Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
07/08/2024 United Kingdom GOV.UK Capital Funding Guide Guidance and regulation
07/08/2024 United Kingdom Scotland House Authority Procurement – software value added reseller services framework (SP-21-034): guidance Advice and guidance
07/08/2024 United Kingdom Scotland House Authority Procurement – national advertising portal contract: guidance Advice and guidance
07/08/2024 United Kingdom Scotland House Authority Procurement – Public Contracts Scotland tender contract: guidance Advice and guidance
07/08/2024 United Kingdom Scotland House Authority Special Development Orders (SDOs) legislation: EIR release FOI/EIR release
07/08/2024 United Kingdom Scotland House Authority Construction pipeline forecast tool: CPN 2/2024 Advice and guidance
07/08/2024 European Union ESMA Fund Management, Press Releases | ESMA consults on Liquidity Management Tools for funds News
07/08/2024 European Union ESMA From 08/07/2024 to 08/10/2024 | Consultation on Liquidity Management Tools for funds | Fund Management Consultations
07/08/2024 European Union ESMA ESMA34-1985693317-1095 | Consultation Paper on the Draft Regulatory Technical Standards on Liquidity Management Tools under the AIFMD and UCITS Directive | Fund Management Consultation Paper
07/08/2024 European Union ESMA ESMA34-1985693317-1097 | Consultation Paper on the Guidelines on Liquidity Management Tools of UCITS and open-ended AIFs | Fund Management Consultation Paper
07/08/2024 European Union ESMA ESMA71-545613100-2561 | ESMA consults on Liquidity Management Tools (LMT) for funds – Press Release | Fund Management, Press Releases Press Release
07/08/2024 European Union European Council Press briefings ahead of the Agriculture and Fisheries Council, 15 July 2024, and the Employment, Social Policy, Health and Consumer Affairs Council (Social, Employment), 16 July 2024 Press releases and statements
07/08/2024 Portugal Concorrencia Enforcing competition law in digital markets and ecosystems – Nuno Cunha Rodrigues Press Releases
07/08/2024 South Africa SANEWS Commission issues Guide on Governance Practice for new Cabinet members News
07/08/2024 South Africa SANEWS PSC applauds officials who refuse to accept a bribes News
07/08/2024 South Africa SANEWS PSC applauds officials who refuse to accept a bribes Corruption News
07/08/2024 Israel BOI Remarks of the Governor of the Bank of Israel at the press briefing on the monetary policy decision 08.07.2024 : Original Title [???? ???? ??? ????? ?????? ????????? ????? ????? ???????? ????????? 08.07.2024] The translation of ?????? from Hebrew to English is Speeches.
07/08/2024 United Kingdom | Scotland Gov.Scot Procurement – software value added reseller services framework (SP-21-034): guidance Advice and guidance | Public sector
07/08/2024 United Kingdom | Scotland Gov.Scot Procurement – national advertising portal contract: guidance Advice and guidance | Public sector
07/08/2024 United Kingdom | Scotland Gov.Scot Procurement – Public Contracts Scotland tender contract: guidance Advice and guidance | Public sector
07/08/2024 United Kingdom | Scotland Gov.Scot Construction pipeline forecast tool: CPN 2/2024 Advice and guidance | Public sector
07/08/2024 Romania ASF Romania The ASF has submitted to the Ministry of Finance the revised form of the draft law amending and supplementing Law 24/2017 on issuers of financial instruments and market operations : Original Title [ASF a transmis Ministerului Finan?elor forma revizuit? a proiectului de lege pentru modificarea ?i completarea Legii nr. 24/2017 privind emiten?ii de instrumente financiare ?i opera?iuni de pia??] Press Releases
07/08/2024 Canada CHAD View Update Nouvelle
07/08/2024 United States Mississippi | MSLA Banks Face Record Number of UK Lawsuits as Economy Stumbles News
07/08/2024 Ireland GOV.IE Diabetes Policy and Services Review Steering Group- Publications
