Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
08/08/2024 United Kingdom | Scotland Gov.Scot Quality Prescribing for Antidepressants: A Guide for Improvement 2024-2027 Advice and guidance | Health and social care
08/08/2024 United States Fedral Register Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee for Remote Hands Service Notice
08/08/2024 United States Fedral Register Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee for Remote Hands Service Notice
08/08/2024 United States Fedral Register Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee for Remote Hands Service Notice
08/08/2024 United States Fedral Register View Update Notice
08/08/2024 United States Fedral Register Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Notice
08/08/2024 United States Fedral Register Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee for Remote Hands Service Notice
08/08/2024 United States Fedral Register Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee for Remote Hands Service Notice
08/08/2024 United States Fedral Register Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee for Remote Hands Service Notice
08/08/2024 United States Fedral Register Agency Information Collection Activities; Proposed Renewal; Comment Request; Renewal Without Change of Transactions of Exempt Persons Regulations, and FinCEN Form 110, Designation of Exempt Person Report. As part of its continuing effort to reduce paperwork and respondent burden, FinCEN invites comments on the proposed renewal, without change, of existing information collection requirements found in Bank Secrecy Act regulations that require a bank to… Notice
08/08/2024 United Kingdom FCA CP24/16: The Value for Money Framework Pensions Consultation papers
08/08/2024 United Kingdom FCA CP24/16: Value for Money Framework [pdf] Consultation papers
08/08/2024 United Kingdom GOV.UK Referral to treatment waiting times statistics for consultant-led elective care for June 2024 Research and statistics
08/08/2024 United Kingdom GOV.UK | Home Office Police funding for England and Wales: user guide Latest documents
08/08/2024 United Kingdom GOV.UK Registered Designs Examination Practice guide Guidance and regulation
08/08/2024 United Kingdom Scotland House Authority Quality Prescribing for Antidepressants: A Guide for Improvement 2024-2027 Advice and guidance
08/08/2024 European Union European Union View Update Legislation
08/08/2024 Brazil GOV.BR View Update
08/08/2024 Brazil GOV.BR View Update
08/08/2024 Brazil GOV.BR View Update
08/08/2024 Brazil GOV.BR View Update
08/08/2024 Brazil GOV.BR View Update
08/08/2024 Global BIS Yannis Stournaras: The role of the ECB monetary policy in achieving a soft landing in the euro area Central Bankers Speeches
08/08/2024 European Union European Union View Update Information and Notices
08/08/2024 European Union European Union View Update Information and Notices
08/08/2024 European Union European Union View Update Legislation
08/08/2024 European Union European Union View Update Legislation
08/08/2024 European Union European Union View Update Legislation
08/08/2024 European Union European Union View Update Legislation
08/08/2024 European Union European Union View Update Legislation
08/08/2024 European Union European Union View Update Legislation
08/08/2024 European Union European Union View Update Legislation
08/08/2024 European Union European Union View Update Legislation
08/08/2024 European Union European Union View Update Legislation
08/08/2024 European Union European Union View Update Legislation
08/08/2024 European Union European Union View Update CRR
08/08/2024 European Union European Union View Update CRDIV
08/08/2024 South Korea FTC 8840 – Note – Distribution of a set of questions and answers regarding the Essential Goods Guidelines : Original Title [8840 – ?? – ???? ????? ?? ????? ??] News
08/08/2024 United Kingdom ARMA Company Law Basics For Management Companies News
08/08/2024 United Kingdom ARMA Heat Networks, Net Zero, Regulation and Management of Communal Heating in Apartment Blocks News
07/08/2024 United Kingdom GOV.UK ORR: draft amendments to the model freight track access contracts Policy papers and consultations
07/08/2024 United Kingdom GOV.UK DBS guidance leaflets Guidance and regulation
07/08/2024 United Kingdom GOV.UK MGN 447 (M+F) Amendment 3 (control of noise at work) regulations Guidance and regulation
07/08/2024 United Kingdom GOV.UK FCERM appraisal technical guidance Guidance and regulation
07/08/2024 United Kingdom GOV.UK MGN 636 (M) Amendment 3 (health and safety at work) regulations Guidance and regulation
