Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
17/09/2024 European Union AFME View Update Press Releases
17/09/2024 European Union AFME AFME Response – EC Consultation on “AI in the Financial Sector” Consultation Responses
17/09/2024 United Kingdom Scotland House Authority Prosecutions under the Tobacco Products Directive: FOI release FOI/EIR release
17/09/2024 United Kingdom Scotland House Authority Scottish Pubs Code for tied pubs: consultation 3 Consultation paper
17/09/2024 Sweden Swedish Authority for Privacy Protection View Update Press Release
17/09/2024 Global OHCHR Georgia: call to rescind new anti-LGBTIQ+ law Press releases
17/09/2024 United Kingdom | Scotland Gov.Scot Scottish Enterprise correspondence relating to Amnesty International and due diligence policy: FOI release FOI/EIR release | International
17/09/2024 United Kingdom | Scotland Gov.Scot Prosecutions under the Tobacco Products Directive: FOI release FOI/EIR release | Health and social care
17/09/2024 United Kingdom | Scotland Gov.Scot Scottish Pubs Code for tied pubs: Consultation 3 Consultation paper | Business, industry and innovation
17/09/2024 United Kingdom FS-CP FSCP response to FCA and PSR call for information on Big Tech and digital wallets
[pdf]
Publications
17/09/2024 United Kingdom FS-CP FSCP response to FCA Discussion Paper: Regulation of commercial and bespoke insurance business
[pdf]
Publications
17/09/2024 Global IMF View Update News
17/09/2024 United Kingdom GOV.UK Capital Funding Guide Guidance and regulation
17/09/2024 European Union ESMA ESMA24-229244789-5139 | SMSG advice on consultation papers on CSDR and the draft RTS on the substantial importance of a CSD | Post Trading, Securities and Markets Stakeholder Group SMSG Advice
17/09/2024 Singapore MAS Consultation Paper on Proposed Amendments to the Business Trusts Regulations and the Securities and Futures (Licensing and Conduct of Business) Regulations Publications
17/09/2024 Singapore MAS Consultation Paper on Proposed Amendments to the Business Trusts Regulations and the Securities and Futures (Licensing and Conduct of Business) Regulations Regulations and Guidance
17/09/2024 Guernsey GFSC Consultation Paper on proposed new Regulated Investment Exchange Operator Rules News
17/09/2024 Guernsey GFSC Consultation Paper on proposed new Regulated Investment Exchange Operator Rules Investment
17/09/2024 Guernsey GFSC Consultation Paper on proposed new Regulated Investment Exchange Operator Rules General
17/09/2024 United Kingdom ASA CPD Regulatory Office Non-compliant online advertisers
17/09/2024 United Kingdom BOE View Update
17/09/2024 South Africa SANEWS Get your will drafted for free this National Wills Week News
17/09/2024 United States SEC Bankrate, Inc. and Hyunjin Lerner, CPA Litigation Admin
17/09/2024 United Kingdom Scotland House Authority Scottish Enterprise correspondence relating to Amnesty International and due diligence policy: FOI release FOI/EIR release
17/09/2024 Brazil GOV.BR View Update
17/09/2024 Brazil GOV.BR View Update
17/09/2024 Brazil GOV.BR View Update
17/09/2024 Brazil GOV.BR View Update
17/09/2024 United Kingdom | Scotland Gov.Scot Regulation and expansion of Medical Associate Professional (MAP) roles within NHS Scotland: FOI release FOI/EIR release | Health and social care
17/09/2024 Ireland GOV.IE Consultation on Cloud Computing Advice Note Consultations
17/09/2024 Guernsey GOV.GG Policy Letter published proposing police vicarious liability News
17/09/2024 Luxembourg Legilux | Official Gazatte View Update Consolidations | Loi
17/09/2024 Luxembourg Legilux | Official Gazatte View Update
17/09/2024 Isle of Man GOV.IM Regulation of Surveillance (Covert Surveillance: Code of Practice) Order 2006 [1] Legislation Recent Changes
17/09/2024 Isle of Man GOV.IM Regulation of Surveillance (Covert Surveillance: Code of Practice) Order 2006 [1] Legislation Recent Changes
