Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
17/09/2024 United States Federal Register | Health and Human Services Department Chemistry, Manufacturing, and Controls Technical Section Filing Strategies; Draft Guidance for Industry; Availability. The Food and Drug Administration (FDA or Agency) is announcing the availability of a draft guidance for industry (GFI) #227 entitled “Chemistry, Manufacturing, and Controls (CMC) Technical Section Filing Strategies.” This draft guidance provides… Not Significant Notice
17/09/2024 United States Federal Register | Federal Aviation Administration View Update Not Significant Proposed Rule
17/09/2024 United States Federal Register | Transportation Department View Update Not Significant Proposed Rule
17/09/2024 United States Federal Register | Food and Drug Administration Considerations for Generating Clinical Evidence From Oncology Multiregional Clinical Development Programs; Draft Guidance for Industry; Availability. The Food and Drug Administration (FDA or Agency) is announcing the availability of a draft guidance for industry entitled “Considerations for Generating Clinical Evidence From Oncology Multiregional Clinical Development Programs.” This draft guidance… Not Significant Notice
17/09/2024 United States Federal Register | Health and Human Services Department Considerations for Generating Clinical Evidence From Oncology Multiregional Clinical Development Programs; Draft Guidance for Industry; Availability. The Food and Drug Administration (FDA or Agency) is announcing the availability of a draft guidance for industry entitled “Considerations for Generating Clinical Evidence From Oncology Multiregional Clinical Development Programs.” This draft guidance… Not Significant Notice
17/09/2024 United States Federal Register | Environmental Protection Agency Air Plan Approval; Montana; Missoula, Montana, Air Rule Revisions. The Environmental Protection Agency (EPA) is proposing to approve a State Implementation Plan (SIP) revision submitted by the State of Montana on January 30, 2024, that incorporates revisions to the Missoula, Montana City-County Air Pollution Control… Not Significant Proposed Rule
17/09/2024 United States Federal Register | National Aeronautics and Space Administration Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. This direct final rule amends NASA’s regulations on Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, to align with the Office of Management and Budget’s (OMB) April 2024 revisions to its guidance on… Not Significant Rule
17/09/2024 United States Federal Register | Veterans Affairs Department Agency Information Collection Activity: Equipment Operation and Maintenance Manuals. Procurement Policy and Warrant Management Service, Office of Procurement Policy, Systems and Oversight, Office of Acquisition and Logistics, Department of Veterans Affairs (VA), is announcing an opportunity for public comment on the proposed collection… Not Significant Notice
17/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Initiate Distributor Fees for MRX Options Trade Outline Not Significant Notice
17/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Its Backtesting Framework and To Establish a Resource Backtesting Margin Charge Not Significant Notice
17/09/2024 United States Federal Register | Securities and Exchange Commission Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange’s Fee Schedule Concerning Transaction Pricing Not Significant Notice
17/09/2024 United States Federal Register | Internal Revenue Service Identification of Basket Contract Transactions as Listed Transactions; Hearing Cancellation. This document cancels a public hearing on proposed regulations that would identify transactions that are the same as, or substantially similar to, certain basket contract transactions as listed transactions, a type of reportable transaction. Not Significant Proposed Rule
17/09/2024 United States Federal Register | Treasury Department Identification of Basket Contract Transactions as Listed Transactions; Hearing Cancellation. This document cancels a public hearing on proposed regulations that would identify transactions that are the same as, or substantially similar to, certain basket contract transactions as listed transactions, a type of reportable transaction. Not Significant Proposed Rule
17/09/2024 United States Federal Register | Coast Guard Special Local Regulation; Kailua Bay, Ironman World Championship, Kailua-Kona, Hawaii. The Coast Guard is establishing a temporary special local regulation for certain waters of Kailua Bay, Hawaii, from Kailua Pier to about 3 miles southeast in Kahului Bay. This action is necessary to protect persons on these navigable waters located at… Not Significant Rule
17/09/2024 United States Federal Register | Homeland Security Department Special Local Regulation; Kailua Bay, Ironman World Championship, Kailua-Kona, Hawaii. The Coast Guard is establishing a temporary special local regulation for certain waters of Kailua Bay, Hawaii, from Kailua Pier to about 3 miles southeast in Kahului Bay. This action is necessary to protect persons on these navigable waters located at… Not Significant Rule
17/09/2024 United States Federal Register | Federal Communications Commission Television Broadcasting Services Cape Girardeau, Missouri. The Video Division, Media Bureau (Bureau), has before it a Notice of Proposed Rulemaking issued in response to a Petition for Rulemaking filed by Gray Television Licensee, LLC (Gray), the licensee of KFVS-TV (Station or KFVS-TV), Cape Girardeau,… Not Significant Rule
