Latest Regulatory Alerts

Stay up-to-date on important regulatory news and developments across global regulatory sources with FinregE’s horizon scanning. FinregE provides fully customised feed of regulatory publications across your required regulatory websites and sources, with original language and language translations. Our regulatory coverage includes standard setting bodies, supervisory authorities, governments, central banks, regulators, legislative bodies, exchanges and trade associations; with coverage of content on existing and proposed laws, regulations, guidelines, draft and consultative policy, finalised rules, enforcement actions, judicial decisions and orders, speeches, press releases, blogs, events and general news.

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Publish Date Country Regulator Title Type
07/08/2024 United Kingdom GOV.UK | HMRC ECSH63940 – Regulation 50 – Duty to co-operate Latest documents
07/08/2024 United Kingdom GOV.UK | HMRC ECSH63950 – Regulation 52- Disclosure by supervisory authorities and other relevant authorities Latest documents
07/08/2024 United Kingdom GOV.UK | DWP Housing Benefit subsidy initial pre-audit final claims: Apr 2023 to Mar 2024 Latest documents
07/08/2024 United Kingdom GOV.UK Regulation of end-point assessments: status Guidance and regulation
07/08/2024 United Kingdom GOV.UK Compliance Audit: guide for providers and independent auditors Guidance and regulation
07/08/2024 United Kingdom Scotland House Authority The Royal College of Psychiatrists in Scotland (RCPsych) in receipt of funding: FOI release FOI/EIR release
07/08/2024 United Kingdom RICS View Update News
07/08/2024 European Union ESMA Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | ESMA consults on reporting requirements and governance expectations for some supervised entities News
07/08/2024 European Union ESMA From 08/07/2024 to 18/10/2024 | Consultation on reporting requirements and governance expectations for some supervised entities | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Consultations
07/08/2024 United States ABA FOMC minutes show discussion of inflation dynamics NewsByte
07/08/2024 United States Mississippi | MSLA Former Kansas Newspaper Reporter Settles Lawsuit Over Police Raid for $235K News
07/08/2024 European Union EBA Consultation on Regulatory Technical Standards on CVA risk of securities financing transactions
(EBA/CP/2024/14)| Consultation closing: 08 October 2024
Consultation
07/08/2024 European Union EBA The EBA consults on criteria to assess the materiality of CVA risk exposures arising from securities financing transactions Press Release
07/08/2024 United Kingdom GOV.UK | HMRC ECSH63345 – Regulation 14 – High value dealers, casinos, auction platforms and art market participants Latest documents
07/08/2024 United Kingdom GOV.UK | HM Treasury Policy statement on onshore wind Policy papers and consultations
07/08/2024 United Kingdom GOV.UK | DLUHC Policy statement on onshore wind Policy papers and consultations
07/08/2024 United Kingdom GOV.UK Policy statement on onshore wind Policy papers and consultations
07/08/2024 United Kingdom GOV | DESNZ Policy statement on onshore wind Policy papers and consultations
07/08/2024 United Kingdom GOV.UK | BEIS Oil and gas: offshore environmental legislation Guidance and regulation
07/08/2024 United Kingdom GOV.UK Oil and gas: offshore environmental legislation Guidance and regulation
07/08/2024 United Kingdom GOV.UK The 2020 EIA Regulations Guidance and regulation
07/08/2024 United Kingdom GOV | DESNZ Oil and gas: offshore environmental legislation Guidance and regulation
07/08/2024 European Union ESMA ESMA70-145-153 | Compliance table – MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity Compliance table
07/08/2024 European Union ESMA ESMA70-449-741 | Compliance table on Guidelines on delay in the disclosure of inside information and interactions with prudential supervision | Guidelines and Technical standards, Market Abuse Compliance table
07/08/2024 European Union ESMA ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse Compliance table
07/08/2024 European Union ESMA ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling Compliance table
07/08/2024 European Union ESMA ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management Compliance table
07/08/2024 United Kingdom RICS Fire safety | Read the latest guidance and developments from RICS in the area of fire safety. News
07/08/2024 United Kingdom | Scotland Gov.Scot Redress For Survivors (Historical Child Abuse In Care) (Scotland) Act 2021 – payment of legal fees and related decisions: statutory guidance – updated June 2024 Advice and guidance | Children and families
07/08/2024 United Kingdom | Scotland Gov.Scot View Update Advice and guidance | Children and families
07/08/2024 United Kingdom | Scotland Gov.Scot View Update Advice and guidance | Children and families
07/08/2024 United States Mississippi | MSLA Florida Governor Names Insurance Defense Lawyer to Appeals Court News
07/08/2024 Philippines SEC SEC SHARES SUSTAINABILITY BEST PRACTICES AT ASEAN HONGKONG, CHINA SMES GOING ESG POLICY DIALOGUE AND WORKSHOP 2024 Press Releases
07/08/2024 United Kingdom GOV.UK | HMRC ECSH63190 – Regulation 4 – Meaning of business relationship Latest documents
07/08/2024 United Kingdom GOV.UK | HMRC ECSH63545 – Regulation 37 – Application of simplified customer due diligence Latest documents
07/08/2024 United Kingdom GOV.UK | HMRC ECSH63325 – Regulation 10 – Credit institutions and financial institutions Latest documents
07/08/2024 United Kingdom GOV.UK | HMRC Draft regulations: The Alcoholic Products (Excise Duty) (Amendment) Regulations 2024 Policy papers and consultations
07/08/2024 United Kingdom GOV.UK Draft regulations: The Alcoholic Products (Excise Duty) (Amendment) Regulations 2024 Policy papers and consultations
07/08/2024 United Kingdom GOV.UK Legal aid guidance Guidance and regulation
07/08/2024 United Kingdom GOV.UK Strategy and Policy Development Guidance and regulation
07/08/2024 United Kingdom GOV.UK Commercial Generic Role Profile Guidance Document Guidance and regulation
07/08/2024 European Union ESMA ESMA84-2037069784-2169 | Consultation Paper on the Guidelines on the submission of periodic information to ESMA by Benchmark Administrators, Credit Rating Agencies and Market Transparency Infrastructures | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Consultation Paper
07/08/2024 European Union ESMA ESMA84-2037069784-2168 | Consultation Paper on the Supervisory expectations for the management body | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Consultation Paper
07/08/2024 United Kingdom Scotland House Authority Scottish Government Consultation on the Scottish Law Commission Report on Review of Contract Law Consultation paper
07/08/2024 United Kingdom Scotland House Authority Scottish Government Consultation on Permanence of Coronavirus Recovery and Reform Act measures: Analysis of responses Consultation analysis
07/08/2024 United Kingdom Scotland House Authority Community justice outcomes improvement planning and reporting: Statutory guidance Advice and guidance
07/08/2024 Hong Kong ICAC View Update Press Releases
07/08/2024 Japan JFSA The results of public comments on the Draft Cabinet Office Ordinance Partially Amending the Enforcement Regulations of the Banking Law and other related matters are published.

