commission Advanced Notice of Adoption of National Instrument 93-101 Derivatives: Business Conduct and Changes to Companion Policy 93-101 Derivatives: Business Conduct [BCN] Instrument & Policy
07/11/2024 Europe EESE EESC urges new EU leaders to strengthen and preserve cohesion policy as key investment instrument Press Releases

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