17/09/2024 United States Federal Register | Financial Crimes Enforcement Network Agency Information Collection Activities; Proposed Renewal; Comment Request; Renewal Without Change of Purchases of Bank Checks and Drafts, Cashier’s Checks, Money Orders, and Traveler’s Checks. As part of its continuing effort to reduce paperwork and respondent burden, FinCEN invites comments on the proposed renewal, without change, of existing information collection requirements found in Bank Secrecy Act regulations that require financial… Not Significant Notice
17/09/2024 United States Federal Register | Treasury Department Agency Information Collection Activities; Proposed Renewal; Comment Request; Renewal Without Change of Purchases of Bank Checks and Drafts, Cashier’s Checks, Money Orders, and Traveler’s Checks. As part of its continuing effort to reduce paperwork and respondent burden, FinCEN invites comments on the proposed renewal, without change, of existing information collection requirements found in Bank Secrecy Act regulations that require financial… Not Significant Notice
17/09/2024 United States Federal Register | Ocean Energy Management Bureau Atlantic Wind Lease Sale 11 for Commercial Leasing for Wind Power Development on the U.S. Gulf of Maine Outer Continental Shelf-Final Sale Notice. This Final Sale Notice (FSN) contains information pertaining to the areas available for commercial wind power leasing during Atlantic Wind Lease Sale 11 (ATLW-11) on the U.S. Outer Continental Shelf (OCS) in the Gulf of Maine. Specifically, this FSN… Not Significant Notice
17/09/2024 United States Federal Register | International Trade Administration Circular Welded Carbon-Quality Steel Pipe From the United Arab Emirates: Final Results of Antidumping Duty Changed Circumstances Review. On July 29, 2024, the U.S. Department of Commerce (Commerce) published the initiation and preliminary results of the changed circumstances review (CCR) of the antidumping duty (AD) order on circular welded carbon-quality steel pipe (CWP) from the… Not Significant Notice
17/09/2024 United States Federal Register | Patent and Trademark Office 2024 Guidance Update on Patent Subject Matter Eligibility, Including on Artificial Intelligence. The United States Patent and Trademark Office (USPTO) is extending the comment period for the notice titled “2024 Guidance Update on Patent Subject Matter Eligibility, Including on Artificial Intelligence” that was published in the Federal Register on… Not Significant Notice
17/09/2024 United States Federal Register | Federal Communications Commission Possible Revision or Elimination of Rules. In this document, the Federal Communication Commission (FCC or Commission) invites the general public to comment on the Commission’s rules to be reviewed pursuant to the Regulatory Flexibility Act of 1980. The purpose of the review is to determine… Not Significant Proposed Rule
17/09/2024 United States Federal Register | Federal Aviation Administration Airworthiness Directives; Textron Aviation Inc. (Type Certificate Previously Held by Cessna Aircraft Company) Airplanes. The FAA is adopting a new airworthiness directive (AD) for Textron Aviation Inc. (Textron) (type certificate previously held by Cessna Aircraft Company) Model 525, 525A, and 525B airplanes with Tamarack active technology load alleviation system (ATLAS)… Not Significant Rule
17/09/2024 United States Federal Register | Transportation Department Airworthiness Directives; Textron Aviation Inc. (Type Certificate Previously Held by Cessna Aircraft Company) Airplanes. The FAA is adopting a new airworthiness directive (AD) for Textron Aviation Inc. (Textron) (type certificate previously held by Cessna Aircraft Company) Model 525, 525A, and 525B airplanes with Tamarack active technology load alleviation system (ATLAS)… Not Significant Rule
17/09/2024 United States Federal Register | Federal Railroad Administration Proposed Agency Information Collection Activities; Comment Request. Under the Paperwork Reduction Act of 1995 (PRA) and its implementing regulations, this notice announces that FRA is forwarding the Information Collection Request (ICR) summarized below to the Office of Management and Budget (OMB) for review and… Not Significant Notice
17/09/2024 United States Federal Register | Transportation Department Proposed Agency Information Collection Activities; Comment Request. Under the Paperwork Reduction Act of 1995 (PRA) and its implementing regulations, this notice announces that FRA is forwarding the Information Collection Request (ICR) summarized below to the Office of Management and Budget (OMB) for review and… Not Significant Notice
17/09/2024 United States Federal Register | National Oceanic and Atmospheric Administration Pacific Fishery Management Council; Public Meeting. The Pacific Fishery Management Council (Pacific Council) will convene a joint meeting of the Salmon Technical Team (STT) and the Scientific and Statistical Committee’s Salmon Subcommittee (SSC-SC). The Model Evaluation Workgroup (MEW) and Sacramento… Not Significant Notice
17/09/2024 United States Mississippi | MSLA DraftKings Sued by MLB Players Union for Using Names, Images News
17/09/2024 Switzerland FINMA Mirabaud & Cie SA seriously violated financial market law Press release
