Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
09/10/2024 United States Federal Register | Consumer Product Safety Commission Safety Standard for Infant Bath Seats. In September 2019, the U.S. Consumer Product Safety Commission (CPSC) published an update to the consumer product safety standard for infant bath seats under the Consumer Product Safety Improvement Act of 2008 (CPSIA). The standard incorporated by… Not Significant Rule
09/10/2024 United States Federal Register | Federal Trade Commission Petition for Rulemaking of Consumer Technology Association. Please take notice that the Federal Trade Commission (“Commission”) received a petition for rulemaking from the Consumer Technology Association (“CTA”) and has published that petition online at https://www.regulations.gov. This petition requests that… Not Significant Proposed Rule
09/10/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Supplementary Material .17 to IEX Rule 5.110 (Supervision), so That Any Location That Is the Private Residence of a Person Associated With a Member at Which Supervisory Activities Are Conducted, Which the Member Has Designated as a Residential Supervisory Location Pursuant to FINRA Rule 3110.19, Would Also Be Considered a Non-Branch Location Pursuant to IEX’s Rules Not Significant Notice
09/10/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify the Application of the Minimum Bid Price Compliance Periods and the Delisting Appeals Process for Bid Price Non-Compliance in Listing Rules 5810 and 5815 Under Certain Circumstances Not Significant Notice
09/10/2024 United States Federal Register | Securities and Exchange Commission View Update Not Significant Notice
09/10/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Functionality That Will Provide Members and Clearing Members With the Option To Utilize Additional Credit Risk Settings Under Interpretation and Policy .03 of Rule 11.10 (“Aggregate Credit Risk Checks”) Not Significant Notice
09/10/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Functionality That Will Provide Members and Clearing Members With the Option To Utilize Additional Credit Risk Settings Under Interpretation and Policy .03 of Rule 11.13 (“Aggregate Credit Risk Checks”) Not Significant Notice
09/10/2024 United States Federal Register | Securities and Exchange Commission View Update Not Significant Notice
09/10/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, by the Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility Not Significant Notice
09/10/2024 United States Federal Register | National Oceanic and Atmospheric Administration Fisheries of the Northeastern United States; Atlantic Herring Fishery; Adjustment to the 2024 Specifications. NMFS increases the 2024 Atlantic herring annual catch limit and Area 1A sub-annual catch limit by 1,000 metric tons (mt) for the remainder of 2024. This action is required by the herring regulations when, based on data through October 1, 2024, NMFS… Not Significant Rule
09/10/2024 United States Federal Register | International Trade Administration Certain Carbon and Alloy Steel Cut-to-Length Plate From the Federal Republic of Germany: Final Results of Antidumping Duty Administrative Review; 2022-2023. The U.S. Department of Commerce (Commerce) determines that certain carbon and alloy steel cut-to-length plate (CTL plate) from the Federal Republic of Germany (Germany) was not sold in the United States at less than normal value during the period of… Not Significant Notice
09/10/2024 United States Federal Register | International Trade Administration Mattresses From Serbia: Final Results of Antidumping Duty Administrative Review; 2022-2023. The U.S. Department of Commerce (Commerce) determines that Healthcare Europe DOO Ruma (Healthcare), the sole producer/exporter subject to this administrative review, made sales of subject merchandise at below normal value during the period of review… Not Significant Notice
09/10/2024 United States Federal Register | International Trade Administration Certain Quartz Surface Products From the People’s Republic of China: Final Results of the Expedited First Sunset Review of the Countervailing Duty Order. The U.S. Department of Commerce (Commerce) finds that revocation of the countervailing duty (CVD) order on certain quartz surface products (quartz surface products) from the People’s Republic of China (China) would be likely to lead to continuation or… Not Significant Notice
09/10/2024 United States Federal Register | Federal Aviation Administration Petition for Exemption; Summary of Petition Received; International Aero Engines, LLC. This notice contains a summary of a petition seeking relief from specified requirements of Federal Aviation Regulations. The purpose of this notice is to improve the public’s awareness of, and participation in, the FAA’s exemption process. Neither… Not Significant Notice
09/10/2024 United States Federal Register | Transportation Department Petition for Exemption; Summary of Petition Received; International Aero Engines, LLC. This notice contains a summary of a petition seeking relief from specified requirements of Federal Aviation Regulations. The purpose of this notice is to improve the public’s awareness of, and participation in, the FAA’s exemption process. Neither… Not Significant Notice