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News
07/08/2024 European Union European Commission Proposal for a directive | COM(2024)278 | Proposal for a COUNCIL DIRECTIVE amending Directive 2006/112/EC as regards the electronic value added tax exemption certificate Directorate-General for Taxation and Customs Union
07/08/2024 European Union European Commission View Update Directorate-General for Taxation and Customs Union
07/08/2024 United Kingdom | Scotland Gov.Scot Scottish Government Consultation on Permanence of Coronavirus Recovery and Reform Act measures: Analysis of responses Consultation analysis | Law and order
07/08/2024 United Kingdom | Scotland Gov.Scot Long-term Prisoner Release Process: Consultation Consultation paper | Law and order
07/08/2024 United Kingdom | Scotland Gov.Scot Community justice outcomes improvement planning and reporting: Statutory guidance Advice and guidance | Communities and third sector
07/08/2024 United Kingdom | Scotland Gov.Scot Scottish Government Consultation on the Scottish Law Commission Report on Review of Contract Law Consultation paper | Business, industry and innovation
07/08/2024 United States Mississippi | MSLA California Lawmakers Vote to Ask Voters for Permission Borrow $20B for Climate, Schools News
07/08/2024 Switzerland SNB 2024-07-08 – Financial markets – Important monetary policy data, 8 July 2024 News
07/08/2024 China SAMR Beijing Chaoyang Issues First Guidelines for Matchmaking Service Providers to Operate in a Compliant Manner : Original Title [????????????????????] Place
07/08/2024 Israel GOV.IL Draft Opinion on the Transfer of Information Outside Israel – Interpretation of Regulation 2(4) The Privacy Protection Authority publishes a draft opinion for public comments on its interpretation of the provisions of Regulation 2(4) of the Privacy Protection Regulations (Transfer of Information to Databases outside the State Boundaries) : Original Title [????? ????? ??? ????? ????? ???? ?? ???? ?????? – ?????? ???? 2(4) ????? ????? ??????? ?????? ????? ????? ??? ?????? ??????, ????? ??????? ?? ?????? ???? 2(4) ?????? ???? ??????? (????? ???? ?? ????? ???? ????? ??????? ??????)] Privacy Protection Authority
07/08/2024 Brazil GOV.BR View Update
07/08/2024 Brazil GOV.BR View Update
07/08/2024 Singapore IRAS GST: Guide on Exports (PDF, 0.8 MB) e-Tax Guide
07/08/2024 China GOV.CN Visa-free policy draws visitors to country’s capital International Exchanges
07/08/2024 European Union European Union View Update Official Journal C series
07/08/2024 European Union European Union View Update Official Journal C series
07/08/2024 European Union European Union View Update Official Journal C series
07/08/2024 European Union European Union View Update Official Journal C series
07/08/2024 European Union European Union View Update Official Journal L series
07/08/2024 European Union European Union View Update Official Journal L series
07/08/2024 Australia APRA APRA finalises revised Interest Rate Risk in the Banking Book requirements News and publications
07/08/2024 United States Fedral Register Public Company Accounting Oversight Board; Extension of Comment and Approval Periods for Proposed Rules on General Responsibilities of the Auditor in Conducting an Audit and Amendments to PCAOB Standards and A Firm’s System of Quality Control and Related Amendments to PCAOB Standards Notice
06/08/2024 United States DEFENSE 2024 Australia-U.S. Ministerial Consultations Press Conference Transcript
06/08/2024 United States Arkansas | AID Governor Sanders, Arkansas Insurance Department Enforce Arkansas Law Against PBMs News
06/08/2024 Indonesia KOMINFO Awas Hoaks! DPR Temukan Kebohongan Dana Cadangan IKN Kominfo News
06/08/2024 Indonesia KOMINFO Awas Hoaks! DPR Temukan Kebohongan Dana Cadangan IKN News
06/08/2024 Luxembourg Legilux | Official Gazatte View Update Consolidations | Loi
06/08/2024 United Kingdom CPS Man jailed for damaging two police cars during disorder in Bolton | CPS, North West News News
06/08/2024 United Kingdom CPS Bolton man pleads guilty to possession of a hammer in town centre | CPS, North West News News
06/08/2024 United States Treasury Department Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Proposed Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, MIAX Pearl, LLC, MIAX Emerald, LLC, and MIAX Sapphire, LLC Notice
06/08/2024 United States Treasury Department Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 100, Definitions; Rule 518, Complex Orders; and Rule 530, Limit Up-Limit Down Notice
06/08/2024 United States Treasury Department Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Notice

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