17/09/2024 United States Mississippi | MSLA View Update News
17/09/2024 Finland FSA EBA Guidelines on resubmission of historical data ? applicable as of 17 October 2024 Supervision Release
17/09/2024 Australia Treasury View Update Consultations
17/09/2024 Argentina Boletinoficial View Update Legislation and Official Notices
17/09/2024 United Kingdom GOV.UK | UK Statutory Instruments View Update UK Statutory Instruments
17/09/2024 European Union European Union View Update Information and Notices
17/09/2024 European Union European Union C/2024/5523|Council Decision of 13 September 2024 adopting the Council’s position on the draft general budget of the European Union for the financial year 2025 Information and Notices
17/09/2024 European Union European Union View Update Information and Notices
17/09/2024 European Union European Union View Update Information and Notices
17/09/2024 European Union European Union View Update Information and Notices
17/09/2024 European Union European Union View Update Legislation
17/09/2024 European Union European Union 2024/90559|Corrigendum to Regulation (EU) 2022/2560 of the European Parliament and of the Council of 14 December 2022 on foreign subsidies distorting the internal market (OJ L 330, 23.12.2022) Legislation
17/09/2024 European Union European Union 2024/90509|Corrigendum to Regulation 2023/606 of the European Parliament and of the Council of 15 March 2023 as regards the requirements pertaining to the investment policies and operating conditions of European long-term investment funds and the scope of eligible investment assets, the portfolio composition and diversification requirements and the borrowing of cash and other fund rules (OJ L 80, 20.3.2023) Legislation
17/09/2024 European Union European Union View Update Legislation
17/09/2024 European Union European Union View Update Legislation
17/09/2024 European Union European Union View Update Legislation
17/09/2024 European Union European Union View Update Legislation
17/09/2024 European Union European Union View Update Legislation
17/09/2024 European Union European Union View Update Legislation
17/09/2024 European Union European Union View Update Legislation
17/09/2024 Australia ASIC ASIC has today released a letter to market participants outlining technological and operational resilience guidance, clarifying how to identify critical business services and notification of a major event. Regulation
17/09/2024 United Kingdom UK Finance View Update Reports and Publications
17/09/2024 United Kingdom RICS Have your say: Help shape the future of service charge standards in commercial property | The Royal Institution of Chartered Surveyors (RICS) has announced the launch of a public consultation for its Service Charges in Commercial Property professional standard, set to be released in its second edition. News
17/09/2024 European Union EIOPA Solvency II 2.8.2 taxonomy release Q&A session | Public debates
16/09/2024 Europe Insurance Europe Angus Scorgie: Solvency II – EU insurance rules review a prime chance to unlock investment and increase competitiveness in Europe News
16/09/2024 European Union European Commission Decision | C(2024)6620 | Commission decision pursuant to Council Regulation (EC) No 139/2004 Directorate-General for Competition
16/09/2024 Isle of Man GOV.IM Regulation of Surveillance (Notification of Authorisation for Directed Surveillance) Order 2006 [1] Legislation Recent Changes
16/09/2024 Isle of Man GOV.IM Regulation of Surveillance (Notification of Authorisation for Directed Surveillance) Order 2006 [1] Legislation Recent Changes
16/09/2024 Venezuela VTV View Update Economy
16/09/2024 Portugal BDP View Update carta circular
16/09/2024 Germany AA View Update Press releases
16/09/2024 Chile CMF View Update Press
16/09/2024 Canada FSRA View Update News
16/09/2024 United Kingdom GOV.UK | DEFRA Bluetongue: news, information and guidance for livestock keepers Latest documents
16/09/2024 European Union European Commission View Update Secretariat-General
16/09/2024 United Kingdom GOV.UK | UK Statutory Instruments View Update UK Statutory Instruments
16/09/2024 United States SEC Adoption of Updated EDGAR Filer Manual | Final Rule Adoption of Updated EDGAR Filer Manual 33-11304 Final
Rule
16/09/2024 United States Delaware | DOI Health Insurance Marketplace Data Released; Rates Finalized News
16/09/2024 Portugal BDP View Update Banco de Portugal
16/09/2024 Jersey Jersey Legal Information Board Telecommunications Law Amendment (Jersey) Commencement Order 2024 Latest laws
16/09/2024 United States Mississippi | MSLA Michigan Company Sued for Violating Federal Law on Employee Accommodations News
16/09/2024 United Kingdom FCA View Update Policy statements
16/09/2024 United Kingdom GOV.UK | Home Office EU Settlement Scheme: Border Force guidance Guidance and regulation
16/09/2024 United Kingdom GOV.UK DSA 02.OME: Defence Ordnance, Munitions and Explosives (OME) regulations Guidance and regulation
16/09/2024 United Kingdom GOV.UK DSA 03.OME part 4: Major Accident Control Regulations (MACR) Guidance and regulation
16/09/2024 United Kingdom GOV.UK EU Settlement Scheme: Border Force guidance Guidance and regulation
16/09/2024 Global ICMA View Update News
16/09/2024 Guernsey GFSC View Update News
16/09/2024 Guernsey GFSC View Update General
16/09/2024 Guernsey GFSC View Update Fiduciary
16/09/2024 Guernsey GFSC View Update Pension

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