17/09/2024 Isle of Man GOV.IM Regulation of Surveillance (Covert Human Intelligence Sources: Code of Practice) Order 2006 [1] Legislation Recent Changes
17/09/2024 Isle of Man GOV.IM Regulation of Surveillance (Covert Human Intelligence Sources: Code of Practice) Order 2006 [1] Legislation Recent Changes
17/09/2024 Isle of Man GOV.IM Regulation of Surveillance (Notification of Authorisation for Intrusive Surveillance) Order 2006 [2] Legislation Recent Changes
17/09/2024 Isle of Man GOV.IM Regulation of Surveillance (Notification of Authorisation for Intrusive Surveillance) Order 2006 [2] Legislation Recent Changes
17/09/2024 Isle of Man GOV.IM Regulation of Surveillance (Notification of Authorisation for Intrusive Surveillance) Order 2006 [1] Legislation Recent Changes
17/09/2024 Isle of Man GOV.IM Regulation of Surveillance (Notification of Authorisation for Intrusive Surveillance) Order 2006 [1] Legislation Recent Changes
17/09/2024 Isle of Man GOV.IM Regulation of Surveillance (Notification of Authorisation for Directed Surveillance) Order 2006 [2] Legislation Recent Changes
17/09/2024 Isle of Man GOV.IM Regulation of Surveillance (Notification of Authorisation for Directed Surveillance) Order 2006 [2] Legislation Recent Changes
17/09/2024 Isle of Man GOV.IM Regulation of Surveillance (Source Records) Regulations 2006 [1] Legislation Recent Changes
17/09/2024 Isle of Man GOV.IM Regulation of Surveillance (Source Records) Regulations 2006 [1] Legislation Recent Changes
17/09/2024 Isle of Man GOV.IM Regulation of Surveillance (Juveniles) Order 2006 [1] Legislation Recent Changes
17/09/2024 Isle of Man GOV.IM Regulation of Surveillance (Juveniles) Order 2006 [1] Legislation Recent Changes
17/09/2024 Isle of Man GOV.IM Regulation of Surveillance (Cancellation of Authorisations) Regulations 2006 [1] Legislation Recent Changes
17/09/2024 Isle of Man GOV.IM Regulation of Surveillance (Cancellation of Authorisations) Regulations 2006 [1] Legislation Recent Changes
17/09/2024 United States Mississippi | MSLA Big Oil Companies Defeat Consumer Lawsuit Over Production, Prices News
17/09/2024 United Kingdom GOV.UK | MOJ Criminal justice system: data standards forum guidance Guidance and regulation
17/09/2024 United Kingdom GOV.UK | BEIS Oil and gas: offshore environmental legislation Guidance and regulation
17/09/2024 United Kingdom GOV.UK Meningococcal disease: guidance on public health management Guidance and regulation
17/09/2024 United Kingdom GOV.UK Planning appeals: procedural guide Guidance and regulation
17/09/2024 United Kingdom GOV.UK UK and England quota management rules Guidance and regulation
17/09/2024 United Kingdom GOV.UK Criminal justice system: data standards forum guidance Guidance and regulation
17/09/2024 United Kingdom GOV.UK The 2020 EIA Regulations Guidance and regulation
17/09/2024 United Kingdom GOV.UK Oil and gas: offshore environmental legislation Guidance and regulation
17/09/2024 United Kingdom GOV | DESNZ Oil and gas: offshore environmental legislation Guidance and regulation
17/09/2024 United Kingdom Scotland House Authority Regulation and expansion of Medical Associate Professional (MAP) roles within NHS Scotland: FOI release FOI/EIR release
17/09/2024 European Union ESMA ESMA24-229244789-5138 | SMSG advice on the May 2024 MiFIR Consultation Package | Market data, Securities and Markets Stakeholder Group, Trading Library
17/09/2024 Japan JFSA The results of public comments on the Draft Disclosure Guidelines for Tender Offers (Draft Guidelines for Disclosure of Tender Offers) and other information were published.

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News
17/09/2024 Japan JFSA ‘Draft Cabinet Office Order Establishing Measures Concerning Special Provisions of the Cabinet Office Order Pertaining to Regulated Businesses, including the Cabinet Order Provided for in Article 26 of the Act on the National Strategic Special Zones Relating to the Financial Services Agency’ and other documents published.