09/10/2024 United States Federal Register | General Services Administration Notice of the Federal Acquisition Regulatory Council (FAR Council) In-Person and Virtual Listening Session. In accordance with the Office of Federal Procurement Policy (OFPP) Act, the Federal Acquisition Regulatory Council (FAR Council) assists in the direction and coordination of Government-wide procurement policy and Government-wide procurement regulatory… Not Significant Notice
09/10/2024 United States Federal Register | Federal Motor Carrier Safety Administration Qualification of Drivers; Exemption Applications; Hearing. FMCSA announces its decision to exempt 10 individuals from the hearing requirement in the Federal Motor Carrier Safety Regulations (FMCSRs) to operate a commercial motor vehicle (CMV) in interstate commerce. The exemptions enable these hard of hearing… Not Significant Notice
09/10/2024 United States Federal Register | Transportation Department Qualification of Drivers; Exemption Applications; Hearing. FMCSA announces its decision to exempt 10 individuals from the hearing requirement in the Federal Motor Carrier Safety Regulations (FMCSRs) to operate a commercial motor vehicle (CMV) in interstate commerce. The exemptions enable these hard of hearing… Not Significant Notice
09/10/2024 United States Federal Register | Federal Motor Carrier Safety Administration Qualification of Drivers; Exemption Applications; Hearing. FMCSA announces receipt of applications from 10 individuals for an exemption from the hearing requirement in the Federal Motor Carrier Safety Regulations (FMCSRs) to operate a commercial motor vehicle (CMV) in interstate commerce. If granted, the… Not Significant Notice
09/10/2024 United States Federal Register | Transportation Department Qualification of Drivers; Exemption Applications; Hearing. FMCSA announces receipt of applications from 10 individuals for an exemption from the hearing requirement in the Federal Motor Carrier Safety Regulations (FMCSRs) to operate a commercial motor vehicle (CMV) in interstate commerce. If granted, the… Not Significant Notice
09/10/2024 United States Federal Register | Federal Motor Carrier Safety Administration Qualification of Drivers; Exemption Applications; Epilepsy and Seizure Disorders. FMCSA announces receipt of applications from 11 individuals for an exemption from the prohibition in the Federal Motor Carrier Safety Regulations (FMCSRs) against persons with a clinical diagnosis of epilepsy or any other condition that is likely to… Not Significant Notice
09/10/2024 United States Federal Register | Transportation Department Qualification of Drivers; Exemption Applications; Epilepsy and Seizure Disorders. FMCSA announces receipt of applications from 11 individuals for an exemption from the prohibition in the Federal Motor Carrier Safety Regulations (FMCSRs) against persons with a clinical diagnosis of epilepsy or any other condition that is likely to… Not Significant Notice
09/10/2024 United States Federal Register | Federal Motor Carrier Safety Administration Qualification of Drivers; Exemption Applications; Epilepsy and Seizure Disorders. FMCSA announces its decision to renew exemptions for eight individuals from the requirement in the Federal Motor Carrier Safety Regulations (FMCSRs) that interstate commercial motor vehicle (CMV) drivers have “no established medical history or clinical… Not Significant Notice
09/10/2024 United States Federal Register | Transportation Department Qualification of Drivers; Exemption Applications; Epilepsy and Seizure Disorders. FMCSA announces its decision to renew exemptions for eight individuals from the requirement in the Federal Motor Carrier Safety Regulations (FMCSRs) that interstate commercial motor vehicle (CMV) drivers have “no established medical history or clinical… Not Significant Notice
09/10/2024 United States Federal Register | Federal Motor Carrier Safety Administration Qualification of Drivers; Exemption Applications; Hearing. FMCSA announces its decision to renew exemptions for 15 individuals from the hearing requirement in the Federal Motor Carrier Safety Regulations (FMCSRs) for interstate commercial motor vehicle (CMV) drivers. The exemptions enable these hard of hearing… Not Significant Notice
09/10/2024 United States Federal Register | Transportation Department Qualification of Drivers; Exemption Applications; Hearing. FMCSA announces its decision to renew exemptions for 15 individuals from the hearing requirement in the Federal Motor Carrier Safety Regulations (FMCSRs) for interstate commercial motor vehicle (CMV) drivers. The exemptions enable these hard of hearing… Not Significant Notice
09/10/2024 United States Federal Register | Labor Department Proposed Extension of Information Collection; Ventilation Plans, Tests, and Examinations in Underground Coal Mines. The Department of Labor (DOL), as part of its continuing effort to reduce paperwork and respondent burden, conducts a pre- clearance consultation program to provide the general public and Federal agencies with an opportunity to comment on proposed… Not Significant Notice