07/08/2024 Global IMF Management of Botswana’s Diamond Revenues | Keith Jefferis … Finally, it acted as a stabilisation fund (to cushion mineral-related macroeconomic shocks), … Finally, the Pula Fund is under the management of the central bank, and has … News
07/08/2024 United Kingdom GOV.UK Housing Benefit subsidy initial pre-audit final claims: Apr 2023 to Mar 2024 Transparency and freedom of information releases
07/08/2024 United Kingdom GOV.UK | HMRC ECSH63940 – Regulation 50 – Duty to co-operate Latest documents
07/08/2024 United Kingdom GOV.UK | HMRC ECSH63950 – Regulation 52- Disclosure by supervisory authorities and other relevant authorities Latest documents
07/08/2024 United Kingdom GOV.UK | DWP Housing Benefit subsidy initial pre-audit final claims: Apr 2023 to Mar 2024 Latest documents
07/08/2024 United Kingdom GOV.UK Regulation of end-point assessments: status Guidance and regulation
07/08/2024 United Kingdom GOV.UK Compliance Audit: guide for providers and independent auditors Guidance and regulation
07/08/2024 United Kingdom Scotland House Authority The Royal College of Psychiatrists in Scotland (RCPsych) in receipt of funding: FOI release FOI/EIR release
07/08/2024 United Kingdom RICS View Update News
07/08/2024 European Union ESMA Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | ESMA consults on reporting requirements and governance expectations for some supervised entities News
07/08/2024 European Union ESMA From 08/07/2024 to 18/10/2024 | Consultation on reporting requirements and governance expectations for some supervised entities | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Consultations
07/08/2024 United States ABA FOMC minutes show discussion of inflation dynamics NewsByte
07/08/2024 United States Mississippi | MSLA Former Kansas Newspaper Reporter Settles Lawsuit Over Police Raid for $235K News
07/08/2024 European Union EBA Consultation on Regulatory Technical Standards on CVA risk of securities financing transactions
(EBA/CP/2024/14)| Consultation closing: 08 October 2024
Consultation
07/08/2024 European Union EBA The EBA consults on criteria to assess the materiality of CVA risk exposures arising from securities financing transactions Press Release
07/08/2024 United Kingdom GOV.UK | HMRC ECSH63345 – Regulation 14 – High value dealers, casinos, auction platforms and art market participants Latest documents
07/08/2024 United Kingdom GOV.UK | HM Treasury Policy statement on onshore wind Policy papers and consultations
07/08/2024 United Kingdom GOV.UK | DLUHC Policy statement on onshore wind Policy papers and consultations
07/08/2024 United Kingdom GOV.UK Policy statement on onshore wind Policy papers and consultations
07/08/2024 United Kingdom GOV | DESNZ Policy statement on onshore wind Policy papers and consultations
07/08/2024 United Kingdom GOV.UK | BEIS Oil and gas: offshore environmental legislation Guidance and regulation
07/08/2024 United Kingdom GOV.UK Oil and gas: offshore environmental legislation Guidance and regulation
07/08/2024 United Kingdom GOV.UK The 2020 EIA Regulations Guidance and regulation
07/08/2024 United Kingdom GOV | DESNZ Oil and gas: offshore environmental legislation Guidance and regulation
07/08/2024 European Union ESMA ESMA70-145-153 | Compliance table – MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity Compliance table
07/08/2024 European Union ESMA ESMA70-449-741 | Compliance table on Guidelines on delay in the disclosure of inside information and interactions with prudential supervision | Guidelines and Technical standards, Market Abuse Compliance table
07/08/2024 European Union ESMA ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse Compliance table
07/08/2024 European Union ESMA ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling Compliance table
07/08/2024 European Union ESMA ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management Compliance table
07/08/2024 United Kingdom RICS Fire safety | Read the latest guidance and developments from RICS in the area of fire safety. News