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News
17/09/2024 European Union European Commission Opinion | C(2024)6443 | COMMISSION OPINION under Regulation (EU) 2017/1938, concerning measures to safeguard the security of gas supply and repealing Regulation No 994/2010, on the Preventive Action Plan and Emergency Plan submitted by the Competent Authority of Lithuania to the European Commission Directorate-General for Energy
17/09/2024 European Union European Commission View Update Directorate-General for Trade
17/09/2024 Nigeria CBN Monetary, Credit, Foreign Trade And Exchange Policy Guidelines For Fiscal Years 2024/2025 News
17/09/2024 United States Federal Register | Coast Guard Great Lakes Pilotage Modernization. The Coast Guard is amending certain Great Lakes Pilotage regulatory requirements to align with current Coast Guard and U.S. pilot association operations and pilotage practices. This final rule clarifies the different phases of training and types of… Not Significant Rule
17/09/2024 United States Federal Register | Homeland Security Department Great Lakes Pilotage Modernization. The Coast Guard is amending certain Great Lakes Pilotage regulatory requirements to align with current Coast Guard and U.S. pilot association operations and pilotage practices. This final rule clarifies the different phases of training and types of… Not Significant Rule
17/09/2024 United States Federal Register | Internal Revenue Service Consistent Basis Reporting Between Estate and Person Acquiring Property From Decedent. This document contains final regulations that provide guidance on the statutory requirement that a recipient’s basis in certain property acquired from a decedent be consistent with the value of the property as finally determined for Federal estate tax… Not Significant Rule
17/09/2024 United States Federal Register | Treasury Department Consistent Basis Reporting Between Estate and Person Acquiring Property From Decedent. This document contains final regulations that provide guidance on the statutory requirement that a recipient’s basis in certain property acquired from a decedent be consistent with the value of the property as finally determined for Federal estate tax… Not Significant Rule
17/09/2024 United States Federal Register | National Highway Traffic Safety Administration Make Inoperative Exemptions; Retrofit Air Bag On-Off Switches and Air Bag Deactivations. This Notice of Proposed Rulemaking proposes amendments to the requirements and processes for individuals to request that the agency permit them to have an air bag on-off switch installed in their vehicle. The proposed amendments would eliminate the… Not Significant Proposed Rule
17/09/2024 United States Federal Register | Transportation Department Make Inoperative Exemptions; Retrofit Air Bag On-Off Switches and Air Bag Deactivations. This Notice of Proposed Rulemaking proposes amendments to the requirements and processes for individuals to request that the agency permit them to have an air bag on-off switch installed in their vehicle. The proposed amendments would eliminate the… Not Significant Proposed Rule
17/09/2024 United States Federal Register | Internal Revenue Service View Update Not Significant Proposed Rule
17/09/2024 United States Federal Register | Treasury Department View Update Not Significant Proposed Rule
17/09/2024 United States Federal Register | Health and Human Services Department Public Health Service Policies on Research Misconduct. This final rule revises the regulations governing Public Health Service Policies on Research Misconduct. The final rule reflects both substantive and non-substantive revisions in response to public comments and to improve clarity. The purpose of the… Not Significant Rule
17/09/2024 United States Federal Register | Internal Revenue Service Tribal General Welfare Benefits. This document contains proposed regulations regarding the exclusion from gross income of certain Tribal general welfare benefits. The proposed regulations address the requirements that would apply to determine whether the benefits that an Indian Tribal… Not Significant Proposed Rule
17/09/2024 United States Federal Register | Treasury Department Tribal General Welfare Benefits. This document contains proposed regulations regarding the exclusion from gross income of certain Tribal general welfare benefits. The proposed regulations address the requirements that would apply to determine whether the benefits that an Indian Tribal… Not Significant Proposed Rule
17/09/2024 United States Federal Register | Foreign Assets Control Office Updating Provisions Related to Blocking and Other Actions Related to Specific Property or Interests in Property. The Department of the Treasury’s Office of Foreign Assets Control (OFAC) is adopting a final rule to clarify OFAC’s process for issuing certain orders that block or identify as blocked specific property or interests in property, or that impose other… Not Significant Rule
17/09/2024 United States Federal Register | Treasury Department Updating Provisions Related to Blocking and Other Actions Related to Specific Property or Interests in Property. The Department of the Treasury’s Office of Foreign Assets Control (OFAC) is adopting a final rule to clarify OFAC’s process for issuing certain orders that block or identify as blocked specific property or interests in property, or that impose other… Not Significant Rule
17/09/2024 United States Federal Register | Food and Drug Administration Chemistry, Manufacturing, and Controls Technical Section Filing Strategies; Draft Guidance for Industry; Availability. The Food and Drug Administration (FDA or Agency) is announcing the availability of a draft guidance for industry (GFI) #227 entitled “Chemistry, Manufacturing, and Controls (CMC) Technical Section Filing Strategies.” This draft guidance provides… Not Significant Notice

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