09/10/2024 United States Federal Register | National Oceanic and Atmospheric Administration Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to U.S. Navy Repair and Replacement of the Q8 Bulkhead at Naval Station Norfolk. NMFS, upon request from the U.S. Navy (Navy), hereby issues regulations to govern the unintentional taking of marine mammals incidental to the Q8 Bulkhead repair and replacement project at Naval Station (NAVSTA) Norfolk in Norfolk, Virginia over the… Not Significant Rule
09/10/2024 United States Federal Register | Environmental Protection Agency Vessel Incidental Discharge National Standards of Performance. The U.S. Environmental Protection Agency (EPA) is promulgating a regulation under the Vessel Incidental Discharge Act that establishes Federal standards of performance for marine pollution control devices for discharges incidental to the normal… Significant Rule
09/10/2024 Argentina Boletinoficial View Update Legislation and Official Notices
09/10/2024 Argentina Boletinoficial View Update Legislation and Official Notices
09/10/2024 Argentina Boletinoficial View Update Legislation and Official Notices
09/10/2024 United Kingdom GOV.UK Guide for separated parents: children and the family courts (CB7) Guidance and regulation
09/10/2024 Global BIS Alessandra Perrazzelli: Technology and regulation – bridging the gap in the collective interest Central Bankers Speeches
09/10/2024 United States ABA New cryptography guidance outlines process for banks to strengthen IT security NewsByte
09/10/2024 United States ABA FDIC extends comment period for proposed brokered deposit rule NewsByte
09/10/2024 European Union European Union View Update Information and Notices
09/10/2024 European Union European Union View Update Information and Notices
09/10/2024 European Union European Union C/2024/6155|Notice for the attention of the data subjects to whom the restrictive measures provided for in Council Decision (CFSP) 2019/1720, as amended by Council Decision (CFSP) 2024/2665, and Council Regulation (EU) 2019/1716, as implemented by Council Implementing Regulation 2024/2672, concerning restrictive measures in view of the situation in Nicaragua apply Information and Notices
09/10/2024 European Union European Union C/2024/6154|Notice for the attention of the persons, entities and bodies subject to the restrictive measures provided for in Council Decision (CFSP) 2019/1720, as amended by Council Decision (CFSP) 2024/2665, and in Council Regulation (EU) 2019/1716, as implemented by Council Implementing Regulation 2024/2672, concerning restrictive measures in view of the situation in Nicaragua Information and Notices
09/10/2024 European Union European Union C/2024/6137|Notice for the attention of the data subjects to whom the restrictive measures provided for in Council Decision(CFSP) 2023/2135, as amended by Council Decision (CFSP) 2024/2655, and Council Regulation (EU) 2023/2147 concerning restrictive measures in view of activities undermining the stability and political transition of Sudan apply Information and Notices
09/10/2024 European Union European Union C/2024/6136|Notice for the attention of the persons, entities or bodies subject to the restrictive measures provided for in Council Decision(CFSP) 2023/2135, as amended by Council Decision (CFSP) 2024/2655 and Council Regulation (EU) 2023/2147 concerning restrictive measures in view of activities undermining the stability and political transition of Sudan Information and Notices
09/10/2024 European Union European Union C/2024/6135|Notice for the attention of the persons, entities or bodies subject to the restrictive measures provided for in Council Decision (CFSP) 2023/2135, as amended by Council Decision (CFSP) 2024/2655 and Council Regulation (EU) 2023/2147 concerning restrictive measures in view of activities undermining the stability and political transition of Sudan Information and Notices
09/10/2024 European Union European Union C/2024/6128|Notice for the attention of the data subjects to whom the restrictive measures provided for in Council Decision (CFSP) 2016/1693, as amended by Council Decision (CFSP) 2024/2654, and Council Regulation (EU) 2016/1686 imposing additional restrictive measures directed against ISIL (Da’esh) and Al-Qaeda and natural and legal persons, entities or bodies associated with them apply Information and Notices
09/10/2024 European Union European Union C/2024/6127|Notice for the attention of the persons, groups, undertakings and entities covered by restrictive measures provided for in Council Decision (CFSP) 2016/1693, as amended by Council Decision (CFSP) 2024/2654, and Council Regulation (EU) 2016/1686 imposing additional restrictive measures directed against ISIL (Da’esh) and Al-Qaeda and natural and legal persons, entities or bodies associated with them Information and Notices
09/10/2024 European Union European Union View Update Information and Notices
09/10/2024 European Union European Union 2024/90614|Corrigendum to Council Regulation (EU) 2024/1856 of 28 June 2024 amending Regulation (EU) 2024/257 fixing for 2024, 2025 and 2026 the fishing opportunities for certain fish stocks, applicable in Union waters and, for Union fishing vessels, in certain non-Union waters, and Regulation (EU) 2023/194 fixing for 2023 such fishing opportunities (OJ L, 2024/1856, 1.7.2024) Legislation