07/08/2024 United Kingdom | Scotland Gov.Scot Redress For Survivors (Historical Child Abuse In Care) (Scotland) Act 2021 – payment of legal fees and related decisions: statutory guidance – updated June 2024 Advice and guidance | Children and families
07/08/2024 United Kingdom | Scotland Gov.Scot View Update Advice and guidance | Children and families
07/08/2024 United Kingdom | Scotland Gov.Scot View Update Advice and guidance | Children and families
07/08/2024 United States Mississippi | MSLA Florida Governor Names Insurance Defense Lawyer to Appeals Court News
07/08/2024 Philippines SEC SEC SHARES SUSTAINABILITY BEST PRACTICES AT ASEAN HONGKONG, CHINA SMES GOING ESG POLICY DIALOGUE AND WORKSHOP 2024 Press Releases
07/08/2024 United Kingdom GOV.UK | HMRC ECSH63190 – Regulation 4 – Meaning of business relationship Latest documents
07/08/2024 United Kingdom GOV.UK | HMRC ECSH63545 – Regulation 37 – Application of simplified customer due diligence Latest documents
07/08/2024 United Kingdom GOV.UK | HMRC ECSH63325 – Regulation 10 – Credit institutions and financial institutions Latest documents
07/08/2024 United Kingdom GOV.UK | HMRC Draft regulations: The Alcoholic Products (Excise Duty) (Amendment) Regulations 2024 Policy papers and consultations
07/08/2024 United Kingdom GOV.UK Draft regulations: The Alcoholic Products (Excise Duty) (Amendment) Regulations 2024 Policy papers and consultations
07/08/2024 United Kingdom GOV.UK Legal aid guidance Guidance and regulation
07/08/2024 United Kingdom GOV.UK Strategy and Policy Development Guidance and regulation
07/08/2024 United Kingdom GOV.UK Commercial Generic Role Profile Guidance Document Guidance and regulation
07/08/2024 European Union ESMA ESMA84-2037069784-2169 | Consultation Paper on the Guidelines on the submission of periodic information to ESMA by Benchmark Administrators, Credit Rating Agencies and Market Transparency Infrastructures | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Consultation Paper
07/08/2024 European Union ESMA ESMA84-2037069784-2168 | Consultation Paper on the Supervisory expectations for the management body | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Consultation Paper
07/08/2024 United Kingdom Scotland House Authority Scottish Government Consultation on the Scottish Law Commission Report on Review of Contract Law Consultation paper
07/08/2024 United Kingdom Scotland House Authority Scottish Government Consultation on Permanence of Coronavirus Recovery and Reform Act measures: Analysis of responses Consultation analysis
07/08/2024 United Kingdom Scotland House Authority Community justice outcomes improvement planning and reporting: Statutory guidance Advice and guidance
07/08/2024 Hong Kong ICAC View Update Press Releases
07/08/2024 Japan JFSA The results of public comments on the Draft Cabinet Office Ordinance Partially Amending the Enforcement Regulations of the Banking Law and other related matters are published.

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News
07/08/2024 European Union European Commission Proposal for a directive | COM(2024)278 | Proposal for a COUNCIL DIRECTIVE amending Directive 2006/112/EC as regards the electronic value added tax exemption certificate Directorate-General for Taxation and Customs Union
07/08/2024 European Union European Commission View Update Directorate-General for Taxation and Customs Union
07/08/2024 United Kingdom | Scotland Gov.Scot Scottish Government Consultation on Permanence of Coronavirus Recovery and Reform Act measures: Analysis of responses Consultation analysis | Law and order
07/08/2024 United Kingdom | Scotland Gov.Scot Long-term Prisoner Release Process: Consultation Consultation paper | Law and order
07/08/2024 United Kingdom | Scotland Gov.Scot Community justice outcomes improvement planning and reporting: Statutory guidance Advice and guidance | Communities and third sector

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