07/08/2024 United Kingdom FCA View Update News stories
07/08/2024 United Kingdom FCA View Update Good and poor practice
07/08/2024 United Kingdom FCA Final Notice 2024: H2O AM LLP (H2O) [pdf] Final notices
07/08/2024 United Kingdom GOV.UK Environmental permitting: standard rules consultation number 28 Policy papers and consultations
07/08/2024 United Kingdom GOV.UK TS2 1EQ, European Metal Recycling Limited: environmental permit application advertisement – EPR/DP3421SN/A001 Guidance and regulation
07/08/2024 United Kingdom GOV.UK B71 1DG, Buse Hygear Limited: environmental permit application advertisement – EPR/CP3425SY/A001 Guidance and regulation
07/08/2024 European Union European Commission View Update Directorate-General for Financial Stability, Financial Services and Capital Markets Union
07/08/2024 Mauritius FSC FSC issues Public Consultation – Draft Insurance (Insurance Aggregators) Regulations Consultation
07/08/2024 Mauritius FSC FSC issues Public Consultation – Draft Insurance (Insurance Aggregators) Regulations Communication
07/08/2024 Mauritius FSC FSC issues Public Consultation – Draft Insurance (Insurance Aggregators) Regulations News
07/08/2024 United States Fedral Register Quality Control Standards for Automated Valuation Models. The OCC, Board, FDIC, NCUA, CFPB, and FHFA (collectively, the agencies) are adopting a final rule to implement the quality control standards mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) for the use of… Rule
07/08/2024 United States Fedral Register Rules Regarding Dual Consolidated Losses and the Treatment of Certain Disregarded Payments. This document contains proposed regulations that address certain issues arising under the dual consolidated loss rules, including the effect of intercompany transactions and items arising from stock ownership in calculating a dual consolidated loss…. Proposed Rule
07/08/2024 United States Fedral Register Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MSRB’s Real-Time Transaction Reporting System and Price Dissemination Information Facility To Retire the Transmission Control Protocol Secure Socket Connection Notice
07/08/2024 United States Fedral Register Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Notice
07/08/2024 United States Fedral Register Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31-E Notice
07/08/2024 United States Fedral Register Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchange, Inc., the Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The Nasdaq Stock Market LLC, BOX Exchange LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, Miami International Securities Exchange, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, MIAX Sapphire, and MEMX LLC Concerning Options-Related Market Surveillance Notice
07/08/2024 United States Fedral Register Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., NYSE Chicago, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., Long-Term Stock Exchange, Inc., MEMX LLC, Nasdaq ISE, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, Investors Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, MIAX Sapphire, LLC, The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. Concerning Covered Regulation NMS and Consolidated Audit Trail Rules Notice
07/08/2024 United States Fedral Register Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the DTC Operational Arrangements (Necessary for Securities To Become and Remain Eligible for DTC Services) Notice
07/08/2024 China GOV.CN China’s Guangdong woos foreign talent via legislation International Exchanges
07/08/2024 China TC260 View Update Announcements
07/08/2024 Brazil GOV.BR View Update
07/08/2024 Brazil GOV.BR View Update
07/08/2024 Brazil GOV.BR View Update
07/08/2024 Brazil GOV.BR View Update
07/08/2024 Brazil GOV.BR View Update
07/08/2024 Brazil GOV.BR View Update
07/08/2024 United States Mississippi | MSLA View Update News
07/08/2024 China SAMR View Update Media
07/08/2024 China SAMR Clear rules of conduct for fees charged by trade associations and chambers of commerce Three departments issue guidelines : Original Title [?????????????? ???????] Media
07/08/2024 China SAMR View Update Place
07/08/2024 Argentina Boletinoficial View Update Legislation and Official Notices
07/08/2024 China MPS View Update Policy Documents
07/08/2024 United Kingdom GOV.UK | UK Statutory Instruments View Update UK Statutory Instruments
07/08/2024 South Korea FTC View Update News
07/08/2024 European Union European Union View Update Information and Notices

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