09/10/2024 European Union European Union View Update Legislation
09/10/2024 European Union European Union View Update Legislation
09/10/2024 European Union European Union View Update Legislation
09/10/2024 European Union European Union View Update Legislation
09/10/2024 European Union European Union View Update Legislation
09/10/2024 European Union European Union View Update Legislation
09/10/2024 European Union European Union View Update Legislation
09/10/2024 European Union European Union View Update Legislation
09/10/2024 European Union European Union 2024/2672|Council Implementing Regulation (EU) 2024/2672 of 8 October 2024 implementing Regulation (EU) 2019/1716 concerning restrictive measures in view of the situation in Nicaragua Legislation
09/10/2024 European Union European Union 2024/2670|Council Implementing Regulation (EU) 2024/2670 of 8 October 2024 implementing Regulation (EC) No 1183/2005 concerning restrictive measures in view of the situation in the Democratic Republic of the Congo Legislation
09/10/2024 European Union European Union 2024/2663|Council Implementing Regulation (EU) 2024/2663 of 8 October 2024 implementing Regulation (EU) No 101/2011 concerning restrictive measures directed against certain persons, entities and bodies in view of the situation in Tunisia Legislation
09/10/2024 European Union European Union View Update Legislation
09/10/2024 European Union European Union View Update EMIR
09/10/2024 European Union European Union View Update CRR
09/10/2024 European Union European Union View Update AIFMD
09/10/2024 European Union European Union View Update MiFID II
09/10/2024 United Kingdom RICS The Future of Facilities Management | In this video, Aaliyah Pollock moderates a panel discussion with Joanna Patamisi from Cirrus8, Rick Rolston from BuiltSpace and Michele Tan from ServeDeck. News
09/10/2024 China GOV.CN Chinese premier stresses enhancing consistency of macro policy orientation International Exchanges
09/10/2024 Global Cloud Security Alliance AI Regulations on the Horizon: Transforming Corporate Governance and Cybersecurity Articles
09/10/2024 Global Cloud Security Alliance A Step-by-Step Guide to Improving Large Language Model Security Articles
09/10/2024 New Zealand RBNZ Monetary Policy Review and OCR | Announcements, webpage, Monetary Policy Review, Official Cash Rate Events
09/10/2024 New Zealand RBNZ Monetary Policy Review and OCR | Announcements, webpage, Monetary Policy Review, Official Cash Rate Events
08/10/2024 European Union AFME ISDA-AFME response to EBA consultation on Regulatory Technical Standards on CVA risk of securities financing transactions Consultation Responses
08/10/2024 Global PRI Association PRI launches new report on policy frameworks for net-zero economic transition News and Press Releases
08/10/2024 Bermuda BMA Consultation Paper – Proposed Amendments to the Digital Asset Business (DAB) Act 2018 and the DAB (Prudential Standards) (Annual Return) Rules 2018 – DISCUSSION/CONSULTATION PAPERS
08/10/2024 European Union European Commission Decision | C(2024)7140 | Case M.11634 – MASDAR/TERNA – Commission decision pursuant to Article 6(1)(b) of Council Regulation (EC) No 139/2004 and Article 57 of the Agreement on the European Economic Area Directorate-General for Competition
08/10/2024 European Union European Commission View Update Directorate-General for Competition
08/10/2024 Brazil MPF View Update Meio Ambiente
08/10/2024 European Union European Union CONSIL:ST_14276_2024_INIT: Voting result REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL amending Regulations (EU) 2017/1129, (EU) No 596/2014 and (EU) No 600/2014 to make public capital markets in the Union more attractive for companies and to facilitate access to capital for small and medium-sized enterprises Adoption of the legislative act 4048th meeting of the COUNCIL OF THE EUROPEAN UNION (Economic and Financial Affairs) 8 October 2024, Luxembourg MAR
08/10/2024 European Union European Union CONSIL:ST_14280_2024_INIT: Voting result DIRECTIVE OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL amending Directive 2014/65/EU to make public capital markets in the Union more attractive for companies and to facilitate access to capital for small and medium-sized enterprises and repealing Directive 2001/34/EC Adoption of the legislative act 4048th meeting of the COUNCIL OF THE EUROPEAN UNION (Economic and Financial Affairs) 8 October 2024, Luxembourg MiFID II
08/10/2024 European Union European Union CONSIL:ST_14276_2024_INIT: Voting result REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL amending Regulations (EU) 2017/1129, (EU) No 596/2014 and (EU) No 600/2014 to make public capital markets in the Union more attractive for companies and to facilitate access to capital for small and medium-sized enterprises Adoption of the legislative act 4048th meeting of the COUNCIL OF THE EUROPEAN UNION (Economic and Financial Affairs) 8 October 2024, Luxembourg MIFIR
08/10/2024 Malaysia BNM Complaints Handling | Exposure Draft Standards & Guidelines: Insurance & Takaful
08/10/2024 Malaysia BNM Exposure Draft on Complaints Handling Notices & Announcements

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